Problems in Designing an Experimental Research Study - Psychology
PLEASE SEE ARTICLES AND CASE STUDY ATTACHED!!
Check out articles by Skidmore (2008) and Henrich, Heine, & Norenzayan (2010) attached. Carefully review the PSY635 Week Two Discussion Scenario. Apply the scientific method to the information included within the scenario and develop a null and a research hypothesis based on it. Using the hypotheses you have developed, compare the characteristics of the different experimental research designs discussed in the Skidmore (2008) article and choose the one that is most appropriate to adequately test your hypotheses. Identify potential internal threats to validity and explain how you might mitigate these threats. Apply ethical principles to the proposed research and describe the implications of this type of research in terms of the population(s) and cultural consideration(s) represented in the sample(s) within the scenario.
PSY635 Week Two Scenario
Three instructors teach the same online course and have devised an experimental intervention to
improve student motivation to actively participate in discussions. The course is a core
requirement for all psychology students, and students are assigned to particular sections at
random rather than by instructor choice.
The average class size for this particular course is 45 students. To get a large enough sample for
adequate analysis, the instructors have decided to include two sections for each instructor in the
experiment. The first section will serve as the control group (no experimental intervention), and
the second section will receive the intervention. Anonymous data about the dependent variable
will be pooled for the three sections comprising the control group and the three sections that
receive the intervention.
The independent variable is the intervention, which may be an incentive such as digital badges or
an instructional intervention involving changing the instructions for the guided response. The
dependent variable will be the number of response (not initial) posts per student that exceed two
lines of text. The researchers have decided to use the Week Four discussion for data collection,
reasoning that it may take some time for the intervention to become effective.
Experimental Design 1
Running Head: EXPERIMENTAL DESIGN
Experimental Design and Some Threats to
Experimental Validity: A Primer
Susan Skidmore
Texas A&M University
Paper presented at the annual meeting of the Southwest Educational
Research Association, New Orleans, Louisiana, February 6, 2008.
Experimental Design 2
Abstract
Experimental designs are distinguished as the best method to respond to
questions involving causality. The purpose of the present paper is to explicate
the logic of experimental design and why it is so vital to questions that demand
causal conclusions. In addition, types of internal and external validity threats are
discussed. To emphasize the current interest in experimental designs, Evidence-
Based Practices (EBP) in medicine, psychology and education are highlighted.
Finally, cautionary statements regarding experimental designs are elucidated
with examples from the literature.
Experimental Design 3
The No Child Left Behind Act (NCLB) demands “scientifically based
research” as the basis for awarding many grants in education (2001).
Specifically, the 107th Congress (2001) delineated scientifically-based research
as that which “is evaluated using experimental or quasi-experimental designs”.
Recognizing the increased interest and demand for scientifically-based research
in education policy and practice, the National Research Council released the
publication, Scientific Research in Education (Shavelson & Towne, 2002) a year
after the implementation of NCLB. Almost $5 billion have been channeled to
programs that provide scientifically-based evidence of effective instruction, such
as the Reading First Program (U. S. Department of Education, 2007). With
multiple methods available to education researchers, why does the U. S.
government show partiality to one particular method? The purpose of the
present paper is to explicate the logic of experimental design and why it is so
vital to questions that demand causal conclusions. In addition, types of internal
and external validity threats are discussed. To emphasize the current interest in
experimental designs, Evidence-Based Practices (EBP) in medicine, psychology
and education are highlighted. Finally, cautionary statements regarding
experimental designs are elucidated with examples from the literature.
Experimental Design
An experiment is “that portion of research in which variables are
manipulated and their effects upon other variables observed” (Campbell &
Stanley, 1963, p. 171). Or stated another way, experiments are concerned with
an independent variable (IV) that causes or predicts the outcome of the
Experimental Design 4
dependent variable (DV). Ideally, all other variables are eliminated, controlled or
distributed in such a way that a conclusion that the IV caused the DV is validly
justified.
Figure 1. Diagram of an experiment.
In Figure 1 above you can see that there are two groups. One group
receives some sort of manipulation that is thought (theoretically or from previous
research) to have an impact on the DV. This is known as the experimental group
because participants in this group receive some type of treatment that is
presumed to impact the DV. The other group, which does not receive a treatment
or instead receives some type of alternative treatment, provides the result of
what would have happened without experimental intervention (manipulation of
the IV).
So how do you determine whether participants will be in the control group
or the experimental group? The answer to this question is one of the
characteristics that underlie the strength of true experimental designs. True
experiments must have three essential characteristics: random assignment to
Outcome measured
as DV
No manipulation or alternate
manipulation of IV (treatment
or intervention)
Control Group
Manipulation of IV
(treatment or intervention)
Experimental Group
Experimental Design 5
groups, an intervention given to at least one group and an alternate or no
intervention for at least one other group, and a comparison of group
performances on some post-intervention measurement (Gall, Gall, & Borg,
2005).
Participants in a true experimental design are randomly allocated to either
the control group or the experimental group. A caution is necessary here.
Random assignment is not equivalent to random sampling. Random sampling
determines who will be in the study, while random assignment determines in
which groups participants will be. Random assignment makes “samples
randomly similar to each other, whereas random sampling makes a sample
similar to a population” (Shadish, Cook, & Campbell, 2002, p. 248, emphasis in
original). Nonetheless, random assignment is extremely important. By randomly
assigning participants (or groups of participants) to either the experimental or
control group, each participant (or groups of participants) is as likely to be
assigned to one group as to the other (Gall et al., 2005). In other words, by giving
each participant an equal probability of being a member of each group, random
assignment equates the groups on all other factors, except for the intervention
that is being implemented, thereby ensuring that the experiment will produce
“unbiased estimates of the average treatment effect” (Rosenbaum, 1995, p. 37).
To be clear, the term “unbiased estimates” describes the fact that any observed
effect differences between the study results and the “true” population are due to
chance (Shadish et al., 2002).
Experimental Design 6
This equality of groups assertion is based on the construction of infinite
number of random assignments of participants (or groups of participants) to
treatment groups in the study and not to the single random assignment in the
particular study (Shadish et al., 2002). Thankfully, researchers do not have to
conduct an infinite number of random assignments in an infinite number of
studies for this assumption to hold. The equality of groups‟ assumption is
supported in studies with large sample sizes, but not in studies with very small
sample sizes. This is true due to the law of large numbers. As Boger (2005)
explained, “If larger and larger samples are successively drawn from a population
and a running average calculated after each sample has been drawn, the
sequence of averages will converge to the mean, µ, of the population” (p. 175). If
the reader is interested in exploring this concept further, the reader is directed to
George Boger‟s article that details how to create a spreadsheet simulation of the
law of large numbers. In addition, a medical example of this is found in
Observational Studies (Rosenbaum, 1995, pp. 13-15).
To consider the case of small sample size, let us suppose that I have a
sample of 10 graduate students that I am going to randomly assign to one of two
treatment groups. The experimental group will have regularly scheduled graduate
advisor meetings to monitor students‟ educational progress. The control group
will not have regularly scheduled graduate advisor meetings. Just to see what
happens, I choose to do several iterations of this random assignment process. Of
course, I discover that the identity of the members in the groups across iterations
is wildly different.
Experimental Design 7
Recognizing that most people are outliers on at least some variables
(Thompson, 2006), there may be some observed differences that are due simply
to the variable characteristics of the members of the treatment groups. For
example, let‟s say that six of the ten graduate students are chronic
procrastinators, and might benefit greatly from regular scheduled visits with a
graduate advisor, while four of the ten graduate students are intrinsically
motivated and tend to experience increased anxiety with frequent graduate
advisor inquiries. If the random assignment process distributes these six
procrastinator graduate students equally among the two groups, a bias due to
this characteristic will not evidence itself in the results. If instead, due to chance
all four intrinsically motivated students end up in the experimental group, the
results of the study may not be the same had the groups been more evenly
distributed. Ridiculously small sample sizes, therefore would result in more
pronounced differences between the groups that are not due to treatment effects,
but instead are due to the variable characteristics of the members in the groups.
If instead I have a sample of 10,000 graduate students that that I am going
to randomly assign to one of two treatment groups, the law of large numbers
works for me. As explained by Thompson et al. (2005), “The beauty of true
experiments is that the law of large numbers creates preintervention group
equivalencies on all variables, even variables that we do not realize are essential
to control” (p. 183). While there is still not identical membership across treatment
groups, and I still expect that the observed differences between the control group
and the experimental group are going to be due to any possible treatment effects
Experimental Design 8
and to the error associated with the random assignment process, the expectation
of equality of groups is nevertheless reasonably approximated. In other words, I
expect the ratio of procrastinators to intrinsically motivated students to be
approximately the same across the two treatment groups. In fact, I expect
proportions of variables I am not even aware of to be the same, on average,
across treatment groups!
The larger sample size has greatly decreased the error due to chance
associated with the random assignment process. As you can see in Figure 2,
even if both of the sample studies produce identical treatment effects, the results
are not equally valid. The majority of the effect observed in the small sample
size study is actually due to error associated with the random assignment
process and not a result of the treatment. This effect due to error is greatly
reduced in the large sample size study.
Figure 2. Observed treatment effects in two studies with different sample sizes.
The white area represents the amount of the observed effect due to the error
associated with the random assignment process. The grey area represents the
“true” treatment effect.
Three Experimental Designs
When well-conducted, a randomized experiment is considered the “gold
standard” in causal research (Campbell, 1957; Campbell & Stanley, 1963;
“True” treatment
effects
n=10
error
“True” treatment
effects
n=10,000
e
r
r
o
r
Experimental Design 9
Sackett, Strauss, Richardson, Rosenberg, & Haynes, 2000; Thompson, 2006). In
fact, “No other type of quantitative research (descriptive, correlational, or causal-
comparative) is as powerful in demonstrating the existence of cause-and-effect
relationships among variables as experimental research” (Gall et al., 2005, p.
249). There are three designs that meet the characteristics of true experimental
designs, first described by Campbell (1957) and revisited in several research
design texts. While other designs have the potential to produce causal effects
(see Odom et al., 2005; Rosenbaum, 1995; Thompson et al., 2005) only the
three classic true experimental designs are discussed in the present paper. For a
more extensive description of other experimental designs, the reader is directed
to research design works such as Campbell (1957); Campbell and Stanley
(1963); Creswell (2003); Gall et al. (2005); Shadish et al. (2002); and Thompson
(2006).
The first true experimental design is known as the Pretest-Posttest
Control-Group Design. This research design meets the characteristics of a true
experiment because participants are randomly assigned (denoted by an R) to
either the experimental or control group. There is an intervention or treatment
(denoted by an X) given to one group, the experimental group, and no
intervention (or alternate intervention) given to the other group, the control group.
Finally, there is some form of post-intervention measurement (denoted by an O).
This is also known as a posttest, because this measurement occurs after the
intervention. In addition, in this particular design, there is also a pretest, denoted
by an O prior to the intervention. The pretest allows the researcher to test for
Experimental Design 10
equality of groups on the variable of interest prior to the intervention. These
designs are “read” left to right to correspond to the passage of time (i.e., what
happens first, second).
Experimental Group R O X O
Control Group R O O
The second true experiment is the Posttest-Only Control Group Design.
This design varies from the first in that it controls for possible confounding effects
of a pretest because it does not use a pre-intervention measurement. All three
characteristics of a true experimental design are present as in the previous
design: random assignment, intervention implemented with experimental group
only, and post-intervention measurement.
Experimental Group R X O
Control Group R O
The third and final design is the Solomon Four-Group Design. This design
is the strongest of the three. It not only corrects for the possible confounding
effects of a pretest, but allows you to compare these results, to an experimental
and control group that did receive a pretest. The major drawback to this design
compared to the others is the obvious increase in sample size needed to meet
the needs of four treatment groups as opposed to two treatment groups.
Experimental Group (with pre-test) R O X O
Control Group (with pre-test) R O O
Experimental Group (without pre-test) R X O
Control Group (without pre-test) R O
In addition to detailing these designs in their seminal work, Campbell and
Stanley (1963) firmly established their explicit commitment to experiments “as
Experimental Design 11
the only means for settling disputes regarding educational practice, as the only
way of verifying educational improvements, and as the only way of establishing
a cumulative tradition in which improvements can be introduced without the
danger of a faddish discard of old wisdom in favor of inferior novelties”(Campbell
& Stanley, 1963, p. 172).
Validity Threats
Even when these designs are used, there are differences in how rigidly
they are followed as well as to what extent the researcher addresses the multiple
threats to validity (see Figure 3 below). Threats to validity are important not only
to research designer but also to consumers of research. An informed consumer
of research wants to rule out all competing hypothesis and be firmly convinced
that the evidence supports the claim that the IV caused the DV. To merit this
conclusion, an evaluation of the study is necessary to determine whether threats
to experimental validity were recognized and mitigated.
Figure 3. Example of a research experiment and the questions you should ask
yourself about internal and external validity. Adapted from (Sani & Todman,
2006).
hypothesized effects
internal validity
Are we really observing these effects or the
effects of other variables on the DV
(procrastination vs. intrinsically motivated)?
external validity
Are these effects to be found in other
contexts and people, or are they specific to
our experimental setting and participants?
Independent Variable
Graduate Advisor Meetings
Dependent Variable
Procrastination/
Motivation scale
Experimental Design 12
Internal Validity
Creswell defines internal validity threats as those “experimental
procedures, treatments, or experiences of the participants that threaten the
researchers‟ ability to draw correct inferences from the data in an experiment”
(2003, p. 171). In their classic text, Campbell and Stanley (1963) identified eight
threats to internal validity. In a more recent text, Shadish, Cook and Campbell
(2002) addressed nine threats to validity which are described below. For an
extensive list of threats to internal and external validity, the reader is directed to
Onwuegbuzie‟s work that cogently expresses the need to evaluate “all
quantitative research studies” (2000, p. 7), not just experimental design studies,
for threats to internal and external validity.
1. Ambiguous temporal precedence: uncertainty about which occurred first (IV
or DV) which would lead to questions about which variable is the cause and
which is the effect.
2. Selection bias: a systematic bias resulting in non-random selection of
participants to groups. By definition random assignment prevents selection bias,
if and only if the law of large numbers can be invoked.
3. History: an event that may occur between measurements that is not part of the
intervention that could impact the posttest measurement. For example, let us
return to the ten fictional graduate students described previously in the study.
Let‟s say they were all living in the same dorm and the fire alarm kept going off
the night before they were to take the motivation/ procrastination measurement
instrument. Due to lack of sleep, participants may perform differently on the
Experimental Design 13
motivation/ procrastination scale than they would have had they gotten enough
sleep.
4. Maturation: an observed change that is naturally occurring (such as aging,
fatigue, hair length, number of graduate hours completed) that may be confused
with the intervention effects but is really a function of the passage of time.
5. Statistical regression: the phenomenon that occurs when participant selection
is based on extreme scores whereby the scores become less extreme, which
may appear to be the intervention effect. If in our study of graduate students we
purposively select students based on pretest scores of extreme procrastination,
the extreme procrastinator graduate students will on the posttest not be as
extreme in their procrastination tendencies.
Regression toward the mean was first documented by Sir Francis Galton
in the late 1800s. Galton (1886) measured the heights of fathers and sons at a
World Exposition. Galton found that very tall fathers tended to have sons who
were not quite as tall, and that very short fathers tended to have sons who were
not quite as short. Clearly, this phenomenon is not a function of the exercise of
will (i.e., fathers did not say to their wives, “Let‟s make a shorter son” or “Let‟s
make a taller son”)!
6. Experimental mortality or attrition: a concern about a differential loss of
participants, or of different types of participants from the experimental or control
group that may produce an effect that appears to be due to the intervention. For
example, if half of the students in the experimental group drop out of the study,
but none of the control group members drop, we would likely question the results.
Experimental Design 14
Were those students that left somehow different from the ones that remained? If
so, would that difference have produced differential results than the ones we
observed with the remaining participants?
7. Testing: the concern that a testing event will impact scores of a subsequent
testing event. For example, if we give the graduate students the procrastination/
motivation scale prior to any graduate advisor meetings (the intervention), and
then after the intervention we give them the procrastination/ motivation scale
again, we may observe difference in the pre- and posttest that are due partly to
familiarity with the test or the influence of the testing itself.
8. Instrumentation: the change in either the measurement instrument itself or the
manner in which the instrument is implemented or scored that may cause
changes that appear to be due to the intervention, or the failure to detect
changes that actually did occur. For example, if between the first and second
time that the procrastination/motivation test is given, the developers of the exam
decide to remove ten of the questions, we do not know if the exclusion of those
questions is responsible for differential scores or if the differences are due to
treatment effects.
9. Additive and interactive effect of threats to internal validity: the concern that
the impact of the threats may be additive or that presence of one threat may
impact another. A selection-history additive effect occurs when nonequivalent
groups are selected. For example, groups may be selected from two different
locations, such as, rural and urban areas. The participants in the groups are
nonequivalent by selection and they also have unique local histories. The
Experimental Design 15
resulting net bias is dependent on both the direction and magnitude of each
individual bias and how the biases combine. Selection-maturation, and selection-
instrumentation are other versions of this type of effect.
External Validity
External validity threats are threats of “incorrect inferences from the
sample data to other persons, other settings, and past or future situations”
(Creswell, 2003, p. 171). Researchers must always remember the context from
which their sample comes from, and take caution not to overgeneralize beyond
that.
Campbell and Stanley (1963) included four threats to external validity.
Shadish (2002) listed five external validity threats, as detailed below.
1. Interaction of the causal relationship with participants: an effect with certain
kinds of participants that may not be present (or present to the same extent) with
other kinds of participants. For example, reduction of salt intake in hypertensive
patients is more beneficial to certain populations than others (American Heart
Association Nutrition Committee, 2006).
2. Interaction of the causal relationship over treatment variations: the
permanence of the causal relationship is dependent on fidelity to the specific
treatment, thus possibly producing differential effects when treatments are
varied. If a particular instructional intervention includes 5 components, the causal
relationship may not hold if only 2 or 3 of the components are utilized.
3. Interaction of the causal relationships with outcomes: an effect that is present
with one type of outcome measurement that may not be present (or present to
Experimental Design 16
the same extent) if other outcome measurements were used. For example, if a
person scores highest on a test for physical strength they may not necessarily
score highest on a flexibility test.
4. Interactions of the causal relationship with settings: an effect that is present in
a particular setting may not be present (or present to the same extent) in a
different setting. For example, a particular after school character development
program involving community project work may not work equally well in rural
versus urban areas.
5. Context-dependent mediation: an explanatory mediator of a causal
relationship in one context may not have the same impact in another context. For
example, a study might find that a reduction in federal funding has no impact on
student achievement because schools were able to turn to education foundation
grants to provide them with additional resources. In another school district where
schools did not have access to education foundation resources, the same causal
mechanism may not be available.
In addition to internal and external validity threats, there are other threats
that we need to be aware of in the design and evaluation of studies. Interested
readers may refer to such texts as Experimental and Quasi-Experimental
Designs (Shadish et al., 2002) or Research Design: Qualitative, Quantitative, and
Mixed Methods Approaches (Creswell, 2003) for information about statistical
conclusion validity and construct validity concerns.
Experimental Design 17
EBP in Medicine, Psychology and Education
While the origins of EBP may date back to the origin of scientific
reasoning, the Evidence-Based Medicine Working Group (EBMWG) brought the
discussion of EBP to the forefront of medicine (1992). In 1996, Evidence-Based
Medicine (EBM) was defined as “the conscientious, explicit, and judicious use of
current best evidence in making decisions about the care of individual patients.
The practice of evidence based medicine means integrating individual clinical
expertise with the best available external clinical evidence from systematic
research” (Sackett, Rosenberg, Gray, Haynes, & Richardson, 1996, p. 71). While
EBP has many supporters in medicine, EBP has caused some concerns among
practitioners. Researchers have addressed concerns regarding the perception of
EBM as a top down approach that results in ivory tower researchers dictating
how practitioners should practice (Sackett et al., 1996) or similarly that evidence
from randomized controlled trials may be valued more highly than practitioner
expertise (Kübler, 2000).
Yet, it is difficult to deny that there is great support for EBP considering the
number of periodicals that have emerged since the years after EBMWG
convened. A keyword search for “evidence-based” returns 100 serials on
WorldCAT. A keyword search for “evidence-based” returns 96 serials in Ulrich’s
Periodical Directory. At least 32 active periodicals, either in print form, electronic
form, or both contain “evidence-based” within the title of the periodical. At least
26 of these periodicals are available electronically. See Table 1.
Experimental Design 18
From the titles you can see that the majority of these periodicals are from
a health-related field. It is important to note that while EBP do not only include
randomized, experimental trials, the purpose of the table is to demonstrate the
popularity of EBP that began in the mid 1990s and continues today.
Table 1
“Evidence-Based” periodicals
Start Year Title of Periodical
1994 Bandolier: Evidence-Based Healthcare
1995 Evidence-Based Medicine
1996 Focus on Alternative and Complementary Therapies: An Evidence-
Based Approach
1997 Evidence-Based Cardiovascular Medicine
1997 Evidence-Based Medicine in Practice
1997 (1998) Evidence-Based Mental Health
1997 (1998) Evidence-Based Nursing
1997 Evidence-Based Obstetrics and Gynecology
1998 EBN Online
1998 Evidence-Based Dentistry
1998 Evidence-Based Practice
1998 Evidence-Based Practice: Patient Oriented Evidence That Matters
1999 Evidence-Based Dental Practice
1999 (2002) Trends in Evidence-Based Neuropsychiatry: T.E.N.
Experimental Design 19
Table 1 (continued).
Start Year Title of Periodical
2000
Evidence-Based Gastroenterology
2000 Evidence-Based Oncology
2000 Trauma Reports: Evidence-Based Medicine for the ED
2001 Journal of Evidence-Based Dental Practice
2003 Evidence-Based Integrative Medicine
2003 Evidence-Based Midwifery
2003 Evidence-Based Preventive Medicine
2003 Evidence-Based Surgery
2003 (2005) International Journal of Evidence-Based Healthcare
2004 Evidence-Based Complementary and Alternative Medicine: eCAM
2004 Journal of Evidence-Based Social Work
2004 Worldviews on Evidence-Based Nursing
2005 Advances in Psychotherapy: Evidence-Based Practice
2005 Evidence-Based Ophthalmology
2005 Journal of Evidence-Based Practices for Schools
2006 Evidence-Based Child Health
2006 Evidence-Based Library and Information Practice
2007 Evidence-Based Communication Assessment and Intervention
Periodicals available electronically are shown in bold.
Parenthetical dates indicate different start year date in WorldCAT.
Experimental Design 20
The popularity of EBP is evident in psychology as well. The American
Psychological Association‟s Presidential Task Force on Evidence-Based Practice
specifically defined Evidence-Based Practice in Psychology (EBPP) as “the
integration of the best available research with clinical expertise in the context of
patient characteristics, culture, and preferences” (2006, p. 273). In addition to
advocating evidence-based practices, this task force also established the two
necessary components for evaluation of psychological interventions: treatment
efficacy and clinical utility. Treatment efficacy specifically addresses questions
such as how well a particular treatment works. This type of question lends itself
to experimental investigation to draw valid causal conclusions about the effect of
a particular intervention (or lack thereof) on a particular disorder (American
Psychological Association, …
Much research on human behaviour and psychology assumes that everyone shares most fundamental cognitive
and affective processes, and that findings
from one population apply across the board.
A growing body of evidence suggests that this
is not the case.
Experimental findings from several disci-
plines indicate considerable variation among
human populations in diverse domains, such
as visual perception, analytic reasoning,
fairness, cooperation, memory and the herit-
ability of IQ1,2. This is in line with
what anthropologists have long
suggested: that people from West-
ern, educated, industrialized, rich
and democratic (WEIRD) socie-
ties — and particularly American
undergraduates — are some of the
most psychologically unusual peo-
ple on Earth1.
So the fact that the vast majority
of studies use WEIRD participants
presents a challenge to the under-
standing of human psychology
and behaviour. A 2008 survey of
the top psychology journals found that 96\% of
subjects were from Western industrialized
countries — which house just 12\% of the
world’s population3. Strange, then, that research
articles routinely assume that their results are
broadly representative, rarely adding even a
cautionary footnote on how far their findings
can be generalized.
The evidence that basic cognitive and
motivational processes vary across populations
has become increasingly difficult to ignore. For
example, many studies have shown that Ameri-
cans, Canadians and western Europeans rely on
analytical reasoning strategies — which separate
objects from their contexts and rely on rules to
explain and predict behaviour — substantially
more than non-Westerners. Research also indi-
cates that Americans use analytical thinking
more than, say, Europeans. By contrast, Asians
tend to reason holistically, for example by con-
sidering people’s behaviour in terms of their
situation1. Yet many long-standing theories of
how humans perceive, categorize and remember
emphasize the centrality of analytical thought.
It is a similar story with social behaviour
related to fairness and equality. Here, research-
ers often use one-shot economic experiments
such as the ultimatum game, in which a player
decides how much of a fixed amount to offer
a second player, who can then accept or reject
this proposal. If the second player rejects it,
neither player gets anything. Participants
from industrialized societies tend to divide
the money equally, and reject low offers. Peo-
ple from non-industrialized societies behave
differently, especially in the smallest-scale non-
market societies such as foragers in Africa and
horticulturalists in South America, where peo-
ple are neither inclined to make equal offers
nor to punish those who make low offers4.
Recent developments in evolutionar y
biology, neuroscience and related fields sug-
gest that these differences stem from the way
in which populations have adapted to diverse
culturally constructed environments. Ama-
zonian groups, such as the Piraha, whose
languages do not include numerals above
three, are worse at distinguishing large quan-
tities digitally than groups using extensive
counting systems, but are similar in their abil-
ity to approximate quantities. This suggests the
kind of counting system people grow up with
influences how they think about integers1.
Costly generalizations
Using study participants from one unusual
population could have important practical
consequences. For example, economists have
been developing theories of decision-making
incorporating insights from psychology and
social science — such as how to set wages
— and examining how these might translate
into policy5. Researchers and policy-makers
should recognize that populations vary con-
siderably in the extent to which they display
certain biases, patterns and preferences in
economic decisions, such as those related to
optimism1. Such differences can, for example,
affect the way that experienced investors
make decisions about the stock market6.
We offer four suggestions to help put
theories of human behaviour and psychology
on a firmer empirical footing. First, editors and
reviewers should push researchers to support
any generalizations with evidence. Second,
granting agencies, reviewers and editors should
give researchers credit for comparing diverse
and inconvenient subject pools. Third, granting
agencies should prioritize cross-disciplinary,
cross-cultural research. Fourth, researchers
must strive to evaluate how their
findings apply to other populations.
There are several low-cost ways to
approach this in the short term: one
is to select a few judiciously chosen
populations that provide a ‘tough
test’ of universality in some domain,
such as societies with limited count-
ing systems for testing theories
about numerical cognition1,2.
A crucial longer-term goal is
to establish a set of principles that
researchers can use to distinguish
variable from universal aspects of
psychology. Establishing such principles will
remain difficult until behavioural scientists
develop interdisciplinary, international research
networks for long-term studies on diverse
populations using an array of methods, from
experimental techniques and ethnography to
brain-imaging and biomarkers.
Recognizing the full extent of human diver-
sity does not mean giving up on the quest to
understand human nature. To the contrary,
this recognition illuminates a journey into
human nature that is more exciting, more
complex, and ultimately more consequential
than has previously been suspected ■
Joseph Henrich, Steven J. Heine and Ara
Norenzayan are in the Department of Psychology,
University of British Columbia, Vancouver, British
Columbia V6T 1Z4, Canada. Joseph Henrich is
also in the Department of Economics.
e-mail: [email protected]
1. Henrich, J., Heine, S. J. & Norenzayan, A. Behav. Brain Sci.
doi:10.1017/S0140525X0999152X (2010).
2. Henrich, J., Heine, S. J. & Norenzayan, A. Behav. Brain Sci.
doi:10.1017/S0140525X10000725 (2010).
3. Arnett, J. Am. Psychol. 63, 602–614 (2008).
4. Henrich, J. et al. Science 327, 1480–1484 (2010).
5. Foote, C. L., Goette, L. & Meier, S. Policymaking Insights from
Behavioral Economics (Federal Reserve Bank of Boston, 2009).
6. Ji, L. J., Zhang, Z. Y. & Guo, T. Y. J. Behav. Decis. Making 21,
399–413 (2008).
Most people are not WEIRD
To understand human psychology, behavioural scientists must stop doing most of their experiments on
Westerners, argue Joseph Henrich, Steven J. Heine and Ara Norenzayan.
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