principles of conciliation - Humanities
Present a current international dispute in which you think conciliation might be useful. How could principles of conciliation be applied? What are the advantages and disadvantages of this method (comparing it with mediation, for example)? tThe attached lesson and article https://www.mediate.com/articles/sgubinia2.cfm should be utilized. additional resources are acceptable.350 words. Turabian author/date reference list style.
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WEEK 3: Conciliation in International Disputes
Conciliation in International Disputes
INTRODUCTION
This week we begin a new course objective with CO2: Apply theories of conflict, war, mediation, and
diplomatic negotiation to issues in the international political environment. Specifically, we look at the
process of conciliation and will apply that concept to relations between China and Taiwan with our
supplemental journal articles.
Additionally, as we continue to look at alternative methods of international negotiation, Ian Brownlies
article The Peaceful Settlement of International Disputes offers an overview of many of the processes.
Brownlies article will serve as a general review as you head into the midterm in Week Four.
Lesson Topics:
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•
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Conflict Resolution
The Importance of Crises in International Negotiation
Conciliation in the 20th Century
Non-judicial Methods of International Dispute Resolution
Parties in Conciliation
Conciliation and Its Place on the Continuum of Conflict Resolution
Key Terms:
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•
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•
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Conciliation
Reconciliation
Investor-State Dispute Settlement (ISDS)
Mediation
Inquiry
Customs
Norms
Conflict Resolution
The international legal term conciliation is a technique that may be used before a conflict erupts (during
peaceful negotiations), during conflict, and afterward in the peacebuilding process. Some may use the terms
conciliation and reconciliation interchangeably but reconciliation occurs within post-conflict or
peacebuilding process.
According to Merril (2011), there are several phases of conflict - prevention, management, resolution, and
transformation - but they all are generally precipitated by a crisis that induces change. Conciliation is one
of the first methods on an ascending scale in which the parties themselves try to solve the conflict. It
usually occurs before the real crisis erupts, and might go on for years in the background as diplomats, trade
representatives, and other personnel try to solve issues.
The Importance of Crises in International
Negotiation
As we move about our daily lives, we avoid crisis. But in the world of international relations, change
precipitated by crises is an everyday occurrence. Within the international system, governments (and the
institutions that go along with them) resist change - primarily because governments are too big and
complex to change quickly. It takes something major to get things to happen.
The Paris and Brussels attacks (January 2015; November 2015; March 2016) are good examples of crisis
forcing change. How many governments, transnational organizations, non-governmental organizations
(NGOs), and other multi-party entities were forced to re-evaluate security and immigration procedures
because of those attacks? There is a very basic definition of “crisis” in the international environment –
either things will get better, or things will get worse - but something’s going to change (big or small).
Sometimes crisis brings a tweak to the system - a potential shoe bomber on a plane, for example, means
we all need to take off our shoes at airport security.
Conciliation in the 20th Century
Conciliation is a relatively recent phenomenon in international dispute resolution. The first instance was in
1920 in a treaty concluded by Sweden and Chile (Merrills 2011, 58). The essence of conciliation is that it is
guided by a third party. Conciliation as a method is primarily used to prevent misunderstandings rather than
address them after theyve become conflicts. Reconciliation, as mentioned above, occurs post-conflict.
•
CONCILIATION
Cot (1968) defines conciliation as “intervention in the settlement of an international dispute by a body
having no political authority on its own, but enjoying the confidence of the parties to the dispute and
entrusted with the task of investigating every aspect of the dispute and of proposing a solution which is not
binding on the parties” (Reif 1990, 580). Since the time of Cots writing, alternative dispute resolution
methods have evolved. Today conciliation is applied in a variety of governmental and business situations.
Cot’s definition was predominantly applied to the practice of states but may be applied also to non-state
parties.
Conciliation is a more informal process and sometimes may be achieved between parties with an individual
whom they both trust to hear the issues and provide a recommendation. Between states, the process is more
complex.
COT’S CONCILIATION PRINCIPLES (COT IN REIF 1990, 583)
•
•
The conciliator (or conciliation commission) must have the confidence of the
disputants in order to be able to perform her function.
The function of the conciliator is to examine the entire dispute, including
clarification of the facts and a survey of both the applicable law and the nonjuridical elements.
•
•
The recommendations of the conciliator need not be based purely on the
application of law. The relevant legal principles may be supplementary
grounds or may be absent altogether.
The resolution proposed by the conciliator is not binding on the disputants,
who can refuse to implement the recommendations.
•
THE MONTREAL PROTOCOL
One trend-setting example from the late 1970s was the initiatives by the Organization for Security and
Cooperation in Europe (OSCE, formerly known as the CSCE or Conference on Security and Cooperation
in Europe). The structure and procedures of the OSCE provide a window into the conciliation process
(Merrills pp. 75-79).
A novel approach in conciliation developed over the last 30 years with the establishment of “compliance
procedures” (Merrills 2011, 78). One of the first and most dynamic examples is the “Montreal Protocol on
Substances that Deplete the Ozone Layer.” Under the protocol, signatories agree to cut back on the
production of CFCs (chlorofluorocarbons) used in industrial development and production.
CFCs are those nasty chemicals produced by refrigeration processes. Prior to 1974, with development in
the industrialized states having occurred at a much earlier date, there was little concern for the impact of
CFCs on the ozone layer. But once the science proved that they were indeed causing significant damage,
the dilemma became: how do developing states continue to develop without using them?
On the Montreal Protocol:
“As far back as 1974, Molina and Rowland (the Mexican and American Nobel Chemistry Prize winners in
1995) had indicated that CFCs were capable of destroying the ozone layer. After the first ozone hole had
been observed over the Antarctic, a meeting between states was organized under the aegis of the United
Nations Environment Programme (UNEP) to establish principles for international cooperation to act
against the destruction of the ozone layer. The principles laid down by the Vienna Convention (1985) then
found practical expression with the signature of the Montreal Protocol on ozone-depleting substances
(1987), which drew up a schedule for phasing out ODS in the signatory countries” (FFEM).
So the idea of “compliance” was created within a treaty framework, where states willingly concede to
limiting their actions, usually in actions that including phasing in or phasing out certain measures and
processes over time. Merrills points out that this method within conciliation has proved useful in over
twenty cases since the Montreal Protocol and works well when treaties need to account for new
technologies and shifting concerns such as environmental change (Merrills 2011, 79).
Check on learning: Conciliation occurs before a conflict as a preventative
measure, while reconciliation occurs after a conflict as a peace building
measure. True
Non-judicial Methods of International Dispute
Resolution
Traditional methods of conflict resolution include hard and soft techniques to be applied depending on the
type of dispute, how amenable the parties are in solving it, and how much time and money is available for
an extended process.
Negotiation: Negotiation may be bilateral or multilateral. The process may be formalized by treaty or
agreement - or it may occur ad hoc. For example, the new Trans-Pacific Partnership dispute resolution
negotiations are modeled on formal procedures found in the World Trade Organization (WTO) and may
include bilateral or multilateral negotiations among the twelve participating member governments as well
as mechanisms to solve disputes between states and investors.
The United States Trade Representative Office serves as the USs intermediary under a process known
as Investor-State Dispute Settlement (ISDS). Conversely, the United States could agree to negotiations with
specific Asian states (like Vietnam) over tariff levels on clothing and footwear. Note that prior negotiation
often is also required as a condition precedent to the exercise of jurisdiction by international courts
(Buergenthal and Murphy 2007, 67).
Mediation or Good Offices: A
third-party approach to help the parties resolve the
dispute on their own. In Week 6, we’ll look at the Northern Ireland Peace
Process through the lens of Senator George Mitchell’s account, Making Peace
(Mitchell 1999) The process leading to the Good Friday Agreement (Belfast
Agreement) used the approach of mediation to achieve multilateral agreement –
although conciliation became (and remains) the ultimate goal in the Northern
Ireland conflict.
As we saw in Week 2, inquiry involves a specific process in which a
group of individuals or an organization oversee fact-finding when an accident
or crisis has occurred. When the parties consent to the inquiry and then agree
on its fact-finding, this will “more than likely lead to the resolution of the
dispute” (Buergenthal and Murphy 2007, 68). Larissa van den Herik argued in
the Week 2 journal article that inquiries may be “diplomatic and policy-driven”
or “historical and scientific” in orientation (van den Herik 2015, 296). But as
we’ve seen, inquiries usually contain both political and fact-finding aspects that
are used for issues in accountability and perhaps, criminal prosecution.
Inquiry:
Conciliation: Efforts and methods in conciliation are more formal than
negotiation, mediation, or inquiry. Although conciliation follows inquiry in the
Merrills text, it more often is the last phase in conflict resolution.
In the use of conciliation as a process, author Eric Patterson (2012) applies it to
post-conflict situations. Reconciliation is generally the term for these
processes as part of transitional justice approaches. But as we saw with the term
inquiry, international law today accepts multiple uses of these terms as both
strict technical approaches in solving disputes as well as in larger processes.
Parties in Conciliation
Bercovitch, Kremenyuk, and Zartman (2009) edited a well-known text in conflict resolution for SAGE. Its
a handy resource if you have further interest in conflict resolution strategies. They focus on systems theory
and sovereign states, and for our purposes in conciliation, that is a valid focus, too. But as J. David Singer
argued in his classic work on levels of analysis in international relations in 1961, there are other parties
who trigger conflict and crises beyond just states. Individuals, groups, religious and ethnic communities,
and even geographical regions also are subjects in international relations (Bercovitch et al. 2009, 7).
Its practical to keep these levels in mind and to base your analysis on where the key actors in any conflict
fit into the levels. For example, if one party is an ethnic group and the other party is a state, does that power
dynamic make a difference in what tools are used to approach the conflict? Of course. The relative power
of entities also makes a difference - the level and amount of resources parties are able to throw at any crisis
or conflict situation. Large states have vast resources but smaller countries may have a very limited
diplomatic corps. Conciliation may fail if these power dynamics are considerably out of balance.
Conciliation and Its Place on the Continuum of
Conflict Resolution
Jönsson and Aggestaum (2009) suggest that diplomacy and international negotiation dovetail in six
functional areas. All international conflict has:
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•
•
•
•
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a context (the issues or policies),
the conduct (what decisions are made and their impact),
negotiation (the management of conflict),
diplomatic service (the institutions of diplomacy),
manner (the method of interaction), and
skill (like conduct but at the individual level, e.g. decision-making skills).
The authors suggest there is a continuum that begins with diplomacy and ends with war - with all the
coercive and persuasive tools nestled in the middle (Jönsson and Aggestaum in Berkovitch et al. 2009, 3334). (Merrills text follows this approach, too, but it is centered on legal techniques.)
The most important element that Jönsson and Aggestaum introduce in their work is international norms
and practices that evolve through custom. Its good to keep in mind how custom comes into being.
Usually, there is a practice that over time becomes generally accepted by a large number of people or
societies. Norms are the precursors to customs. Eventually, when enough societies are following the same
norms, then custom emerges and then - when the issue is ripe - meaning, the parties are ready to
address their dispute - codification of the custom in legislation or law may occur.
Check on Learning:
Which of the following is not correct?
Conciliation is often the last stage in the international negotiation process.
Investor-state dispute settlements refer to a third-party approach to mediation and conflict resolution.
Mediation refers to a third-party approach to help states or parties resolve conflicts on their own, or outside of a
formalized negotiation process.
Inquiry can refer to a fact-finding mission that should ultimately lead to a resolution of a dispute.
Conclusion
Coexistence and reciprocity, open communication channels and a shared agenda, commitment to peace,
diplomatic immunity, pacta sunt servanda - all are facilitating norms and practices that encourage conflict
resolution (Jönsson and Aggestaum in Berkovitch et al. 2009, 38-39). But there are complicating issues that
counter these norms including issue precedence, degrees of openness among the parties, constructive
ambiguity (deliberately being vague in outcomes), and multilateralism (too many cooks in the kitchen)
among others (Jönsson and Aggestaum in Berkovitch et al. 2009, 40-45, passim).
In the end, choosing between diplomacy and war on the continuum depends on three factors: trust,
worldview, and political will (Jönsson and Aggestaum in Berkovitch et al. 2009, 46). For conciliation to
occur among or between parties, the challenges may be too great - and hard approach in third-party
intervention is required - namely, arbitration, which we will discuss in Week 4.
Mediation
We will also be discussing mediation in this course. As opposed to direct negotiation between two or more
parties, mediation is the first step to conflict resolution through third-party efforts. Mediation as a tool
looks beyond the parties involved to manage or solve conflict. It involves an outsider to the party but the
other” can be an individual, a group, or an organization.
Mediation can occur at all stages of conflict resolution. For example, before a conflict erupts, mediation
might be pursued through preventative diplomacy. In sustained conflict, mediation could be used in
peacemaking activities. After the conflict ends, mediation could be used to help with the reconciliation and
transitional justice process (Bercovitch 2004, n.p.). The important feature of mediation is that the thirdparty negotiator facilitates the resolution or process rather than dictates it. The parties are not obligated to
follow the mediator’s advice and solutions. In next week’s lesson, we will look at arbitration – a type of
binding third-party intervention.
References
Buergenthal, Thomas and Sean D. Murphy. 2007. Public International Law in A Nutshell. St. Paul, MN:
Thomson West.
Jönsson, Christer and Karin Aggestam. 2009. Diplomacy and Conflict Resolution.”. In The SAGE
Handbook of Conflict Resolution, edited by Jacob Bercovitch, Victor Kremenyuk, & I. William Zartman.
Los Angeles, CA: SAGE Publications Ltd.
Merrills, J. G. 2011. International Dispute Settlement. 5th. Cambridge : Cambridge University Press.
Mitchell, George J. 1999. Making Peace. Berkeley, CA: University of California Press.
Reif, Linda C. 1990. Conciliation As A Mechanism For The Resolution Of International Economic and
Business Disputes. Fordham Intl L.J. 14: 578-638.
Van den Herik, Larissa. 2015. Accountability Through Fact-Finding: Appraising Inquiry in the Context of
Srebrenica. Neth. Int. Law Rev. 62 : 295-311.
Weekly readings
Brownlie, Ian. 2009. The peaceful settlement of international disputes.
Chi, Su. 2009. “Conciliation in cross-strait relations.”
van Haersolte-van Hof, Jacomijn. 2007. “The revitalization of the Permanent Court of
Arbitration.”
Graham, Euan. “The Hague Tribunal’s South China Sea ruling: empty provocation or slowburning influence?”
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