Concept map - Humanities
Please prepare a one-page concept map to illustrate relationships between essential concepts or ideas of the attached readings using PowerPoint, Word, Visio, or any other software. It can take any forms of charts, graphic organizers, flowcharts, or diagrams. I attach the examples of the concept maps. I suggest you do not rock yourself with these examples to draw your own diagrams.
_carolyn_laurence_ch1.pdf
_rainey_ch1.pdf
_boyne_pp100_117.pdf
_allison_pp384_401.pdf
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CHAPTER ONE
THE CHALLENGE OF EFFECTIVE PUBLIC
ORGANIZATION AND MANAGEMENT
Copyright © 2014. John Wiley & Sons, Incorporated. All rights reserved.
A
s this book heads for publication, the president of the United States
and his political opponents in Congress have entered into a dispute
over sequestration of federal funds. Previous legislation required that
funding for federal programs be sequestered, or withheld, if by a certain
date the president and Congress could not agree on cuts in federal funding to reduce the federal deficit. The date passed and the sequestration
began. Executives and managers in U.S. federal agencies had to decide
how to make the funding reductions. They announced plans to reduce
numerous federal programs and to reduce the services those programs
delivered. These reductions would have serious adverse effects on government services at the state and local levels. Leaders of federal agencies
announced plans to furlough tens of thousands of federal employees. An
agreement between the president and Congress was still possible, rendering it unclear whether or not these furloughs and service reductions would
actually take place. By the time readers devote attention to this book, they
will know the outcomes of this sequestration episode. Whatever the outcomes, the situation illustrates an important characteristic of public or
governmental organizations and the people in them. They are very heavily
influenced by developments in the political and governmental context in
which they operate. Even government employees who may never encounter an elected official in their day-to-day activities have their working lives
influenced by the political system under whose auspices they operate.
3
Rainey, Hal G.. Understanding and Managing Public Organizations, John Wiley & Sons, Incorporated, 2014. ProQuest Ebook Central,
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Copyright © 2014. John Wiley & Sons, Incorporated. All rights reserved.
4
Understanding and Managing Public Organizations
During the same period of time, the news media and professional publications provided generally similar examples each day. A major storm caused
immense damage in northeastern states. Soon after, stories in the news
media described sharp criticisms of the public works department of a major
city. Critics castigated the department’s management and leadership, alleging that weak management had led to an inadequate response to the storm
that had aggravated the damage from it. In still another example, a major
newspaper carried a front-page story claiming that excessive bureaucracy
and poor management were causing inadequate and delayed services for veterans and their beneficiaries. Again and again, such reports illustrated similar points. Government organizations, which this book will usually call public
organizations, deliver important services and discharge functions that many
citizens consider crucial. Inadequate organization and management of those
functions and services creates problems for citizens, from small irritations to
severe and life-threatening damages. The organizations and the people in
them have to carry out their services and functions under the auspices and
influence of other governmental authorities. Hence they operate directly
or indirectly in what David Aberbach and Bert Rockman call “the web of
politics” (Aberbach and Rockman, 2000). The examples generally apply as
well to governments in the other nations and the organizations within those
governments. Nations around the world have followed a continuing pattern of organizing, reorganizing, reforming, and striving to improve government agencies’ management and performance (Kettl, 2002, 2009; Kickert,
2007, 2008; Light, 1997, 2008; Pollitt and Bouckaert, 2011). As in the United
States, governmental or public organizations in all nations operate within a
context of constitutional provisions, laws, and political authorities and processes that heavily influence their organization and management.
Toward Improved Understanding and Management
of Public Organizations
All nations face decisions about the roles of their government and private
institutions in their society. The pattern of reorganization and reform mentioned in the preceding section spawned a movement in many countries
either to curtail government authority and replace it with greater private
activity or to make government operations more like those of private business firms (Christensen and Laegreid, 2007; Pollitt and Bouckeart, 2011).
This skepticism about government implies that there are sharp differences between government and privately managed organizations. During
this same period, however, numerous writers argued that we had too little
sound analysis of such differences and too little attention to management
Rainey, Hal G.. Understanding and Managing Public Organizations, John Wiley & Sons, Incorporated, 2014. ProQuest Ebook Central,
http://ebookcentral.proquest.com/lib/pensu/detail.action?docID=1595184.
Created from pensu on 2019-01-09 09:55:59.
The Challenge of Effective Public Organization and Management
5
Copyright © 2014. John Wiley & Sons, Incorporated. All rights reserved.
in the public sector. A large body of scholarship in political science and
economics that focused on government bureaucracy had too little to say
about managing that bureaucracy. This critique elicited a wave of research
and writing on public management and public organization theory, in
which experts and researchers have been working to provide more careful
analyses of organizational and managerial issues in government.
This chapter elaborates on these points to develop another central
theme of this book: we face a dilemma in combining our legitimate concerns about the performance of public organizations with the recognition that they play indispensable roles in society. We need to maintain and
improve their effectiveness. We can profit by studying major topics from
general management and organization theory and examining the rapidly
increasing evidence of their successful application in the public sector. That
evidence indicates that the governmental context strongly influences organization and management, sometimes constraining performance. Just as
often, however, governmental organizations and managers perform much
better than is commonly acknowledged. Examples of effective public management abound. These examples usually reflect the efforts of managers in
government who combine managerial skill with effective knowledge of the
public sector context. Experts continue to research and debate the nature of
this combination, however, as more evidence appears rapidly and in diverse
places. This book seeks to base its analysis of public management and organizations on the most careful and current review of this evidence to date.
General Management and Public Management
This book proceeds on the argument that a review and explanation of the
literature on organizations and their management, integrated with a review
of the research on public organizations, supports understanding and
improved management of public organizations. As this implies, these two
bodies of research and thought are related but separate, and their integration imposes a major challenge for those interested in public management.
The character of these fields and of their separation needs clarification. We
can begin that process by noting that scholars in sociology, psychology, and
business administration have developed an elaborate body of knowledge in
the fields of organizational behavior and organization theory.
Organizational Behavior, Organization Theory, and Management
The study of organizational behavior had its primary origins in industrial
and social psychology. Researchers of organizational behavior typically
Rainey, Hal G.. Understanding and Managing Public Organizations, John Wiley & Sons, Incorporated, 2014. ProQuest Ebook Central,
http://ebookcentral.proquest.com/lib/pensu/detail.action?docID=1595184.
Created from pensu on 2019-01-09 09:55:59.
Copyright © 2014. John Wiley & Sons, Incorporated. All rights reserved.
6
Understanding and Managing Public Organizations
concentrate on individual and group behaviors in organizations, analyzing
motivation, work satisfaction, leadership, work-group dynamics, and the
attitudes and behaviors of the members of organizations. Organization theory, on the other hand, is based more in sociology. It focuses on topics that
concern the organization as a whole, such as organizational environments,
goals and effectiveness, strategy and decision making, change and innovation, and structure and design. Some writers treat organizational behavior
as a subfield of organization theory. The distinction is primarily a matter
of specialization among researchers; it is reflected in the relative emphasis
each topic receives in specific textbooks (Daft, 2013; Schermerhorn, 2011)
and in divisions of professional associations.
Organization theory and organizational behavior are covered in every
reputable, accredited program of business administration, public administration, educational administration, or other form of administration,
because they are considered relevant to management. The term management
is used in widely diverse ways, and the study of this field includes the use
of sources outside typical academic research, such as government reports,
books on applied management, and observations of practicing managers
about their work. While many elements play crucial roles in effective
management—finance, information systems, inventory, purchasing,
production processes, and others—this book concentrates on organizational behavior and theory. We can further define this concentration as
the analysis and practice of such functions as leading, organizing, motivating,
planning and strategy making, evaluating effectiveness, and communicating.
A strong tradition, hereafter called the “generic tradition,” pervades
organization theory, organizational behavior, and general management.
As discussed in Chapters Two and Three, most of the major figures in this
field, both classical and contemporary, apply their theories and insights
to all types of organizations. They have worked to build a general body of
knowledge about organizations and management. Some pointedly reject
any distinctions between public and private organizations as crude stereotypes. Many current texts on organization theory and management contain
applications to public, private, and nonprofit organizations (for example,
Daft, 2013).
In addition, management researchers and consultants frequently work
with public organizations and use the same concepts and techniques they
use with private businesses. They argue that their theories and frameworks
apply to public organizations and managers since management and organization in government, nonprofit, and private business settings face similar
challenges and follow generally similar patterns.
Rainey, Hal G.. Understanding and Managing Public Organizations, John Wiley & Sons, Incorporated, 2014. ProQuest Ebook Central,
http://ebookcentral.proquest.com/lib/pensu/detail.action?docID=1595184.
Created from pensu on 2019-01-09 09:55:59.
The Challenge of Effective Public Organization and Management
7
Copyright © 2014. John Wiley & Sons, Incorporated. All rights reserved.
Public Administration, Economics, and Political Science
The generic tradition offers many valuable insights and concepts, as this
book will illustrate repeatedly. Nevertheless, we do have a body of knowledge specific to public organizations and management. We have a huge
government, and it entails an immense amount of managerial activity. City
managers, for example, have become highly professionalized. We have
a huge body of literature and knowledge about public administration.
Economists have developed theories of public bureaucracy (Downs, 1967).
Political scientists have written extensively about it (Meier and Bothe, 2007;
Stillman, 2004). These political scientists and economists usually depict
the public bureaucracy as quite different from private business. Political
scientists concentrate on the political role of public organizations and their
relationships with legislators, courts, chief executives, and interest groups.
Economists analyzing the public bureaucracy emphasize the absence of
economic markets for its outputs. They have usually concluded that this
absence of markets makes public organizations more bureaucratic, inefficient, change-resistant, and susceptible to political influence than private firms (Barton, 1980; Breton and Wintrobe, 1982; Dahl and Lindblom,
1953; Downs, 1967; Niskanen, 1971; Tullock, 1965).
In the 1970s, authors began to point out the divergence between the
generic management literature and that on the public bureaucracy and to
call for better integration of these topics.1 These authors noted that organization theory and the organizational behavior literature offer elaborate
models and concepts for analyzing organizational structure, change, decisions, strategy, environments, motivation, leadership, and other important
topics. In addition, researchers had tested these frameworks in empirical
research. Because of their generic approach, however, they paid too little
attention to the issues raised by political scientists and economists concerning public organizations. For instance, they virtually ignored the internationally significant issue of whether government ownership and economic
market exposure make a difference for management and organization.
Critics also faulted the writings in political science and public administration for too much anecdotal description and too little theory and systematic research (Perry and Kraemer, 1983; Pitt and Smith, 1981). Scholars
in public administration generally disparaged as inadequate the research
and theory in that field (Kraemer and Perry, 1989; McCurdy and Cleary,
1984; White and Adams, 1994). In a national survey of research projects on
public management, Garson and Overman (1981, 1982) found relatively
little funded research on general public management and concluded that
the research that did exist was highly fragmented and diverse.
Rainey, Hal G.. Understanding and Managing Public Organizations, John Wiley & Sons, Incorporated, 2014. ProQuest Ebook Central,
http://ebookcentral.proquest.com/lib/pensu/detail.action?docID=1595184.
Created from pensu on 2019-01-09 09:55:59.
8
Understanding and Managing Public Organizations
Neither the political science nor the economics literature on public
bureaucracy paid as much attention to internal management—designing
the structure of the organization, motivating and leading employees, developing internal communications and teamwork—as did the organization
theory and general management literature. From the perspective of organization theory, many of the general observations of political scientists and
economists about motivation, structure, and other aspects of the public
bureaucracy appeared oversimplified.
Copyright © 2014. John Wiley & Sons, Incorporated. All rights reserved.
Issues in Education and Research
Concerns about the way we educate people for public management also
fueled the debate about the topic. In the wake of the upsurge in government activity during the 1960s, graduate programs in public administration
spread among universities around the country. The National Association of
Schools of Public Affairs and Administration began to accredit these programs. Among other criteria, this process required master of public administration (M.P.A.) programs to emphasize management skills and technical
knowledge rather than to provide a modified master’s program in political
science. This implied the importance of identifying how M.P.A. programs
compare to master of business administration (M.B.A.) programs in preparing people for management positions. At the same time, it raised the
question of how public management differs from business management.
These developments coincided with expressions of concern about
the adequacy of our knowledge of public management. In 1979 the U.S. Office
of Personnel Management (1980) organized a prestigious conference at
the Brookings Institution. The conference featured statements by prominent academics and government officials about the need for research on
public management. It sought to address a widespread concern among
both practitioners and researchers about “the lack of depth of knowledge
in this field” (p. 7). At around the same time, various authors produced
a stream of articles and books arguing that public sector management
involves relatively distinct issues and approaches. They also complained,
however, that too little research and theory and too few case exercises
directly addressed the practice of active, effective public management
(Allison, 1983; Chase and Reveal, 1983; Lynn, 1981, 1987). More recently,
this concern with building research and theory on public management
has developed into something of a movement, as more researchers have
converged on the topic. Beginning in 1990, a network of scholars have
come together for a series of five National Public Management Research
Conferences. These conferences have led to the publication of books
Rainey, Hal G.. Understanding and Managing Public Organizations, John Wiley & Sons, Incorporated, 2014. ProQuest Ebook Central,
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Created from pensu on 2019-01-09 09:55:59.
The Challenge of Effective Public Organization and Management
9
containing research reported at the conferences (Bozeman, 1993; Brudney,
O’Toole, and Rainey, 2000; Frederickson and Johnston, 1999; Kettl and
Milward, 1996) and of many professional journal articles. In 2000, the
group formed a professional association, the Public Management Research
Association, to promote research on the topic. Later chapters will cover
many of the products and results of their research.
Copyright © 2014. John Wiley & Sons, Incorporated. All rights reserved.
Ineffective Public Management?
On a less positive note, recurrent complaints about inadequacies in the
practice of public management have also fueled interest in the field, in an
intellectual version of the ambivalence about public organizations and their
management that the public and political officials tend to show. We generally
recognize that large bureaucracies—especially government bureaucracies—
have a pervasive influence on our lives. They often blunder, and they
can harm and oppress people, both inside the organizations and without
(Adams and Balfour, 2009). We face severe challenges in ensuring both
their effective operation and our control over them through democratic
processes. Some analysts contend that our efforts to maintain this balance
of effective operation and democratic control often create disincentives
and constraints that prevent many public administrators from assuming
the managerial roles that managers in industry typically play (Gore, 1993;
Lynn, 1981; National Academy of Public Administration, 1986; Warwick,
1975). Some of these authors argue that too many public managers fail to
seriously engage the challenges of motivating their subordinates, effectively
designing their organizations and work processes, and otherwise actively
managing their responsibilities. Both elected and politically appointed officials face short terms in office, complex laws and rules that constrain the
changes they can make, intense external political pressures, and sometimes
their own amateurishness. Many concentrate on pressing public policy
issues and, at their worst, exhibit political showmanship and pay little attention to the internal management of agencies and programs under their
authority. Middle manager ...
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