Help with change and fail assgn due in 24 hours - Management
DUE IN 24 HOURS
INSTRUCTIONS ATTACHED
Successful Change Versus a Dismal Failure
Using the University of Arizona Global Campus Library, locate and discuss a scholarly article that describes a successful change initiative within an organization. Next, locate and discuss a scholarly article that describes a failed change initiative within an organization. Compare and contrast the implementation theories used for the change events discussed in the two articles. Provide a summation of what could have been done to make the failed initiative a success.
Your paper should be three to four pages in length (excluding the title and reference pages). Your paper must be formatted according to APA style as outlined in the Writing Center, and it must include references and in-text citations for at least two scholarly sources from the University of Arizona Global Campus Library, in addition to the course text
Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
Managing employee involvement and total quality
Sandelands, Eric
Management Decision; 1994; 32, 5; ProQuest Central
pg. 42
Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
Hospital Pharmacy 599
Hosp Pharm 2016;51(7):599–603
2016 © Thomas Land Publishers, Inc.
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doi: 10.1310/hpj5107–599
Director’s Forum
Big Data: Implications for Health System Pharmacy
Laura B. Stokes, PharmD*; Joseph W. Rogers, PharmD, MS†; John B. Hertig, PharmD, MS, CPPS‡;
and Robert J. Weber, PharmD, MS, BCPS, FASHP, FNAP§
Big Data refers to datasets that are so large and complex that traditional methods and hardware
for collecting, sharing, and analyzing them are not possible. Big Data that is accurate leads to more
confident decision making, improved operational efficiency, and reduced costs. The rapid growth
of health care information results in Big Data around health services, treatments, and outcomes,
and Big Data can be used to analyze the benefit of health system pharmacy services. The goal of
this article is to provide a perspective on how Big Data can be applied to health system pharmacy.
It will define Big Data, describe the impact of Big Data on population health, review specific
implications of Big Data in health system pharmacy, and describe an approach for pharmacy lead-
ers to effectively use Big Data. A few strategies involved in managing Big Data in health system
pharmacy include identifying potential opportunities for Big Data, prioritizing those opportuni-
ties, protecting privacy concerns, promoting data transparency, and communicating outcomes.
As health care information expands in its content and becomes more integrated, Big Data can
enhance the development of patient-centered pharmacy services.
INTRODUCTION
Health care is becoming increasingly complex
with the advent of new treatments, evolving provider
roles, changing legislation and payment models, and
health information technology. The electronic medi-
cal record (EMR) is a form of health care technology
used by providers and patients to access and manage
medical information. Computer desktops, laptops,
and mobile devices provide efficient and effective
ways of viewing and processing medical information.
EMRs also have interoperable capabilities; various
applications can be viewed in one program providing
a comprehensive view of a patient’s medical history.
Big Data has been associated with nuclear phys-
ics, supercomputers, and defense simulations. Tech-
nology advances, particularly in banking and retail,
enable the use of Big Data in business. For example,
retail vendors use Big Data to enhance the understand-
ing of consumer demand; purchasing patterns can be
tracked using reward cards and loyalty programs so
that decision makers can more effectively interpret
customer needs.1 The Human Genome Project was the
first science and health care program to use Big Data;
the magnitude of computing required to sequence the
massive amount of genetic information challenged
paradigms in data-processing capacity.
Big Data can also be a powerful tool for phar-
macy directors regardless of the size of their depart-
ments. Leaders must understand the concept of Big
Data, how organizations can use it, and pharmacy’s
role in that plan. The goal of this article is to provide
perspective on how Big Data can be applied to health
system pharmacy. It will define Big Data, describe
the impact of Big Data on population health, review
specific implications of Big Data in health system
pharmacy, and describe an approach for leaders to
effectively use Big Data. As health care information
expands and becomes more integrated, Big Data will
enable the growth and expansion of patient-centered
pharmacy services.
BIG DATA DEFINITION
Big Data is defined as data sets that are so large
and complex that traditional computing methods are
*PGY1 Health System Pharmacy Administration Resident; The University of Texas MD Anderson Cancer Center, Houston,
Texas; † PGY2 Health System Pharmacy Administration Resident, Memorial Hermann Health System, Houston, Texas; ‡Asso-
ciate Director, Purdue University College of Pharmacy, Fishers, Indiana; §Administrator, Pharmacy Services, The Ohio State
University Wexner Medical Center, Columbus, Ohio
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600 Volume 51, July-August 2016
not capable of handling the information.2 Big Data
results from the rapid assimilation of information
that is complex, is large in byte size, and is from many
different sources. Big Data gathers and stores health
care outcomes resulting from advances in technology,
treatments, and analytics and transmits this infor-
mation very quickly to data warehouses. Common
examples of how Big Data is used today include Net-
flix’s ability to predict how you will rate a given film
using a variety of complex variables3 and Facebook’s
use of subscriber information to target posts and
advertisements of interest.4 A few examples of Big
Data in health care include the demonstration of how
medication prescribing patterns differ in relation to
outcomes in various locations or the prediction of a
patient’s therapy success based on models built from
data from similar patients.
Some major sources for Big Data in health care
are the electronic medical record (EMR), administra-
tive claims information, and clinical decision support
databases, like First Databank. EMRs include real-
time clinical data, such as patient identifiers (admis-
sion numbers), vital signs, diagnoses, and coded
therapies. Administrative data include information
from the Centers for Medicare & Medicaid Services
or commercial insurance claims. All of these data
are relevant and accessible to health system phar-
macy leaders. Table 1 summarizes different types and
sources of health care data.5
IMPACT OF BIG DATA ON POPULATION HEALTH
Population health is defined as the health out-
comes of a group of individuals, including the distribu-
tion of such outcomes within the group.6 Big Data may
provide population health statistics for various medi-
cation-related indicators such as readmissions, patient
triage and prioritization, adverse drug events, and
expensive medications. Bates and colleagues described
the need for enhanced methods of identifying high-
cost and high-risk patients to ensure effective interven-
tion. If patients are incorrectly identified as high risk,
the benefit of enhanced care management interven-
tions is lost. Additionally, in the case of readmission
and triage, clinical workflow algorithms can be used
to help identify patient-specific parameters, prioritize
patients according to risk factors, and minimize the
time to appropriate therapy. Big Data may be used to
measure the effectiveness of this algorithm.7
Innovation in health care is influenced by finan-
cial models, patient needs, provider motivation, and
technology advances. Big Data may play an impor-
tant role in driving health care innovation. Table 2
summarizes how Big Data supports health care inno-
vation through data demand, supply, technology, and
government assistance.8
Future cost projections suggest that health care
expenditures in the United States will continue to
increase. The aging baby boomer population, increased
prevalence of chronic disease states, technological
advances, costly end-of-life care, and other operational
issues contribute to this projection.1 Health care legis-
lation is moving toward measuring quality health care
outcomes. Additionally, incentives and reimbursement
for services depend on quality outcomes. In a chang-
ing health care landscape, where accountable care
organizations and patient-centered medical homes
are becoming the norm, the implications of Big Data
are at the forefront of progressive operational change.
Big Data may be most effectively used to pro-
vide patients and providers with information based
on population statistics to determine the best treat-
ment options.2 EMR data can be used on a large
scale to provide insight on patient outcomes. These
data include length of stay, risk factors for compli-
cations, or disease progression; all of these data can
be extrapolated to populations to predict outcomes.
Using real-time data in intensive care units or emer-
gency departments to rapidly detect changes in
patient status and apply appropriate treatments is
another example of the use of Big Data.1
Table 1. Types of health care data5
Type Source Attributes
Administrative • Government (CMS)
• National surveys (Medical Expenditure Panel Survey)
• Commercial vendors (health plans, PBMs, etc)
• Insurance billing
• Financial reporting
• Lacks clinical detail
Clinical • Hospital EMR
• Physician EMR
• Integrated delivery network EMR
• Clinical database
• Clinical data collected for patient care
Note: CMS = Centers for Medicare & Medicaid Services: EMR = electronic medical record; PBMs = pharmacy benefit manager.
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Each stakeholder within the health system has
different goals for the use of Big Data. Patients may
utilize these data to empower their health care deci-
sions, whereas providers may use Big Data to obtain
real-time information about their patients or for deci-
sion support. Health applications – or “apps” – have
been created to help manage many chronic disease
states, including diabetes, and to enable smoking ces-
sation and improve nutrition. Ochsner Health Sys-
tem, New Orleans, Louisiana, has implemented a
stand-alone “O Bar,” where patients can walk in at
any time to ask questions about health apps they are
using and receive recommendations about other apps
and technologies for wellness.9
Pharmaceutical and medical device companies
may use the data to better understand the mechanisms
of diseases and their progression to develop safe,
targeted therapies with the fewest possible adverse
events. Analysis of large datasets can enable predictive
modeling, which will result in a more efficient medica-
tion therapy development process. Advanced statisti-
cal analysis and optimized study designs will result
in stronger therapy trials with medications and their
intended populations. Big Data will also be a useful
tool in surveillance for adverse medication events,
both before and after market. The ideal impact of
Big Data on the pharmaceutical industry is to ensure
that the right patient has the right medication at the
right time.1 Medical device companies market prod-
ucts for home monitoring of medication levels and as
surrogate markers of chronic diseases. A health care
provider often transmits data electronically from the
patient’s home device to the EMR for review.
Providers review the data and make adjustments
to medications or the therapy plan over the phone.
Providers can monitor patients for safety and adverse
events without seeing them in person. This gives
patients increased access to health care without the
cost and inconvenience of an in-office visit. This is
common practice in blood glucose level monitoring
and international normalized ratio (INR) testing
for warfarin therapy; in the future, this mechanism
of care delivery will be increasingly prevalent. Pay-
ers may use Big Data to develop sustainable business
models secondary to the transition away from the
fee-for-service payment model. Finally, governmen-
tal agencies may use Big Data to reduce health care
costs and enforce health care regulations related to
the quality of patient outcomes.1 Each stakeholder
within the health system will use Big Data in unreal-
ized capacities in the future.
As information technology grows more capable
of translating Big Data, evidence-based guidelines may
not be as applicable to patient care. Some of the popu-
lation health outcomes may demonstrate treatment
approaches different than those suggested by some
guidelines. Providers may use clinical decision support
tools to help ensure the safety and appropriate use of
medication therapy given patient-specific factors such
as weight and creatinine clearance. As Big Data becomes
more prevalent in practice, providers will use this infor-
mation to develop treatment plans for each patient.
Another challenge related to the use of Big
Data is the impact on Health Insurance Portability
and Accountability Act of 1996 (HIPAA) privacy
standards. There is debate among health care lead-
ers as to the public benefit of Big Data and the pro-
tection of patient privacy (HIPAA concerns). The
integration of multiple systems and the combina-
tion of data from a variety of sources is concerning
to some patients. HIPAA does not directly address
the complexity of data manipulation today; much
work is necessary to truly understand the real pri-
vacy risks associated with using Big Data in popu-
lation health.
APPLICATION OF BIG DATA TO HEALTH SYSTEM
PHARMACY
Most EMRs have clinical decision support tools to
guide the most appropriate prescribing of medication.
Table 2. Aligning Big Data to support health care innovation8
Demand for data
• Cost pressures
• Need to act quickly (first movers show impact, while late adopters only “keep up”)
Supply of data
• Clinical data available across continuum of care
• Non–health care consumer data readily accessible
Technological capability
• Advances in combining administrative claims data with clinical data
• Analytics
Market changes
• Government emphasis on transparency
• Interoperable standards between competitors in the private sector
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Clinical decision support tools related to pharmacy
include medication dose buttons, medication alerts
such as duplicate therapy or drug-drug interaction
alerts, and warning pop-ups to alert users of poten-
tially unsafe practice. Clinical decision support tools
can also be used in other aspects of patient care to
increase efficiency and improve the quality of care
provided.1 Potential applications include database
maintenance, increased metrics and tools available in
inpatient and outpatient areas, and tools targeting pop-
ulation trends. The clinical data maintained within the
EMR can be used to identify patients who are at risk
for complications and would benefit from early inter-
ventions or proactive care. This concept will become
more applicable with increasing advances in informa-
tion technology and advanced analytical skills.2
EMRs also contain financial, operational,
and genetic data that can be used to evaluate the
appropriateness of treatment options for individual
patients. Over the past 5 years, the amount of data
generated has significantly increased. As information
technology can better organize and analyze the data,
the opportunity to use data as benchmarking tools
between institutions will continue to increase. Clini-
cal benchmarking databases can be used to identify
best practices, sources of waste within a workflow,
and resource utilization.10 These data can be used
by directors of pharmacy to identify problems and
devise strategies for resolution or cost reduction.
GUIDING PRINCIPLES FOR USING BIG DATA
As health care moves toward utilizing Big Data to
optimize patient care outcomes while reducing health
care costs, pharmacy leaders can use the following guid-
ing principles to effectively use Big Data (Figure 1).11
Improve the core business first. By evaluating the core
business, leaders can identify all of the potential
opportunities for Big Data within their organization.
If this step is not taken, all of the benefits of the data
may not be realized due to unidentified applications.
Optimization of
clinical decision
support tools
Formulary
management
and adverse
event
monitoring
Measure the
quality of care
and patient
outcomes
Better care
transitions via
data related to
medication
adherence
Enhanced
application of
evidence-based
medicine
Claims and cost
data that
provide
information on
utilization
Big Data uses
within Health
System
Pharmacy
Figure 1. Using Big Data to promote health system pharmacy operations
and management.11
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Director’s Forum
Hospital Pharmacy 603
Define organizational model and talent strategy. Deter-
mining who will design and implement Big Data
initiatives within an organization is one of the first
steps necessary when planning a process change.
Successful strategies include initiatives led within or
across business units, through functional groups,
or at the executive level.
Make it a priority. Especially within health care, it is
imperative that leaders buy in to the application of
Big Data as a tool to improve patient care outcomes.
If the application of Big Data is a priority beyond the
initial planning stages, the organizational workforce
will be ready for the changes. Additionally, leadership
should focus on recruitment of the right talent and
concentrate significant efforts on strategic areas.
Establish a vision from the top-down; establish innovation
from the bottom-up. When leaders set a vision and a strat-
egy, it allows end users to innovate and increases oppor-
tunities. However, this is only possible in an environ-
ment where local innovation is the culture. The vision
set for the use of Big Data must go beyond performance
metrics and should encompass transformational change
within the institution in order to get necessary buy in
from front-line personnel. Engaging employees to exe-
cute the vision results in empowered employees com-
mitted to the established goals.
Set diverse goals. Goals associated with the implica-
tions of Big Data should vary in size and target date.
By establishing short-, medium-, and long-term goals,
momentum is established early on and maintained
throughout the life of the project.
Strive for transparency. Data transparency in health
care is important in terms of regulatory compliance.
To meet regulatory standards in health care, the data
must be HIPAA compliant and secure. Understanding
how the data is procured and providing transparency
about the strengths and limitations of the data is nec-
essary for health care leaders. Additionally, making
data available for internal and external benchmark-
ing can be mutually beneficial for patient outcomes,
workflow efficiencies, resource utilization, and health
care expenditure.
Internal and external communication. Transparent
communication with stakeholders, both internal
and external, will help leaders refine viewpoints and
ensure congruency of agendas.
CONCLUSION
Big Data is generated by the rapid assimilation
of technology from a variety of resources that range
from simple to complex in their content. Health sys-
tem pharmacy leaders must understand Big Data and
how they can use its elements to improve their phar-
macy practice model. Medication use outcomes can
be predicted by Big Data provided there is a strategy
for its application. The strategies offered in this arti-
cle should guide the pharmacy director in the future
when handling Big Data. As health care information
expands in its content and becomes more integrated,
Big Data will be a valuable tool for enhancing the
development of patient-centered pharmacy services.
REFERENCES
1. Feldman B. Big data in healthcare: Hype and hope.
DrBonnie360.com. https://www.ghdonline.org/uploads/big-
data-in-healthcare_B_Kaplan_2012.pdf. Published October
2012. Accessed April 1, 2016.
2. Bates D, Saria S, Ohno-Machado L, Shah A, Escobar
G. Big data in health care: Using analytics to identify and
manage high-risk and high-cost patients. Health Affairs.
2014;33(7):1123-1131.
3. Krumholz H. Big data and new knowledge in medicine:
The thinking, training, and tools needed for a learning health
system. Health Affairs. 2014;33(7):1163-1170.
4. De Montcheuil T. Facebook: A decade of big data. Wired.
http://www.wired.com/insights/2014/03/facebook-decade-
big-data/. Published March 2014. Accessed April 26, 2016.
5. Aparasu R, ed. Research Methods for Pharmaceutical Prac-
tice and Policy. Gurnee, IL: Pharmaceutical Product Press; 2010.
6. Kindig D, Stoddart G. What is population health? Am J
Publ Health. 2003;93(3):380-383.
7. Raghupathi W, Raghupathi V. Big data analytics in health-
care: Promise and potential. Health Information Sci Syst.
2014;2(3):1-10.
8. Groves P, Kayyali B, Knott D, Van Kuiken S. The big
data revolution in healthcare. Center for US Health System
Reform Business Technology Office. http://www.mckinsey.
com/industries/healthcare-systems-and-services/our-insights/
the-big-data-revolution-in-us-health-care. Published January
2013. Accessed April 1, 2015.
9. Ochsner’s O bar uses interactive health technology to
enhance patient engagement. New Orleans, LA: Ochsner
Health System Public Relations Department; July 30, 2014.
https://news.ochsner.org/news-releases/ochsners-o-bar-uses-
interactive-health-technology-to-enhance-patient-engage/.
Accessed May 11, 2016.
10. O’Neal B, Weber R. Director’s Forum: Benchmarking
drug prescribing using clinical databases: A tool for practice
model enhancement. Hosp Pharm. 2011;46(10):809-814.
11. Ma C, Smith HW, Chu C, Juarez D. Big data in pharmacy
practice: Current use, challenges, and the future. Integrated
Pharm Res Pract. 2015;4:91-99.
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ORGANIZATIONAL TRAINING AND PERFORMANCE
Using Faculty Professional Development to Foster Organizational
Change: a Social Learning Framework
M. Aaron Bond1 & Samantha J. Blevins2
Published online: 6 December 2019
# Association for Educational Communications & Technology 2019
Abstract
Change is a constant presence within today’s higher education institutions. Local faculty professional development opportunities
may provide avenues for enacting these organizational changes through personal continuous improvement. While working to
meet these organizational priorities, it is also essential that professional development must provide opportunities for individual
growth. Combining systems thinking and social learning theories may provide solutions for meaningful faculty development that
also meets identified organizational priorities. This article will describe the creation of a conceptual framework that utilizes
systems thinking and change in combination with social learning theories that may be employed to encourage meaningful
development engagements for faculty in order to lead change in higher education institutions. In addition to defining each
component of the framework, suggestions for intervention strategies, change strategies and design considerations are also
offered. Action planning pages provided within the framework will help practitioners make decisions regarding their own
individual higher education settings.
Keywords Professional development . Organizational change . Higher education . Systemic change . Social learning
As universities grapple with rapid change and external pressures,
faculty professional development is a method that can be
employed to foster organizational change and scaffold individual
behaviors. Though many professional development initiatives
utilize social theories to foster learning, there are gaps when
trying to foster change aligned with organizational priorities.
Similarly, when organizations seek to foster change, professional
development and the value of socialization of ideas are often
underutilized. Examining the organization and the significant
role that faculty play within the system may lead to professional
development opportunities that help drive individual and organi-
zation changes. Many university departments responsible for of-
fering faculty development opportunities are working in siloed
entities within a larger institution. Instructional designers, faculty
developers, and others involved in supporting faculty are unique-
ly situated within the institution to influence change with indi-
vidual faculty and the larger organization, especially when the
change is related to the sphere of influence of those practitioners
(Gillespie 2010; Kowch 2005). Finding ways to link organiza-
tional priorities with targeted development can be challenging,
but this linkage is critical for meaningful change (Baron 2005;
Kowch 2016). In order for professional development to have an
impact, designers and facilitators must seek an understanding of
organizational priorities, individual performance, and the desired
change for all stakeholders (Bond and Lockee 2014).
Professional development efforts that foster change can be
grounded in systems change and social learning theories (Gioia
and Thomas 1996; Wenger 1998; Kezar 2001; Senge 2006).
Using practical application of theory, we seek to introduce the
use of a conceptual professional development framework that
incorporates systems thinking and social learning theories to in-
form the design and development of change oriented profession-
al development. This conceptual framework provides guidance
for education leaders at universities for grounding faculty devel-
opment efforts in social theories of change and learning. This
conceptual framework may provide guidance to help profession-
al development practitioners incorporate systems thinking and
social learning in a more strategic way. This article will describe
how the framework may be employed to encourage meaningful
development engagements with faculty in order to influence
change in higher education institutions.
* M. Aaron Bond
[email protected]
1 Virginia Tech, Blacksburg, VA, USA
2 Radford University, Radford, VA 24141, USA
TechTrends (2020) 64:229–237
https://doi.org/10.1007/s11528-019-00459-2
http://crossmark.crossref.org/dialog/?doi=10.1007/s11528-019-00459-2&domain=pdf
http://orcid.org/0000-0002-9430-3218
mailto:[email protected]
Theoretical Foundations
Systems Thinking and Change Theories
The field of systems thinking contains a breadth of theories,
approaches and methodologies that are often related to the
specific discipline of a given researcher (Cabrera et al.
2015). A simplified definition of systems thinking is a system-
atic approach to understanding of the whole organization or
system and its interdependent parts. This definition, however,
does not adequately describe the complexity of systems think-
ing. Cabrera et al. identify four components that underlie sys-
tem thinking models: distinction, system, relationship, and
perspective (Cabrera et al. 2015). In order to understand a
problem, organization, or system it is imperative that one un-
derstand how to consciously make distinctions between things
or ideas, recognize systems in part or whole, identify relation-
ships in action and reaction, and metacognitively take or ex-
plore different perspectives or views (Cabrera et al. 2015).
This process can seem daunting, but building understanding
of the processes, people, culture, infrastructure, and external
systems is crucial to enacting change.
A key component of any organizational system is people.
Finding ways to influence change often starts with the people
who interact with and within the system. Senge (2006) iden-
tifies the importance of considering the mental models of in-
dividuals in a system as key to changing the larger system.
When individuals have a better understanding of systems and
the role they play within the system, they are better able to
identify the areas of focus that lead to desired outcomes
(Senge 2006; Stroh 2015). Taking a systems thinking ap-
proach when planning organizational change can provide in-
sights and analysis that might be overlooked otherwise. In
order to be successful, professional development efforts must
consider the whole system and designers must understand
how to gain support of the organization in which they exist
(Kowch 2005; Stroh 2015). Employing a systems thinking
approach when planning for professional development can
help ensure alignment with organizational strategic priorities.
Additionally, taking perspective and seeking to understand the
mental models that an audience may hold, along with account-
ing for interconnected relationships may lead to more success-
ful change initiatives promoted within a learning organization
(Senge 2006). The utilization of these practices can help fac-
ulty development leadership focus on a distributed change
management strategy that incorporates the social aspects of
relationships. This new focus can influence individual and
organizational change in a higher education context.
Systems Thinking and Change in Higher Education
Considering the culture of the organization or system is essen-
tial when championing change. Higher education institutions
are often seen as particularly resistant to change (Kezar and
Eckel 2002). The unique governing structure in higher educa-
tion institutions may be the source of this resistance. Brown
(2013) discussed findings that identify particular considerations
concerning such resistance to change within a university culture
that values collegiality and fuzzy lines of accountability: (1)
managing tends to be by consent and through gradual change,
(2) decisions tend to be committee-based and generally consen-
sual, (3) the status of potential change agents is often derived
from personal credibility and their standing in a subject com-
munity, and (4) high value is placed on dialogue and the legit-
imacy of critique. The shared governance structure with faculty
make higher education institutions unique and often immune to
traditional change management strategies.
Change efforts within any context should consider how the
change will impact all of the other independent parts of the
system, including those that who will be affected by and
implementing the change (Senge 2006). Change in the univer-
sity is often slow and met with strong resistance from faculty
(Marshall 2010). Dashborough et al. (2015) found that faculty
have three attitudes toward change: promising (something to
look forward to), a threat (something to manage for), or inev-
itable (something that cannot be avoided) and that these atti-
tudes are often informed by conversations with peers. It is
imperative to involve faculty in discussions of an impending
change and to capitalize on social networking in order to help
foster faculty buy in (Dashborough et al. 2015). Instructional
designers and other faculty development professionals are of-
ten uniquely positioned to make organizational change
through their work with faculty and organization leaders
(Kowch 2005). Understanding the organization culture
(Kezar and Eckel 2002), the mental modes of the faculty
(Senge 2006), and the desire for change may have implica-
tions for successful professional development activities. Many
initiatives fail because the focus of change tends to be on the
change itself and not the people impacted by the change
(Senge 2006). Given the resistance typically present within
higher education settings, finding innovative ways to influ-
ence change through social learning professional development
strategies may be of benefit to higher education institutions.
Social Learning
Social learning is often discussed through two different, but
closely related theories: social cognition and social
constructionism (Jonassen et al. 2007; Rogoff 1990).
Though there are many researchers who advocate the impor-
tance of social interaction and its impact on learning, which
theory they use to situate the social learning varies depending
on the educational outcome. Generally, social cognitive theo-
ries as defined by Albert Bandura (1977), focus on group
observation and the cognitive or behavior change that can
happen from exposure in a social group (Ormrod 2008).
230 TechTrends (2020) 64:229–237
Social constructivist theories encourage co-creation of knowl-
edge through interaction, collaboration, and authentic work.
The main concern of learning research focuses on the individ-
ual, the behavioral and, cognitive processes associated with
personal learning (Jonassen et al. 2007). Initially, constructiv-
ist theory was concerned with individual meaning making, but
has come to include collaborative knowledge construction
(Suthers 2006). Constructivists argue that while there is an
important role for behaviorist and cognitivist strategies for
learning, knowledge is both individually constructed and so-
cially co-constructed from interactions and experiences with
the world (Jonassen et al. 2007). For the purpose of this con-
versation, we will use the term “social learning theory” when
referring to suggested strategies.
Social learning theories of change stress the power of social
interactions for creating change (Gioia and Thomas 1996;
Kezar 2001; Wenger 1998). Building on the theories of Lev
Vygotsky (1978) and constructivist concepts, social learning
theorists have argued that social context in which cognitive
activity takes place is an integral part of the learning process
(Brown et al. 1989; Lave and Wenger 1991; Brown and Duguid
2001). Many such authentic collaborative learning experiences
are found both in the workplace and in educational settings
everywhere. Cognitive apprenticeships, communities of prac-
tice, learning communities, and even computer supported col-
laborative learning environments are used in adult learning and
in daily informal and formal learning situations (Sawyer 2006).
Such interventions have been used in higher education to foster
change in pedagogical practice and curriculum design
(Micomonaco and Austin 2010; Bond and Lockee 2014). The
utilization of these practices in order to manage organizational
change builds on the research-based interventions in organiza-
tional learning using social learning strategies.
Conceptual Framework Development
Even though social cognitive and social constructivist theories
have long-informed how learning is conducted within organi-
zations, little research has been conducted around how profes-
sional learning can be combined with change management
and systems thinking within higher education institutions
(Kezar and Eckel 2002). By combining systems thinking with
social learning and change theories, it may be possible to
develop social cognitive professional development opportuni-
ties that are driven by organizational needs and priorities to
help bring about individual and organizational changes. Much
of systems thinking and change theory involves empathizing
with the perspective of individuals in the system and the atti-
tudes and/or beliefs the individuals hold about any given
change initiative (Boland and Tenkasi 1995; Cabrera et al.
2015; Senge 2006). Providing faculty who are in the midst
of organizational change the opportunity to interact with and
learn from other faculty engaged in the same predicament
around change can be beneficial. Linking accepted theory
and practical application to inform the development of a sys-
tems thinking and/or social cognition approach may have im-
plications on the way we design and develop meaningful pro-
fessional development.
Practical professional development opportunities grounded
in social learning theory include, but are not limited to: con-
versational connections; communities of practice; learning
communities; and mentorship opportunities. Using systems
thinking to understand institutional goals and how faculty fit
within the organizational structure may directly impact the
way professional development conversational strategies are
employed to foster change. Additionally, the authors chose
to include reflective practice in the conceptual framework, as
such practice is encouraged by both social learning and
change management theories (Collins 2006; Kerawalla et al.
2009; Senge 2006). The importance of reflective practice can-
not be overlooked, as it encourages each faculty member to
think individually about their experience and how they will
carry that experience forward into new learning, practice, and
professional development contexts.
Following an extensive review of the literature, a concep-
tual framework to support those designing and facilitating
faculty development opportunities was created (see Fig. 1).
Generally defined as the ideas and principles that form the
structure for a plan (Cambridge Dictionary, n.d.), this frame-
work incorporates social theories of learning and change for
strategically planning faculty development. The resulting
framework (see Figs. 2 and 3) is divided into four professional
development strategies that have been identified as profes-
sional development opportunities grounded in social learning
Fig. 1 Conceptual Framework for Using Faculty Professional
Development to Foster Organizational Change Components
TechTrends (2020) 64:229–237 231
Fig. 2 Conceptual Framework for Using Faculty Professional Development to Foster Organizational Change Strategies (Conversational Connections
and Communities of Practice Components)
Fig. 3 Conceptual Framework for Using Faculty Professional Development to Foster Organizational Change Strategies (Learning Communities and
Mentorship Opportunities Components)
232 TechTrends (2020) 64:229–237
theory and can be utilized to foster organizational change. In
addition to defining each of the four components, the frame-
work also offers practical examples of each type of profession-
al development opportunity, change strategies that can be uti-
lized within that professional development opportunity, as
well as design considerations for offering these types of pro-
fessional development opportunities.
There are some strategies for conducting social learning
engagements that are not explicitly contained in an individual
set of interventions or explicitly addressed within the frame-
work. However, these considerations are pertinent to all four
of the interventions and are included in the action planning
page (see Fig. 4) of the framework. These techniques include
understanding of audience, building trust with that audience,
and development of strong facilitators to lead the initiative.
Understanding of faculty audience is essential to the design
and deployment of faculty development opportunities. Many
faculty members are stretched for time, with numerous aca-
demic commitments including, but not limited to: teaching,
research, committee appointments, external organizations in
their professional field, and grant opportunities. Faculty de-
velopment interventions must be well designed in order to
ensure that faculty do not feel participation is wasted effort
that could instead be put toward their already full list of com-
mitments. Another important consideration that crosses all
four interventions is building trust. Building trust among par-
ticipants is a key finding in systems thinking and change
literature as well as social learning research (Senge 2006;
Booth 2012). Finally, research stresses the importance of a
strong facilitator or core membership who are versed in fos-
tering dialogue, as well as open-minded champions for the
initiative, topic, or general practice (Cox 2004; Gray 2004;
Wenger et al. 2002). For each of the suggested interventions,
make sure a strong facilitator, mentor, or core group of mem-
bers are prepared for debate and discussion facilitation. These
items of importance should be employed across all four
interventions.
The framework also offers an action planning page that can
be utilized to help the user strategically think through change
initiatives currently happening within an organization, as well
as professional development opportunities that can be used
within an organization in order to assist in the change effort.
An area for identifying next steps, target completion dates for
each step, as well as notes, is also provided. This action plan is
meant to be a job aid to help start the conversation around
social learning interventions with a systematic view of poten-
tial organizational changes.
Conversational Connections
The opportunity to offer connections through conversation as
part of professional development cannot be overlooked
(Watland et al. 2008). These types of sessions can often serve
Fig. 4 Conceptual Framework for Using Faculty Professional Development to Foster Organizational Change Strategies (Action Planning Page)
TechTrends (2020) 64:229–237 233
as a gateway to other professional development opportunities
by bringing together professionals from different siloed enti-
ties across a campus. Participants are encouraged to get to
know each other and build connections, while also exploring
the surface of many different topics. Often, these sessions can
help participants connect with each other, eventually leading
to greater collaboration opportunities and the desire to more
deeply explore topics of interest.
Examples of conversational connections include, but are
not limited to: panel discussions, facilitated dialogue discus-
sions, topic discussions, and lunch and learn sessions. Specific
strategies for designing and deploying conversational connec-
tions are discussed in Fig. 2.
Learning Communities
Learning communities are defined as a group with shared
learning goals and attitudes (Palloff and Pratt 1999). These
types of groups meet on a semi-regular basis in order to hold
discussion, debate, and extended conversation on a specific
topic. Within higher education, this type of community often
acts as a cohort of faculty exploring a topic, tool, or strategy to
improve individual practice while allowing for interdisciplin-
ary conversations and collaborations (Cox 2004).
Information sharing is critical to organizational learning.
Adult learners may find learning communities to be an effective
form of professional development. Long before Lave and
Wenger (1991) introduced the concept of communities of prac-
tice, Malcolm Knowles understood the important role that com-
munity plays in the learning process for adults. According to
Knowles (1950), “attitudes and opinions are formed primarily
in the study groups, work groups, and play groups with which
adults affiliate voluntarily” (p.9). More recently, Knowles et al.
(2005) insist that adult learners are more responsive to learning
when it is grounded in authentic tasks. Learning communities
provide an opportunity for participants to develop a shared
knowledge and often are applicable in real world situations.
Faculty members who become involved and active
participants in learning communities report positive results.
Wildman et al. (2000) explored a faculty collaboration group
at a large Research One institution and reported greater problem
solving among faculty participants after participation in a learn-
ing community. Participants in faculty communities find col-
laboration across academic units, new ideas, and lasting friend-
ships (Cox 2004). Instructional designers, faculty developers,
or others who work with faculty may find such interactions to
be of benefit when promoting a new or changing priority at the
institution. As with all social learning and change related activ-
ities, giving faculty a voice and a place to hear the perspectives
of others can help them more easily navigate an uncomfortable
situation. Learning communities can offer faculty a place to
learn and to grapple with changing priorities. Specific strategies
for creating a learning community are discussed in Fig. 2.
Communities of Practice
A community of practice is defined as a group of people that
interact on an ongoing basis in order to deepen their individual
knowledge and expertise (Wenger 1998). The purpose of their
interaction can be for a variety of reasons, including: a shared
concern, a shared set of problems that need to be solved, or a
shared passion regarding a topic (Wenger 1998). At first, com-
munities of practice may seem similar to learning communi-
ties. Remarkably, learning communities can lead to or inform
communities of practice. However, there are differences be-
tween the two. For instance, in a learning community, partic-
ipants learn through conversation about a given topic. While
communities of practice must consist of both participation
(conversations, activities, reflections) and creation efforts ar-
tifacts, documents, processes, and methods to improve prac-
tice (Wenger et al. 2002). Additionally, participants in com-
munities of practice engage around a specific domain or joint
enterprise. The act of building and growing a community of
practice may have positive implications for addressing change
in higher education institutions.
Developing communities of practice for university
faculty can help faculty adjust to the rigor of academic
life, improve teaching practices, participate in collabora-
tive research opportunities, and better understand orga-
nizational priorities. Communities of practice have been
used widely in higher education for faculty professional
development, but many of these efforts do not explicitly
make the connection between professional development,
institutional priorities, and desired change (Eib and
Miller 2006; Steinert 2010). Kezar et al. (2018) de-
scribes the shift from communities of practice to com-
munities of transformation, but much of the literature
about communities of practice involves small or incre-
mental changes. For example, Bond and Lockee (2018)
described communities of practice for faculty develop-
ment around technology implementation and pedagogi-
cal approaches without explicitly connecting the desired
change with institutional priorities. There is a gap in the
literature for communities of practice in the form of
professional development as catalysts for change for
higher education institutions. If an institution is under-
going a major change in organizational structure or gov-
ernance, deploying a major technological shift, or en-
couraging a change in practice, a community of practice
may provide a venue to allow faculty a place to use
systems thinking to explore the planned change.
Communities of practice offer faculty the space to ex-
plore a topic in-depth, co-create knowledge and arti-
facts, while engaging in perspective taking through so-
cial interactions. Figure 2 provides guidance and insight
into how to operationalize a community of practice in a
higher education institution to assist with change.
234 TechTrends (2020) 64:229–237
Mentorship Opportunities
Defined by Kram (1983), mentoring is the developmental as-
sistance offered to a junior employee by someone more senior
and experienced in an organization. Mentoring can happen
either informally or formally. Regardless of the type of
mentoring relationship, it is important to note that the mentor
and mentee is typically made up of three types of behaviors:
career development, social support, and role modeling (Raabe
and Beehr 2003). Research also suggests that the relationship
with a mentor can help mentees further develop both socially
(Thomas 1993) and professionally (Kram 1985).
Many formal mentoring programs convey the idea that
having one strong mentor relationship is the key to enhancing
personal and professional development (Raabe and Beehr
2003). In a study of a group of scholars navigating the aca-
demic tenure process through peer mentorship, Driscoll et al.
(2009) reported that through collaboration and mentoring,
individuals found independence and clear sense of direction
for scholarship. However, Kram (1985) proposes that it is
possible to have and learn from more than one mentor.
Encouragingly, some research now shows that individuals
learn in all types of relationships, including from peers and
supervisors (Darwin and Palmer 2009).
Mentoring circles, defined as a mentor working with a
group of mentees or groups of people working to mentor each
other, have also been successfully used as an alternative to
formal or informal mentoring programs (Darwin and Palmer
2009). This is an innovative revisioning of the mentoring pro-
cess, moving away from formal and informal programs and
can be beneficial to those who are comfortable working in a
collaborative group environment (Darwin and Palmer 2009).
Specific strategies for designing mentorship opportunities are
provided in Fig. 4.
Reflective Practice
Reflective practice is defined as contemplating on an experi-
ence, through which the learner gains a general knowledge of
the concepts encountered during the experience, and then
carries forward this new knowledge into a new experience
(Kolb 1975). In this way, the learner transforms their knowl-
edge and informs their own professional practice, making
meaning of each experience and how those experiences con-
nect together.
Professional practice has been described by Donald Schön
as a flat place where we can’t see very far into the distance,
while professionals work blindly by trial and error, living with
the consequences (1987). Leveraging reflective practice as
part of professional life can help practitioners make sense of
where they are within their organization, as well as where they
want to go. Employing reflective practice can also help when
solving complex problems, as examining a problem from
many viewpoints, including the self-viewpoint, is encouraged.
Most importantly, it should be noted that reflective practice
is not an inherent action. However, as a learner practices reflec-
tion, this practice becomes part of their life and their work. The
act of reflective practice enables professionals to learn from a
multitude of their own experiences, including personal and pro-
fessional, and then apply those lessons to other areas of their
lives as well as to future experiences (Bolton 2014; Senge
2006). As the landscape of higher education continues to
change, higher education professionals will continue to face
complex and often unpredictable situations, and will need com-
plex and diverse reflective processes in order to discover previ-
ously unseen solutions (Bolton 2014). The engagement in re-
flective practice gives a holistic experience to higher education
professionals. This holistic experience can bring greater satis-
faction and unity to the practitioner, as well as greater empathy
between themselves and their students (Bolton 2014).
Throughout professional development sessions, reflection
should be encouraged in order to assist participants in making
meaning out of each experience. This reflection can happen in
a multitude of ways, including: electronic portfolio entries,
blog or video blog posts, and journaling. Most importantly,
it should be noted that participants should answer three key
questions for each experience: what?; so what?; now what?.
These three questions encourage capturing the impact of the
activity without extensive investment.
Conclusion and Suggested Next Steps
Finding innovative ways to influence change in higher educa-
tion institutions may be of interest to instructional designers,
faculty developers, and others who support faculty through
changes in strategies, pedagogies, technologies, and other orga-
nizational changes. Using systems thinking and change litera-
ture to inform social learning strategies may offer a solution,
providing guidance for designing faculty professional develop-
ment that results in organizational and individual change. …
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SUBJECT TO REVIEW: Factors that lead to success or failure in healthcare projects
Creasy, Todd
Quality Progress; Feb 2017; 50, 2; ProQuest Central
pg. 24
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Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
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