Communication Portfolio Assignment 7 - Management
Complete the Communication Portfolio Assignment, 
Compose a cohesive document that addresses the following: See attachment for instructions 
 No plagiarism
APA citing
3 - 4 pages
Assignment: Communication Portfolio – Bad News and Crisis Communication
It has been a tough year for Anthony’s Orchard. There are multiple performance markers that contribute to how raises are determined, and you just learned that the planned annual raise of 2.5\% has been eliminated. Although you haven’t communicated to the team about the raise, the time to do so is now, and you know that a rumor had been circulating in the department about the planned raise being approved.
Your team consists of the following individuals:
Jan – a recently divorced mother of two
Carl – a married man with no children
William – a man nearing retirement age who is planning accordingly
Brenda – a woman who is eligible for a raise for the first time
Phillip – a man who is currently on a performance improvement plan, and is therefore not eligible for a raise
To prepare for this Assignment:
Review this week’s Learning Resources, especially:
· French, S. L., & Holden, T. Q. (2012). Positive organizational behavior: “See attachment”
· Gallo, A. (2015). How to deliver bad news to your employees. Harvard Business Review Digital Articles, 2–6. Retrieved from https://hbr.org/2015/03/how-to-deliver-bad-news-to-your-employees 
· Jansen, F., & Janssen, D. (2013). Effects of directness in bad-news“See attachment”
· Laureate Education (Producer). (2015). Sample corporate website: Anthony’s Orchard. Retrieved from https://mym.cdn.laureate-media.com/2dett4d/Walden/MMSL/6115/02/anthonys_orchard_website/index.html 
· Manzoni, J. F. (2002). Managing people: A better way to deliver bad news. Harvard Business Review, 80(9), 2-3. Retrieved from Retrieved from https://hbr.org/2002/09/a-better-way-to-deliver-bad-news 
· Pratheeba, N. (2016). Essence of corporate communication “See attachment” 
Assignment 
Complete the Communication Portfolio Assignment, 
Compose a cohesive document
 that addresses the following:
· Determine an appropriate communication strategy for the team. Here are some ideas/considerations:
· Group e-mail
· Team huddle (or meeting)
· Formal letter
· Individual face-to-face meetings or phone calls
· Address the following to help you find the most appropriate strategy:
· Describe criteria for evaluating the delivery of the bad news message in terms of what is within your control.
· Compare and contrast the different channels with regard to effective delivery of this news.
· Summarize some of the principles of effective delivery.
· What is the tone for the communication?
· Once you have determined your communication strategy, use the following to develop a communication plan:
· Compose an opening statement (3–4 sentences to frame the communication).
· This statement is what you would use to start your communication in a one-on-one capacity, through e-mail, or at a group meeting.
· If you choose to host a one-on-one, identify which employee is receiving the message.
· Compose the body of your message using the most appropriate techniques for delivering bad news.
· Conclude your communication plan and be sure to address any next steps or follow-up items.
· No plagiarism
· APA citing 
· 3 -4 pages 
Journal of Business Communication
50(4) 362 –382
© 2013 by the Association for
Business Communication
Reprints and permissions:
sagepub.com/journalsPermissions.nav 
DOI: 10.1177/0021943613497053
jbc.sagepub.com
Article
Effects of Directness in Bad-
News E-Mails and Voice Mails
Frank Jansen1 and Daniel Janssen1,2
Abstract
In this study, we explore the effects of channel choice (e-mail vs. voice mail) and 
message structure (direct vs. indirect) on the receiver’s perception of bad-news 
messages. We conducted an experiment in which bad-news e-mails and voice mails 
were presented to participants who evaluated their response to the messages via 
a questionnaire. The results indicate that e-mail is more comprehensible, while 
voice mail is more persuasive and effective for maintaining a personal customer 
relationship. Furthermore, messages with an indirect structure (explanation → bad 
news) are valued more highly than direct messages (bad news → explanations). We 
also found interaction effects of channel and structure, the most important being that 
the preference for the indirect structure is limited to e-mails.
Keywords
medium, channel, e-mail, voice mail, direct/indirect message structure, readers’ 
evaluations
Introduction
In the early summer of 2010, Apple’s iTunes store received a complaint from one of 
their customers, Eva. Eva’s daughter had downloaded a—supposedly—free applica-
tion for Eva’s iPhone. However, a couple of days later, Eva found her credit card had 
been billed for €109.99. She decided to send an e-mail to iTunes’ customer service:
1Utrecht University, Utrecht, Netherlands
2University of Antwerp, Antwerp, Belgium
Corresponding Author:
Daniel Janssen, Communication Studies, UIL-OTS, Utrecht University, Domplein 29, 3512 JE Utrecht, 
Netherlands. 
Email: [email protected]
497053 JBC50410.1177/0021943613497053Journal of Business Communication[END SUBLIST][END SUBLIST][END SUBLIST]Jansen and Janssen
research-article2013
Jansen and Janssen 363
My daughter has downloaded a free game on my iPhone (Fishies) and now my credit card 
will be charged for €109.99 euro. Now I see on my account that the same has happened with 
Blowfish (€89) which was supposed to be a free download as well. So what’s going on here?
iTunes responded within 24 hours with the following e-mail:
Hi Eva,
My name is Sarah from Apple iTunes Support. I understand that your daughter purchased 
“Fishies” and you were charged €109.99 when it was supposed to be free. I am sorry for any 
frustrations this may have caused you, but I assure you I am more than happy to look into 
this further for you.
I have reviewed your purchase history and confirmed the actual purchase of the app “Fishies” 
was free; however, it was the purchase of “Chest of 1950 Pearls” which cost €109.99. This 
is what is called an “in app” purchase. This means that your daughter made the purchase 
within the app (or within the game). Sometimes, in order to advance to the next level in these 
games, you need to make an app purchase, which in turn, costs money.
( . . . )
Seeing your iTunes Store purchase history and order numbers ( . . . )
I have refunded you in full for this purchase.
You will see a credit of €109.99, plus any applicable taxes, in three to five business days.  
( . . . )
I appreciate your understanding. ( . . . )
Take care,
Sarah
iTunes Store Customer Support
This e-mail conversation is interesting for a number of reasons, two of which are the 
expansion of the e-mail channel1 and the rise of new conventions and subgenres (cf. 
Baron 2000). It also illustrates how business and business communication have devel-
oped. People buy goods online from virtual stores, pay electronically with their credit 
card, complain by way of e-mails, receive electronic (and sometimes even automatic) 
e-mail responses, and—in this case—get their money credited back to their bank or 
credit card account. And all this takes place in just a matter of hours. This also applies 
to other interactive channels such as texting and Twitter, which use the written 
medium, and voice mail2 that uses the oral medium. Not too long ago, customers in a 
364 Journal of Business Communication 50(4)
situation like Eva’s had to write a complaint letter and would then have to wait to 
receive a letter back; this correspondence would have taken weeks.
In many instances, e-mails have simply replaced letters. People apply for a job not 
by sending a letter of application or requesting a form, but by sending an e-mail or 
filling in a web form. The same people may get rejected not by a letter, but by an 
e-mail. The same goes for many other forms of business communication: new chan-
nels replace old channels and old genres rematerialize within those new media. This is 
a gradual development that has been called “remediation” in media studies (see, e.g., 
Bolter & Grusin, 1999). E-mail may well be considered the most important new chan-
nel just because of its volume. As early as 2007, the research firm IDC showed a dra-
matic increase of e-mail volume worldwide, rising from 31 billion per day in 2003 to 
a whopping 97 billion per day in 2007. More recent data from 2008 shows that the 
number of e-mail users has risen to 1.3 billion, while the numbers of e-mails that were 
sent, reached an estimated 210 billion.
The advantages of e-mail are numerous and often mentioned. E-mail is fast and 
cheap and readily available for almost everyone. Organizations and their customers 
can communicate all over the world at the speed of light virtually for free. Seen in this 
light the success of e-mail is understandable. Sarah’s e-mail shows how powerful this 
channel can be.
But in a way Sarah’s task was not too difficult. She had to convey positive news to 
Eva and positive news does not put much constraint on media-choice. If you win the 
lottery, you do not care whether people inform you by e-mail, telephone, letter, or 
whatever other channel. This situation may be totally different in the case of bad-news 
communication (Timmerman & Harrison, 2005). Would Eva be as content with an 
e-mail if iTunes had not refunded her or would a more “personal” medium have been 
more effective in that situation? The question then is: What are the company’s other 
options? Of course a face-to-face meeting would be the best choice. All the empirical 
evidence shows that mediated channels is no match for face-to-face conversations 
(Baltes, Dickson, Sherman, Bauer, & LaGanke, 2002). But in a modern-day business 
world face-to-face meetings are not always feasible. That leaves two other possibili-
ties, namely telephone and voice mail.
In this study we compared e-mail to voice mail. We opted for voice mail because 
voice mail and e-mail are relatively new media. Furthermore, they share an important 
characteristic: voice mail and e-mail are noninteractive and asynchronous channels. 
Apart from this, they differ in one important dimension: e-mail is a written medium, 
voice mail a spoken medium. In the next section, we will argue why a spoken medium 
may be more effective for bad-news communication.
In this study, we focus on one genre, namely bad-news messages, and on two chan-
nels, namely e-mail and voice mail. Our main goal is to explore which of the two 
channels is more effective for delivering unwelcome news to customers.
Furthermore, we are interested in the effects of structural directness on the recep-
tion of bad news. Giving an explanation for the bad news in a conversation is more 
effective when implemented in a prophylactic way (before the bad news) than as a 
remedy (after the bad news). The same applies to written bad-news messages in 
Jansen and Janssen 365
e-mails. Earlier research has shown that readers prefer to read the explanation before 
the bad news (Jansen & Janssen, 2011). The question is, however, if listeners to bad-
news messages in voice mails have the same preferences.
In the next section, we will elaborate somewhat on the results of theoretical and 
empirical studies of channel choice and message structure in order to give the research 
questions and hypotheses in the next section a solid ground. In the Method section, we 
address the methodological issues for this study and explain how our experiments 
were conducted. In the Results section, we present the outcomes; this is followed by 
the Conclusion and Discussion section.
Bad News, Directness, and Media Choice
In this section, we will give account for our decision to focus on bad-news messages. 
After that, we will compare the two channels that we used in our experiments—e-mail 
and voice mail—in greater detail. Finally, we will explain why we added structural 
directness as a second independent variable.
Bad News
One of the major challenges in business writing is to communicate a clear message 
while keeping the client happy and preserving the image of the organization (Bovée & 
Thill, 2000; De Jong et al., 2002; Janssen, 2007). It goes without saying that commu-
nicating good news, news that is favorable for the receiver, is a simpler task than com-
municating bad news, news that conveys information with unfavorable consequences 
for the recipient, for example, denying an insurance claim or rejecting a job applicant. 
Good communication calls for a cooperative attitude from senders and receivers. 
However, in bad-news communication the interests of the speaker and the senders 
conflict which makes cooperation difficult and communication more complex. Also, 
the demand for clarity in the message may easily conflict with the need to preserve the 
organization’s image and the relationship between the organization and its customer. 
The proper balance between clarity and good relations is an important theme in (lin-
guistic) pragmatics, especially in politeness theory (Brown & Levinson, 1987).
Furthermore, bad-news communication induces an interesting conflict of a more 
psychological nature. Timmerman and Harrison (2005) observe that managers often 
dodge tasks that entail conveying bad news to their subordinates (the so-called MUM 
effect). And if not, they are inclined to distance themselves from the news and the 
receivers by choosing a channel that masks their lack of involvement with the subor-
dinates, a strategy that is also predicted by the hyperpersonal model (Walther, 1996). 
It is exactly for this reason that e-mail is often the medium of choice for bad-news 
communication: avoiding the receiver. Although Timmerman and Harrison suggest 
that managers should resist these all too human inclination, research tells us that many 
senders prefer e-mail for delivering bad news (cf. Sproull & Kiesler, 1986). What 
we do not know is how medium choice in bad-news communication affects the 
receivers.
366 Journal of Business Communication 50(4)
Handling bad-news communication is something every communication specialist 
should master. For that reason, bad-news or crisis communication has become an 
essential part of most courses in business communication all over the world. From a 
research perspective, it is thus essential to study effective and less effective instances of 
bad-news communication and the strategies that are used in it (Jansen & Janssen, 2010).
Channel Choice: E-Mail Versus Voice Mail
In this paragraph, we will discuss the relevant differences between the channels e-mail 
and voice mail. This discussion will lead to two hypotheses: (a) e-mails are more com-
prehensible and (b) voice mails are more personal.
If we compare voice mail and e-mail, we see similarities and differences. E-mail 
and voice mail are both relatively new channels, made possible by the computer and 
its electronic infrastructure. The most fundamental difference between the two chan-
nels is that they capitalize on different media: e-mail on the written medium and voice 
mail on the spoken medium, which entails that receiving means reading for e-mail and 
listening for voice mails. The spoken medium is time-bound and the written one space-
bound (Crystal, 2001).3 Listeners are, in a way, hostages of the speaker. They have no 
other option than to submit themselves to speakers, and to process their words one 
after the other. The permanence of texts gives readers more freedom of choice: They 
may access the parts of the message in the order in which they appear in the text, or 
they may not. They may peek ahead, reread (difficult) parts of the text, and so on. By 
consequence, it is more difficult to understand a complex message in speech than in 
writing (see Chaiken & Eagly, 1983; Unnava, Burnkrant, & Erevelles, 1994). The 
field study by El Shinnawy and Markus (1997) corroborates these findings. El 
Shinnawy and Markus report that their participants prefer e-mail when the messages 
contain, for example, numerical data that are difficult to remember correctly. Therefore, 
we expect the e-mails in our experiment to be more comprehensible than the voice 
mails.
The next difference between the two channels has to do with the possibility to 
transmit vocal cues. Spoken language conveys vocal cues; written language does not. 
Vocal cues are informative in their own right. They inform the reader about stable 
characteristics of the sender such as sex and age, and temporary ones such as his or her 
sincerity and emotional state (Scherer, 2003). It is highly probable that receivers 
appreciate this information because it helps them evaluate the interpersonal aspects of 
the message, especially in bad-news communication.
Apart from the possible direct relevance of vocal cues, they are also indirectly rel-
evant: The voice contributes to a feeling of copresence and it raises the risk of leakage 
of unwanted emotions.
Written and oral media also differ to the extent that can convey a feeling of copres-
ence. “Co-presence” and “social presence” are the terms for the receiver’s perception 
of the sender’s presence in the communicative situation (Keil & Johnson, 2002; Rice, 
1993). When receivers hear the sender’s voice, they will experience him or her as 
more present and thus more involved in the interaction than when they read a text. 
Jansen and Janssen 367
There is not much empirical evidence for these claims, but research does show that 
e-mailers are more self-absorbed and less interested in or empathic with the receiver. 
For example, Watts Sussman and Sproull (1999) found less sugarcoating in bad news 
transmitted by e-mails than in face-to-face and telephone conversations (see also 
Sproull & Kiesler, 1986, and Kruger, Epley, Parker, & Ng, 2005). We may thus 
hypothesize that receivers appreciate a copresence affording channel (voice mail) 
more than a channel preventing it (e-mail).
Vocal cues are not only a chance for senders to communicate more effectively; they 
form a potential risk as well. In the previous section, we mentioned Timmerman and 
Harrison (2005) who concluded that the most suitable channel for the receiver (in 
terms of “interactional justice”) should be the one that is most transparent in convey-
ing potentially ambiguous information about the sender’s sincerity and involvement. 
Receivers will wonder: Is the sender of this bad-news message sincere for instance 
when he expresses his sympathy? When the listener senses those “emotional leaks” he 
or she will be sympathetic toward the sender and more inclined to accept the bad news.
Finally, the production process of the message in the two channels differs. The 
production of even a short message presumes that the sender takes a series of steps: 
generate, formulate, and articulate the message (Levelt, 1989). For a literate person 
this process is easier in the written medium than in the oral medium. The permanency 
of writing enables him to divide the composition process in parts: making a draft first, 
rethink the text, and revise it when necessary. This process results in a polished pre-
sentation where all production problems have become invisible in the final product. 
Producing an immaculate voice mail is more difficult than writing a flawless e-mail 
(Dingwall 1992). In spite of all the possible preparations (planning, making a draft on 
paper), during the final act of speaking much can go wrong with hesitations, pauses, 
restarts, grammatical errors, and so on as a result.
On the other hand, in everyday conversation we are very tolerant toward errors and 
mistakes in oral communication. And the fact that receivers know how difficult it is to 
leave a decent voice mail may influence their perception. They may evaluate voice 
mail messages more positively than comparable e-mails.
At the end of this paragraph we summarize the differences between e-mail and 
voice mail that may be relevant for the receiver in Table 1.
Table 1. Differences Between E-Mail and Voice Mail.
E-mail Voice mail
Communication mode Writing/reading Speaking/listening
Access Divers Only linear
Vocal cues Absent Present
Copresence Low High
Emotional transparency Low High
Message production Easy Difficult
368 Journal of Business Communication 50(4)
Direct and Indirect Structure
As mentioned earlier, we focus on “directness” as an element of structure in bad-news 
messages. A classic distinction in business communication textbooks on bad-news 
messages is that between direct and indirect structures (Bovée & Thill, 2000; Janssen, 
2007; Jansen & Janssen, 2011). In the indirect approach, the writer buffers the news 
by presenting reasons or explanations before the bad news. In the direct approach, the 
writer presents the bad news first and the reason later.
The direct structure may have a positive effect on the readers’ comprehension of 
the message. Britt and Larson (2003) experiments showed that complex sentences 
(consisting of an embedded clause with a claim and a causative clause introduced by 
the connector because), in which the claim was presented first were read faster than 
those in which the reason was presented first. Furthermore, they found that claim-first 
arguments were recalled more accurately and in the exact order in which they had been 
presented than reason-first arguments.
Jansen and Janssen (2011) found the indirect structure to be more effective when it 
comes to persuasion and effects on image. They found no differences in comprehen-
sion. Indirectness seems to make a direct appeal to the rationality of both the sender 
and the receiver by giving the reader the opportunity to closely follow the reasoning of 
the writer.
Jansen and Janssen (2011) came to their findings by experimenting with letters 
and e-mails, written media. It is still unclear whether an experiment with an oral 
medium like voice mail would lead to the same results. Unnava et al. (1994) found an 
effect of presentation order in their experiments with oral (radio) and written adver-
tisements, a primacy effect of the first argument in the radio condition. They explain 
this effect by stating that that the listeners process and remember the first argument 
and use it as a frame for the remainder of the arguments. In the written condition the 
readers did not have to capitalize on order because they could reread the text, skip 
parts, and so on.
Although there are substantial differences between our experiment and Unnava 
et al.’s we expect that directness has more effect in voice mail than in the e-mail.
Research Questions and Hypotheses
Based on our review of relevant theories and research, the following research ques-
tions and hypotheses can be formulated:
Question 1: Which channel, e-mail or voice mail, do receivers of bad-news mes-
sages prefer?
Hypothesis 1: E-mail (messages) will be evaluated as more comprehensible 
than voice mail (messages).
Hypothesis 2: Voice mail (messages) will be evaluated as more personal than 
e-mail (messages).
Jansen and Janssen 369
Question 2: Which message structure do the receivers prefer: direct or indirect?
Hypothesis 3: The direct structure (bad-news → explanation) will be evaluated 
as more comprehensible than the indirect structure (explanation → bad 
news).
Hypothesis 4: The indirect structure will be evaluated as more persuasive and 
more personal.
Question 3: Is the preference for a structure independent from the media? In other 
words, is there an interaction between structure and media?
Hypothesis 5: The positive effect of the indirect structure will be more promi-
nent in voice mail than in e-mail.
Method
Material
We created seven topics for bad-news messages in a business context. The gravity of 
the bad news was in all cases intermediate, from a cancelled trip via an appliance that 
turns out to be a total loss to the announcement that a student having a part-time job as 
a waiter will be given a different task. For each topic we composed a primary message 
and a secondary message that functioned as a replication and manipulation check. For 
instance, we wrote a message about the high repair costs of cell phones and of a televi-
sion set, and about a cancelled flight and a cancelled railway trip (see Table 2).
All e-mail messages followed the same format. This format contained a salutation, 
a neutral introductory sentence, and either the bad news followed by three explana-
tions or three explanations followed by the bad news. Then the messages ended with a 
neutral statement, a greeting, and the name of the sender.
Table 2. Context of Bad-News Messages and the Specific Topics.
Context of bad news Specific topics
1 Electronic gadget cannot be repaired Broken iPod
 Broken watch
2 Holiday trip is cancelled Flight
 Rail journey
3 Internal application is turned down For participation in an 
(expensive) company course
 For a higher position
4 A medical test failed and has to be redone IMR-scan
 Taking blood sample
5  The repair costs of an electronic appliance are much 
higher than first expected 
Broken telephone
Broken television set
6 The application for an external job is turned down
 
Manager
Management trainee
7  A student who has a secondary job as junior waiter is 
degraded to the function of dishwasher
In a pancake restaurant
In a gourmet restaurant
370 Journal of Business Communication 50(4)
Example of a Bad-News E-Mail
This e-mail message regards/concerns your reservation of a business class ticket flight 
number CA 1773 for 15/2/2009 from Amsterdam to Toronto (Canada).
Regrettably, we have to cancel this flight for the following reasons: the airport of Toronto is 
on strike that week. Besides, we expect extreme bad weather conditions in Toronto where 
the airport will be closed for all flights for four days. At the moment, we are also encountering 
some unforeseen technical problems with the airplane, which we are trying to solve as soon 
as possible.
We apologize for the inconveniences and would like to propose an arrangement with you. You 
are requested to contact Can Airlines for further information, telephone number 020–340 74 24.
With kind regards,
Can Airlines
Jan-Peter de Vries, Client Manager
We presented the e-mails to our participants on a laptop computer, in a realistic 
e-mail-makeup. The mean length of the letters was 186 words (minimum 180, max-
imum 191).
As far as the voice mails are concerned, their structure was almost identical with the 
e-mails:
Example of a Bad News Voice Mail
Good day, this is Remon Spaas of Telfort Repair service speaking.
We have received your mobile telephone and examined it on defects.
The battery of your phone is broken. Furthermore the display has to be replaced because of 
water damage. Besides this, the entire interior works has to be cleaned.
For these three reasons, the costs of repair of your mobile phone will amount to €315.
If you accept this estimate, please let us know by contacting our client service.
The phone number is 0900–9596.
Greetings
The only difference with the e-mail is the position of the sender’s self-identification. 
As was mentioned in the introduction, the position of this “internal” self-identification 
in e-mails is conventionally at the end of the message, namely in the signature. The 
conventional position for self-identification in voice mails, however, is at the 
Jansen and Janssen 371
beginning, directly after the address to the recipient “Hi/hello, It’s NAME of the X 
company” (Goutsos 2001, Lange 1999, Knoblach and Alvarez-Cáccamo 1992). For 
reasons of ecological validity, we decided to follow this convention, by inserting “This 
is [NAME] speaking” directly after the salutation. After the main body of the voice 
mail text, the closing move consisted of closing and goodbye formulas, and again, the 
name of the sender.
Participants
Of the 1,133 participants in this second experiment 533 (53\%) were men and 600 
(47\%) were women. Given that fact that we used a 2 × 2 × 14 design (e-mail/voice 
mail, direct/indirect, 14 different messages) this implies that we had ±18 participants 
in every condition. The participants were between 15 and 77 years of age: M = 27.0 
(SD = 12.5). Randomization checks revealed that participants were distributed equally 
in respect to their gender and age across all the conditions. Nearly all participants were 
students of secondary vocational education schools, or had graduated from these types 
of school. They had a Dutch cultural background and were all native speakers and flu-
ent readers of Dutch. Nobody was paid for his or her contribution. As in the previous 
experiment, we asked many participants to volunteer for the experiments during a train 
ride as they commuted to work; others were recruited by our students in libraries, on 
campus, at work, or at home.
Independent Variables
The first independent variable was channel. We presented our participants with bad-
news messages in an e-mail or voice mail format. The second independent variable 
was the presentation order of the company’s decision (the bad news for the customer) 
and the explanation for it. The explanation included three independent reasons. We 
had two main reasons for inserting an elaborate argumentation. By doing so, the 
structural differences between the two conditions were as large as would be accept-
able in a realistic setting. Furthermore, we wanted our participants to process the 
entire fragment instead of peeking ahead or scanning the paragraphs until they found 
the decision. To present realistic argumentation, we did a pretest in which readers 
other than the participants in the experiment evaluated the plausibility of the explana-
tion. The text in both conditions was identical, with one exception: in the decision-
first condition, the phrase announcing the upcoming reasons was at the end of the 
sentence; whereas, the phrase referring back to the reasons in the explanation-first 
condition was at the beginning of the sentence, as in the following examples:
Example of the Decision-First Condition
The cost of repair of your mobile phone will amount to € 315 for three reasons.
The battery of your phone is broken. Furthermore, the display has to be replaced because of 
water damage. Besides this, the entire interior work has to be cleaned.
372 Journal of Business Communication 50(4)
Example of the Explanation-First Condition
The battery of your phone is broken. Furthermore, the display has to be replaced because of 
water damage. Besides this, the entire interior work has to be cleaned.
For these three reasons, the costs of repair of your mobile phone will amount to € 315.
Dependent Variables
The effects of the independent variables were measured with a questionnaire by which 
the participants could evaluate the messages (see the appendix). First, the participants 
gave a general assessment of the overall quality of the message in the form of a report 
mark (ranging from 1 to 10 as is the convention in the Netherlands) for the entire mes-
sage. Then, they used the 7-point Likert-type scales and semantic differential scales 
(1-7) to evaluate the messages on
•	 comprehension; e.g., “I understand the message completely” (Items 2, 14, 16, 
17, and 19)
•	 agreement; e.g., “I can imagine this kind of decision” (Items 3, 4, 10, and 12)
•	 positive sender traits, e.g., “The sender impresses me as honest” (Items 11, 15, 22)
•	 attitude of the sender toward receiver (Items 8, 18, 22)
•	 image of the company, e.g., “My view of the organization is positive/negative” 
(Items 24, 25, 26)
In the last part of the questionnaire, we included a proposition that we used as a manip-
ulation check for bad news (Item 27) and an open question to test whether the partici-
pant had comprehended the message (Item 28): “Three reasons for the decision are 
mentioned in the message. What was the second reason in your own wording?” The 
answers to this open question were coded as 0 for no answer or for reasons other than 
mentioned in the message, and 1 for one or more reasons mentioned in the text. This 
question was placed toward the end of the list to prevent it from causing the partici-
pants to attach more value to the arguments. Demographic questions about the partici-
pants’ gender and age together with two background questions about the estimated …
Language in India www.languageinindia.com ISSN 1930-2940 16:4 April 2016 
N. Pratheeba 
Essence of Corporate Communication  118 
 
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Language in India www.languageinindia.com ISSN 1930-2940 Vol. 16:4 April 2016 
D. Nagarathinam, Ph.D., V. Ramkumar, Ph.D. and R. Vani, M.A., M.Phil. (Eds.) 
New Perspectives in ELT 
=================================================================== 
Essence of Corporate Communication 
 
N. Pratheeba 
=================================================================== 
Abstract 
Corporate communication revolves around the written skills of the people involved in it. 
Unlike creative writing, it needs to be specific and accurate. It must be succinct and crisp 
because people do not have time to read round about circumlocutory writing in this age of 
information overload. In addition to flawless language, corporate communication ought to be 
polite and courteous without being blatant. This paper attempts to delineate the essential 
approaches, namely, the ‘you approach’ and the ‘we approach’ that will help the writer to reach 
the target audience in a seamless manner.  
Key words: communication, business, corporate, vision, retail communication, direct approach, 
“you approach”, “we approach”, Bad News Messages 
Introduction 
Corporate communication revolves around the written skills of the people involved in it. 
Unlike creative writing, it needs to be specific and accurate. It must be succinct and crisp 
because people do not have time to read round about circumlocutory writing in this age of 
information overload.   In addition to flawless language, corporate communication ought to be 
polite and courteous without being blatant. This paper attempts to delineate the essential 
approaches, namely, the’ you approach’ and the ‘we approach’ that will help the writer to reach 
the target audience in a seamless manner.  
Definition of Corporate Communication 
The Financial Times defines Corporate Communication as a management function or 
department, like marketing, finance, or operations, dedicated to the dissemination of information 
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Essence of Corporate Communication  119 
 
to key constituencies, the execution of corporate strategy and the development of messages for a 
variety of purposes for inside and outside the organization. 
Knowledge Vision for Corporate Communications defines it in the following manner: 
Corporate Communication is how you keep up a business on message, with everybody speaking 
the same language.  
Communication is the life blood of all organizations. It is the medium through which 
companies large and small access the vital resources they need in order to vibrate (Cees et.al 
2007). Further, the communicator must know when and what to communicate. This involves 
analysis, judgment, counseling and planning - in addition to and prior to communicating 
(Newsom, 2014). 
Types of Corporate Communication 
The Internet technology has altered corporate personae and the mode, channels and 
methods of corporate communication and feedback. It has minimized the power distance and 
ushered in a new type of relationship between corporations and their relevant publics. (Ihator, 
2001) Corporate Communication can be internal or external, vertical or horizontal, company to 
client, client to company, company to service providers, service providers to company and so on. 
Internal communication is important for building a culture of transparency between management 
and employees, and it can engage employees in the organization’s priorities. (Mishra, 2014)  It 
can be in the form of manuals, reports, proposals, memos, magazine articles, business letters, 
complaint letters, quotations, orders, and such. The essence of Corporate Communication is such 
that it is always formal in all respects. Understanding the target audience lends a helping hand to 
determine the tone and level of formality. It needs to focus on the recipients demands and 
interests rather than that of the sender. Though corporates need to talk a lot about their 
companys profile, products and available service, it has to be done in such a way that the needs 
of the target readers are fulfilled. The executive staff are also responsible for corporate 
communications, since for most businesses, the real message comes from the top rung of 
administrators. 
Effective Corporate Communication 
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Essence of Corporate Communication  120 
 
Corporate communication is both the newest and perhaps the least understood. It is 
related to the other sub-disciplines like management communication, business communication, 
and organizational communication. (Paul, 1996) Corporate Communication can be termed good 
if it follows the seven Cs of communication, it has to be brief and precise. It has to be factual, 
unambiguous, accurate and relevant to both the companys and target audiences needs and 
requirements.  
Corporate Communication should be objective, detailed and well documented. In 
addition to the above mentioned factors, it needs to be homogeneous. Interpersonal Intelligence 
serves as an essential Factor for Effective Corporate Communication. In a nutshell, Effective 
Corporate Communication explains the benefits of the primary customers. It also helps to 
establish credibility among the various user segments and the company staff. Last but not the 
least, an effective corporate communication invokes curiosity about the company and products in 
the midst of prospective customers and motivates them into action.  Rather, the purpose of 
corporate writers is to influence public opinion and attitudes, particularly among potential 
investors, in ways that create support for organizational practices or undermine opposition to 
them. (Conaway et al., 2010) 
The following approaches will help the writer to achieve his end or drive home his facts. 
It is equally applicable to all involved in corporate communications. 
Direct Approach or the YOU Approach 
 Executives employ a variety of communication methods, including face-to-face 
communication, to communicate with employees. The executives’ chosen communication 
strategies aim to build trust and engagement with employees. (Mishra, 2014) Good News 
Messages and Direct requests that do not require any convincing can be classified under this 
approach. It can be used in the following situations, but not limited to documents regarding 
claims and complaints, appointments, orders, reservations, request for action and promotion and 
inquiries about goods, people or services. It can start with the main idea of request or any good 
news. Devices for easy reading like bulleted lists, numbered questions, brochures, catalogues, 
news bulletins, can be used then and there. And stylistic features that give more importance to 
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Essence of Corporate Communication  121 
 
the usage of the Second Person You pronouns rather than First person Pronouns will lend a 
professional YOU attitude to the document under consideration. Prof. Hurley says, “A polite 
closure that ensures a clear action (what action you want the reader to take and when) and an 
easy action (enclosing reply envelopes, phone numbers, fax, e-mail IDs etc., will really work 
wonders.”  
Indirect Approach or We Approach 
Bad News Messages and Indirect requests that do not require any convincing can be 
classified under this approach. It can be used in the following situations, but not limited to 
documents regarding refusal of claims, credits and complaints, declining services and favour, 
cancellation of already placed orders etc., and inquiries about damaged goods, or unavailability 
of services. It can start with the buffer paragraph of appreciation, or any positive note. Devices 
for easy reading like needed details, answers to relevant questions pertaining to the document 
under consideration can be used then and there. And stylistic features that gives more importance 
to the usage of First Person I, WE pronouns rather than Second Person You pronouns will lend a 
professional WE attitude to the document under consideration. As mentioned earlier, a polite 
closure that ensures a clear action  (what action you want the reader to take and when) and an 
easy action (enclosing reply envelopes, phone numbers, fax, e-mail IDs etc., are mandatory in 
this approach also. 
A judicious use of both the approaches mentioned above will definitely lend a 
professional look to the written document under creation. 
Examples 
Bus pass will not be issued unless you submit the No-Dues Form. 
As soon as the required documents are submitted by you, we will promptly deliver the Bus pass. 
Compulsory attendance effected a full auditorium.  
Auditorium was full since everyone attended the meeting. 
You have withheld the results of thirty students.  
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Essence of Corporate Communication  122 
 
We have not yet received the results of thirty students. 
Your indifferent attitude has caused this problem. 
A little more care would have avoided this problem. 
The sentences in bold imply a impolite tone whereas the un-bolded sentences imply a 
more polite tone. 
Five Golden Rules to Make Your Writing Rock 
Most people know English when they hear it. It is everyday language, free from the long 
words, and technical terms, that plague the prose of scientists, engineers, economists, doctors, 
lawyers and writers in their specialized disciplines. (Newsom, 2014) The five golden rules given 
below will definitely help make your  corporate writing rock: 
1. Follow the KISS principle in writing. (Keep it Short and Simple.) 
2. Be stringent with words by avoiding cluttering phrases and neoplasms (redundant phrases). 
Strunk and White advocated using scissors on the manuscript, cutting it to pieces and fitting the 
pieces together in a better order.  
3. Prefer right ordering and proper emphasis. Follow the basic rule - adverb of manner is to be 
followed by adverb of place and time. 
4. Express Negative ideas with words that carry a positive connotation instead of expressing it 
blatantly. 
How to express a negative idea (Bowen, 2006): 
Negative ideas expressed blatantly Negative ideas expressed politely 
The results were bad. The results were not very good. 
Their machinery is very old-fashioned. Their machinery is not very modern. 
The catalogue is very dull. 
The catalogue is not very interesting. 
 
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Essence of Corporate Communication  123 
 
We got rather a cool reception. 
We did not get a very warm reception. 
We are dissatisfied with the service we have 
received so far. 
We are not very satisfied with the service we 
have received so far. 
We are unhappy with some of the terms of the 
agreement. 
We are not very happy with some of the terms 
of the agreement. 
We made very little impact on the society. We did not make much impact on the society. 
He takes no interest in what we do. He does not take much interest in what we do. 
There is no alternative. There are not many options available. 
There is nothing we can do about it. There is something we can do about it. 
5. Be tactful by the optimum use of modal verbs and suitable modifiers. 
Statements perfectly consistent with what you know might be inconsistent with what you 
do not know. (Cess, et al., 2007) Usage of modals and modifiers comes as a handy tool in such a 
tricky situation. Strategic information packaging, gatekeeping, timing and controlled reactive 
communication become more difficult to manage in the information age. (Ihator, 2001) 
Being Tactful (Bowen, 2006) 
Blunt statements Tactful statements 
Your order is going to be late. Your order may be slightly delayed. 
We want you to reply at once. (would/grateful) We would be grateful for an immediate reply. 
You have made a mistake in the invoice. 
(there/seem) 
There seems to be a mistake in the invoice. 
You still owe us Rs.35,000 You still owe us Rs.35,000 
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Essence of Corporate Communication  124 
 
You have not given the discount you promised 
us. 
We do not seem to have received the discount. 
Our tuition fee will go up from January 2016. There may be a slight increase in tuition fee 
from January 2016. 
You have not enclosed the complete list as 
requested by us. 
You do not seem to have enclosed the 
complete list as requested by us. 
The delivery will be late due to some problems 
in the computer. 
You may experience difficulty in the delivery.  
You have withheld the result of 50 students. We have not yet received the result of 50 
students. 
You must use the new sports complex. 
(whenever/need) 
You may use the new sports complex 
whenever you need. 
Conclusion 
Corporate Communication is an area that is very diversified in nature. Adopting the right 
mix of the We and You approach will certainly boost the image and brand the image of the 
company in the midst of prospective clients. 
===================================================================== 
References 
1. Conaway, Roger N.; Wardrope, William J. Do Their Words Really Matter? Thematic Analysis 
of U.S. and Latin American CEO Letters International Journal of Business Communication April 
2010 vol. 47 no. 2 141-168 
2. 2. Paul A. Argenti Corporate Communication as a Discipline: Toward a Definition       
Management Communication Quarterly August 1996 vol. 10 no. 1 73-97 
3. 3. Karen Mishra,Lois Boynton, Aneil Mishra  Driving Employee Engagement: 
  The Expanded Role of Internal Communications International Journal of Business 
Communication April 2014 vol. 51 no. 2 183-202 
4. Newsom, D. & Haynes, J. 2014, Public relations writing: Form and style, 10th edn, 
Wadsworth Cengage Learning, Boston, CA. 
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N. Pratheeba 
Essence of Corporate Communication  125 
 
5. van Riel Cees, Cees B.M. Van Riel, Charles J. Fombrun. Essentials of Corporate 
Communication: Implementing Practices for Effective Reputation Management.  Routledge, 
2007  
6. Bowen, T. Build your Business Grammar Cengage Learning, 2006 
6. Communication style in the information age Augustine S. Ihator 
Corporate Communications: An International Journal 2001 6:4, 199-204 
7. www.lovewonder.sg1006.myweb.hinet.net/.../Strunk&White 
8. www.lexicon.ft.com/Term?term=corporate-communication 
9. www.knowledgevision.com/...knowledge-vision/knowledgevision.../corp. 
10. http://emedia.leeward.hawaii.edu/hurley/eng209w/index.htm 
============================================ 
N. Pratheeba 
Professor 
Department of English 
Kamaraj College of Engineering and Technology 
Virudhunagar 
Tamilnadu 
India 
[email protected]
 
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individual use.
Business Communication Quarterly
75(2) 208 –220
© 2012 by the Association for 
Business Communication
Reprints and permission: http://www. 
sagepub.com/journalsPermissions.nav
DOI: 10.1177/1080569912441823
http://bcq.sagepub.com
441823BCQ75210.1177/1080569912441823Comm
unicating Negative Messages Business Communication Quarterly
1Radford University, USA
2University of Delaware, USA
Corresponding Author:
Sandra L. French, Radford University, PO Box 6932, Radford, VA 24142, USA 
Email: [email protected]
Positive Organizational 
Behavior: A Buffer for 
Bad News
Sandra L. French1 
and Tracey Quigley Holden2
Abstract
Most communication research on bad news messages focuses on crisis communication, 
where attention is often limited to image repair strategies. The authors argue that 
a key indicator of an organization’s effectiveness in communicating “bad news” 
messages is its organizational culture. Developing an organizational culture that values 
positive organizational behavior can transform the way that “bad news” messages 
are crafted and received in the workplace. In this article, the authors demonstrate 
how organizational leadership and practice from the positive organizational behavior 
perspective can assist with communicating “bad news” messages, particularly during 
organizational crises.
Keywords
bad news messages, crisis communication, positive psychology
Introduction: The Art and  
Science of “Bad News” Messages
Research on “bad news” emerges across the spectrum of communication. “Bad news” 
for business appears in many forms—the announcement of layoffs, poor financial 
outcomes, crises of internal or external origin, and natural disasters, among others. 
The particular type of “bad news” is not at issue here but rather the communication 
practices encompassing the delivery of bad news. In this article, we focus on what 
Communicating Negative Messages
Communicating Negative Messages  209
positive psychology can teach business communication professionals about dissemi-
nating bad news during an organizational crisis such as unforeseen downsizing, lay-
offs, and acute organizational events.
In 1999, Locker examined the extant literature on negative messages, including the 
prescriptive practices from 57 textbooks. She found that the conventional wisdom on 
negative messages was contained in six principles—in effect, the classic sandwich. 
The most frequently suggested sandwich approach constructs negative messages with 
a prefatory buffer, the bad news, an explanation, and a closing buffer, thus “sandwich-
ing” the bad news between pieces of additional communication (Guffey & Loewy, 
2011; Lehman & Dufrene, 2009). And yet, in Locker’s survey of research in several 
settings, she found that the sandwich approach was deemed “not useful in the work-
place” (Locker, 1999, p. 9). Locker’s own research led her to conclude that only two 
pieces of the sandwich were valuable—the directives to “present the negative as posi-
tively as possible, and offer an alternative or compromise if one is available” (p. 31). 
Responding to Locker’s assessment, Limaye (2001) agrees that the conventional wis-
dom is flawed and directs attention to the opportunity costs and psychological attribu-
tion processes of bad news as potential guides for rethinking bad news message 
construction. Limaye makes a compelling case for the value of explanation in a bad 
news message, claiming that the “price paid for nonprovision of explanation is low-
ered employee morale, damage to employee satisfaction, and loss of management 
credibility” (p. 106). Although Limaye focuses on the explanation offered by the 
deliverer of the bad news and how tailoring that piece of the sandwich can positively 
influence the outcome, he stops short of a specific form or guideline for producing 
such a message.
More recent work in the construction of negative messages validates Limaye’s 
approach of incorporating explanation and extends this into a preference for an indi-
rect structure—offering the explanation first. Jansen and Janssen (2011) conducted a 
series of experiments testing direct and indirect message structures for comprehen-
sion, compliance, and evaluation of the writer. They found that indirect messages were 
better at preserving the “face” of the recipient and allowed for the negative message to 
be accepted more readily. Jansen and Janssen suggest that this structure works because 
offering the explanation first allows the reader to gradually adapt to the sender’s think-
ing, as “the decision becomes a part of their cognitive belief system even before they 
actually read it” (p. 60).
The structure and design of bad news messages has evolved considerably, but we 
argue that there is more to the story. Bad news must be delivered or dealt with in many 
situations facing organizations. The suggestions of current research focus almost 
exclusively on the specifics of such delivery rather than the handling of bad news 
within the larger context of ongoing business operations. Ulmer, Sellnow, and Seeger 
(2007) point to the absolute certainty that bad news or crisis will confront a business 
and the need to develop, not only a contingency plan but also an overall approach to 
such situations. The conditions that precipitate the need to deliver bad news or address 
an organizational crisis can offer opportunities for renewal of an organization, if 
210  Business Communication Quarterly 75(2)
skillfully managed. The authors invoke the popularized (but incorrect) meaning of the 
Chinese symbols for crisis as “dangerous opportunity” to underscore this concept. 
However, Mair, Professor of Chinese Languages and Literature at the University of 
Pennsylvania, offers an explanation of the characters on his website that better sup-
ports the position being advanced. Mair writes in Mair, Mair, and Liqing (2009),
While it is true that wēijī does indeed mean “crisis” and that the wēi syllable of 
wēijī does convey the notion of “danger,” the jī syllable of wēijī most definitely 
does not signify “opportunity.” The jī of wēijī, in fact, means something like 
“incipient moment; crucial point (when something begins or changes).”
From the business perspective, that is indeed the essence of delivering or dealing with 
bad news. This translation makes Ulmer et al.’s (2007) position on bad news and crisis 
communication practices even more on point—they conclude that “effective commu-
nication skills are essential to creating positive, renewing opportunities at these turn-
ing points.” (p. 4)
Ulmer, Sellnow, and Seeger ground their work in an approach to leadership and 
communication focused on positive values, virtues, and optimism (Seeger & Ulmer, 
2001; Ulmer & Sellnow, 2002). Such a perspective is radically different from much of 
the conventional wisdom concerning the delivery of bad news and crisis communica-
tion within business research and practice. What makes the difference is not just a shift 
from a structural approach focused on messaging to a more contextualized perspective 
emphasizing organizational leadership and culture. This focus on renewal and oppor-
tunity comes from an entirely different way of thinking about business, leadership, and 
communication. We suggest that this shift is consistent with the tenets and insights of 
the Positive Psychology movement.
The Positive Psychology  
Movement: Bad News Gets Reframed
The positive psychology movement offers a new paradigm for studying organizations. 
Seligman, founder of the positive psychology movement, developed a manual of 
Character Strengths and Virtues (C. Peterson & Seligman, 2004) specifically as a 
“positive” counterpart to the Diagnostic and Statistical Manual of Mental Disorders 
(DSM). The positive psychology movement investigates the “conditions, and pro-
cesses that contribute to the flourishing or optimal functioning of people, groups, and 
institutions” (Gable & Haidt, 2005, p. 103). All positive psychology–related organi-
zational research shifts in perspective from a “disease”-based, problem-solving model 
as the most suitable approach to improved organizational performance, to one in 
which positive resources are identified and investigated (Linley, Harrington, & 
Garcea 2010). The overarching philosophy of Positive Organizational Scholarship 
(POS) is a marriage of positive psychology and organizational studies. POS seeks to 
understand how to cultivate excellence in organizations by unlocking individuals’ 
Communicating Negative Messages  211
potential. Specifically, through an investigation of “positive deviance,” POS explores 
the ways in which individuals use and develop strengths leading to exceptional per-
formance at both the individual and organizational levels (Linley et al., 2010). In 
investigating extraordinary performance, POS often focuses on the macro or institu-
tional levels of analysis (Youssef & Luthans, 2007) rather than individual organiza-
tional actors.
A similar line of organizational research, positive organizational behavior (POB), 
is defined by Luthans (2003) as “the study and application of positively oriented 
human resource strengths and psychological capacities that can be measured, devel-
oped, and effectively managed for performance improvement in today’s workplace” 
(p. 179). POB focuses more on individuals, or micro levels of analysis. POB tends to 
emphasize four core capacities: self-efficacy, hope, optimism, and resiliency 
(Donaldson & Ko, 2010; Luthans, Avey, Avolio, Norman, & Combs, 2006).
“Houston, We Have a Problem . . .”:  
Positive Psychology and Organizational Crises
As we stated previously, there are many types of “bad news” messages experienced 
in organizations, including layoffs, customer service problems, and negative perfor-
mance reviews. Here, we focus on what positive psychology can teach business com-
munication professionals about disseminating bad news during an acute organizational 
crisis.
Acute organizational events, or organizational crises, are “specific, unexpected and 
non-routine events or series of events that create high levels of uncertainty and threaten 
or are perceived to threaten an organizations’ high priority goals” (Seeger, Sellnow, & 
Ulmer, 1998, p. 233). The bulk of crisis communication research focuses on problems 
and failures: what organizations have done badly, how crises have been poorly han-
dled, and what mistakes management has made (Small, 1991; Ulmer & Sellnow, 
2000). Crisis communication literature is largely based on its own version of a “dis-
ease” model, expending most research resources explaining organizational deficits 
rather than organizational strengths.
We contend that an investigation of organizational strengths, and what positive 
communication behaviors exist when communicating bad news during a crisis, should 
focus on an organization’s CEO. According to Seeger and Ulmer (2001), during times 
of crisis, the CEO is usually the designated spokesperson and “may also establish the 
moral tone for the crisis response” (p. 369). CEOs are often called up to establish 
the facts of the crisis, make important judgment calls, and communicate directly with 
the media (Modzelewski, 1990).
Scholar and business consultant Gaines-Ross (2003) studies the relationship between 
CEOs, their personal reputations, and their companies’ success. Coining the term CEO 
capital, Gaines-Ross’s book of the same name cites a 1998 poll of the general public indi-
cating that a CEO’s reputation accounted for 48\% of a company’s reputation. Gaines-Ross 
argues, “The CEO must come to terms with the idea of being the ultimate spokesperson for 
212  Business Communication Quarterly 75(2)
the organization, the embodiment of the brand, and the official storyteller who knits 
together the company’s past, present, and future” (p. 39). Park and Berger (2004) argue 
that CEOs are the public face of a company, particularly during organizational crises, and 
as such warrant particular attention as the subject of crisis research.
However, following the “disease” model, most current research on CEO perfor-
mance during times of crisis focuses on what not to do. For example, former Exxon 
CEO Lawrence Rawl is often excoriated for his handling of the Valdez oil spill, in 
particular for his failure to publicize his personal trip to the spill site (Modzelewski, 
1990) and his attempt to avoid responsibility by blaming Captain Joseph Hazelwood 
(Small, 1991). More recently, BP executive Tony Hayward was rebuked by public 
relations professionals and the general public alike with regard to the 2010 oil spill of 
the U.S. Gulf Coast. When visiting Venice, Louisiana, to survey damage and issue an 
apology, in which he stated, “The first thing to say is I’m sorry,” he told reporters. 
“We’re sorry for the massive disruption it’s caused their lives. There’s no one who 
wants this over more than I do. I would like my life back” (“BP Chief to Gulf 
Residents,” 2010). Hayward’s gaffe reflects not only his own communicative inade-
quacies but a broader problem for CEOs—the misperception of what constitutes effec-
tive, positive communication. Research supports the prevalence of this problem—in 
1998, Coopers and Lybrand conducted a survey of CEOs, middle managers, and non-
managers. The survey found that while “82 percent of CEOs believe that they lead by 
positive personal example . . . fewer than 40\% of nonmanagement employees agree” 
(Steinberg, 1998, p. 70). Moreover, 95\% of the CEOs claimed to have an open-door 
policy for the communication of bad news upstream, but more than half of employees 
believed the bad news messenger was running a serious risk. Such a perspective does 
not facilitate a strong business climate—in fact, such communicative problems have 
resulted in huge business losses, even failures (Steinberg, 1998). More recently, leader 
communication has become an even more critical element of business practice. The 
current financial crisis has eroded employee confidence in senior leadership from 51\% 
in 2004 to less than 20\% in 2009 (Davis, 2010). What is a beleaguered CEO to do?
Within the crisis communication literature, a handful of “exemplary” crisis 
responses from CEOs have been studied and applauded, including Tylenol’s James 
Burke and his handling of the cyanide tampering of 1982, which Fortune magazine 
described as “the gold standard in crisis control” (Yang & Levenson, 2007). Other 
models of effective crisis management include CEO of Malden Mills’ Aaron 
Feuerstein’s response to the 1995 factory fire (Seeger & Ulmer, 2001) and Milt Cole’s 
response to Cole Hardwoods’ 1998 fire (Seeger & Ulmer, 2001). Seeger and Ulmer 
applaud these CEOs for their “virtuous” responses to their respective organizational 
tragedies. These exemplary cases involve a leader, usually a CEO, responding quickly 
and ethically to an organizational crisis.
In Locker’s 1999 article, she suggested that buffers should not continue to be used 
in bad news messages, particularly the closing buffer, explaining that a bad news 
message with a strongly positive end engendered negative feelings. By combining the 
insights gained from exemplary examples in crisis communication research with the 
Communicating Negative Messages  213
underpinnings of POB research, we can create a new model of offering bad news mes-
sages that can assist business communication professionals in teaching students more 
options for delivering bad news.
Working Toward a New Model
There are a handful of studies that have explored the relationship between CEO per-
formance and positive psychology. Starting with a broad perspective, Brockner and 
James (2008) investigate when executives view organizational crises as opportunities, 
stating “crises have the potential to be a catalyst for positive organizational change” 
(p. 95). Focusing on when executives transition from framing a crisis as a threat ver-
sus an opportunity, Brockner and James argue that in a crisis, decision makers tend to 
tighten control and rely on traditional ways of thinking about problem solving in order 
to reduce the uncertainty that accompanies a crisis. Traditional ways of thinking 
include viewing a crisis as a threat and responding by restricting activities, for exam-
ple, enacting cost-cutting measures. They propose that executives who are willing to 
engage in reflection and learning are more inclined to view organizational crises as 
opportunities to enact positive change.
S. J. Peterson, Walumbwa, Byron, and Myrowitz (2009) investigate the relation-
ship between CEO positive psychological traits and transformational leadership. The 
authors adopt a POB approach, exploring the concepts of hope, optimism, and resil-
iency. Their research illustrates that CEOs rated as more hopeful, optimistic, and resil-
ient are also rated (both in self-ratings and the ratings of their followers) as engaging 
in more transformational leadership behaviors. According to their research, the key 
constructs of hope, optimism, and resiliency are similar but distinguishable. Thus, we 
will examine these concepts in greater detail.
Hope
Synder et al. (1991) define hope as a two-pronged cognitive construct, built from the 
aspects of “pathways” and “agency.” Pathways reflect an individual’s self-perception 
of their capability to secure a plausible route to their personal goals. The second 
aspect, agency, relates to an individual’s motivation to proceed toward goal achieve-
ment. Working in concert, these two components provide individuals with the means 
and motivation to achieve their personal goals. According to S. J. Peterson et al. 
(2009), “Those lower in hope lack the ability to conceive of strategies to meet goals 
and to overcome obstacles and the motivation to pursue the strategies that lead to goal 
achievement” (p. 350). It is theorized here that CEOs high in reservoirs of hope will 
find more creative strategies for dealing with crises.
Optimism
Optimism as a trait is the generalized expectation of an individual that good things 
will happen, despite potentially adverse circumstances (Carver & Scheier, 1999). 
214  Business Communication Quarterly 75(2)
Those possessing the trait of optimism tend to focus on the good. Optimism has been 
demonstrated to have a positive impact on work performance (Luthans et al., 2006; 
Seligman, 1998). Optimists differ in their interpretation of positive and negative 
events from those low in this psychological resource. It is theorized here that CEOs 
who possess the trait of optimism may instinctively navigate crises more effectively.
Resiliency
Defining resiliency as “the capacity to modify responses to changing situational 
demands, especially frustrating or stressful encounters,” Tugade and Fredrickson 
(2004, p. 322) argue that one’s ability to use positive emotions results in finding 
positive meaning in negative circumstances. As a result, resilient individuals tend to 
rebound more quickly from negative situations. It is theorized here that resilience can 
help CEOs move past the shock and narrow thinking that often accompany crisis situ-
ations and more quickly engage in creative and positive crisis resolution. By looking 
in depth at a CEO response to crisis, positive psychology offers a new approach to 
crisis management rooted in the psychological capacities of the CEO.
CEOs and Resilience
The concept of resiliency is not unique to the positive psychology literature. In organi-
zational science, resiliency can mean the maintenance of positive adjustment under 
challenging conditions (Weick, Sutcliffe, & Obstfeld, 1999) and the ability to recover 
from unexpected events (Sutcliffe & Vogus, 2003). Resilience is a dynamic capacity 
of organizational adaptability that grows and develops over time (Wildavsky, 1988). 
Gittel, Cameron, Lim, and Rivas (2006) argue that positive relationships at work are a 
“prerequisite” to organizational resilience. In researching the airline industry following 
9/11, these authors portray Southwest Airlines CEO Jim Parker as a model of strength 
and virtue as they withstood heavy short-term financial losses in order to avoid layoffs, 
arguing that they were “taking care of our people” (p. 317). Former CEO Herb 
Kelleher was quoted as follows: “Nothing kills your company’s culture like layoffs. 
Nobody has ever been furloughed [at Southwest], and that is unprecedented in the 
airline industry” (p. 318). Kelleher’s statement reinforces our argument that organiza-
tional culture should be a key strategic factor in the design of bad news messages.
Organizational Culture and the Case of Malden Mills
For a prime example of the relationship between organizational culture, POB, and 
effective dissemination of bad news, we turn to the case of Malden Mills. Henry 
Feuerstein founded Malden Mills, a textile manufacturing facility, in 1906 under the 
name Malden Knitting, in Malden, Massachusetts. Originally, Malden produced knit-
ted clothing items such as sweaters and bathing suits (“The Many Lives of Malden 
Mills,” n.d.). In 1956, the company, then led by Henry’s grandson Aaron, moved to 
Lawrence, Massachusetts.
Communicating Negative Messages  215
Following a declaration of bankruptcy in 1981, the Feuerstein family called for 
Aaron’s removal from his position as Mill president. Aaron resisted and restructured 
the mill, creating Polartec and Polarfleece, an apparel fabric developed from recycled 
plastic (“About Polartec,” 2012). Clothing manufacturers, including L.L. Bean, Lands 
End, and Patagonia, purchased Polartec, a synthetic and extremely warm and light-
weight material, in large quantities, to be used in winter clothing and accessories. By 
1995, Polartec sales were approximately $200 million, and the Mill and its four divi-
sions employed roughly 3,100 workers. Feuerstein’s operation was one of the few 
U.S. textile companies that did not move its operations overseas to secure less expen-
sive labor.
Then, in December 1995, just 2 weeks before the Christmas holiday, Malden Mills 
experienced a devastating fire that left three key buildings of its eight building com-
plex, totaling more than 600,000 square feet, in ruins and resulted in injuries to 36 
workers (Goldberg, 1997). What makes this fire, later deemed an “industrial accident” 
unique, is a combination of several factors. First, being one of only a handful of textile 
manufacturers who had not moved operations overseas, Malden Mills garnered deep 
loyalty from its employees. For example, although the mill workers were unionized, 
the mill had never experienced a strike. Its employees are some of the highest paid in 
the textile industry. Second, the tiny New England town of Lawrence, where the mill 
was located, was dependent on the mill for economic survival. Lawrence is rated the 
23rd poorest community in the country (Mcgrory, 2001). The Feuerstein family was 
well established in the community and had a reputation for fairness and generosity. 
“The community loves him very much and it’s not hype and it’s not the upper class, 
it’s the people” said Julio Fernandez, a Malden Mills machine operator (Goldberg, 
1997). Third, the mill was a privately held family company, not beholden to a group 
of stakeholders. All these factors together helped set the stage for Aaron Feuerstein’s 
extraordinarily positive and resilient response to the fire.
Fire insurance payments for the mill were expected to be upwards of $300 million, 
and many feared the then 69-year-old CEO would either take the money and retire, or 
finally succumb to outside pressures and move the mill operation overseas. Instead, on 
learning of the fire and rushing to the mill, Feuerstein gathered his workers in a local 
high school gymnasium and said that the workers would all be kept on at full pay for 
the next 30 days (at a cost of more than $13 million) and that they would even receive 
a Christmas bonus. He also continued providing their health insurance for another 
30 days (Freedland, 1996). In addition, he stated that the mill would definitely rebuild 
and seek to put all its employees back to work as soon as possible.
In September of 1997, a mere 21 months after a fire rated the worst in Massachusetts 
in a century devastated the mill, Feuerstein dedicated a new $130 million factory and 
rehired almost all of his workers (Goldberg, 1997). Feuerstein’s actions were covered 
by both local and national media. He received 12 honorary degrees, and he estimates 
that he received as many as 10,000 letters of support, many with cash or checks for 
the workers (Butterfield, 1996). Feuerstein was hailed as a public icon of corporate 
responsibility; President Clinton sent his congratulations on the mill’s reopening. The 
216  Business Communication Quarterly 75(2)
fire at Malden Mills has been covered by the media, featured in a Harvard Business 
Review case study, and studied by public relations professionals. Although the story of 
Malden Mills is truly extraordinary, what insights into Feuerstein’s actions can posi-
tive psychology provide? Our conclusion will explore how positive psychology pro-
vides insights into Feuerstein’s actions and the positive reaction of his employees.
Conclusion
According to Dutton and Jackson (1987), the ability of decision makers to cognitively 
process complex organizational issues such as crises is directly affected by whether 
they frame the crisis as a threat or opportunity. Research conducted by Milliken 
(1990) demonstrates that framing issues as opportunities allows decision makers to 
feel more in control and less uncertain than when framing issues as threats. The time-
sensitive and pressurized nature of organizational crises makes it difficult for execu-
tives to see them as opportunities; however, we strongly believe that organizations can 
“buffer” bad news messages by cultivating a positive organizational culture prior to 
an acute organizational crisis. Organizations that focus on appreciating and cultivat-
ing positive organizational traits such as hope, resiliency, and optimism prior to a 
crisis may be more successful in garnering employee support during and after the 
crisis. Following in the footsteps of Gittel et al. (2006), who argue that managers must 
maintain and enhance strong employee relationships (relational reserves) during a 
crisis to ensure commitment and productivity, we argue that CEOs who actively pro-
mote a positive organizational culture, focusing on positive organizational traits and 
strong employee relationships, will build a reservoir of goodwill that can buffer bad 
news. Aaron Feuerstein’s building of a positive organizational culture at Malden Mills 
helped the company through financial crisis and resulted in deep and abiding 
employee loyalty, even in the face of layoffs. In our contemporary business climate, 
bad news and crisis events are almost de rigueur, and certainly any CEO or senior 
executive must expect to respond to such an occurrence. Davis (2010) writes that as 
the current financial crisis continues to affect businesses, “What’s needed now is a 
much higher level of leader presence: more intense, more transparent and more 
authentic than ever before” (p. 24). Davis also describes how this leadership presence 
is made manifest. She explains that “leader communication” in this form demands that 
leaders “show up, giving the straight story, providing context, talking it through, and 
keeping at it” (p. 24). This approach aligns strongly with Ulmer and Sellnow’s (2002) 
call for “optimistic discourse that emphasizes moving beyond the crisis, focusing on 
strong value positions, responsibility to stakeholders, and growth as a result of the 
crisis” (p. 362). All these authors have moved beyond the “sandwich” prescription for 
curing the bad news ailment and toward a more positive and engaged leadership com-
munication practice as a core of a positive organizational culture. Perhaps then, as 
business communication professionals, we should be teaching our students more 
about POB and creating a positive organizational culture, one where employees and 
managers are resilient and optimistic, in order to more effectively communicate bad 
Communicating Negative Messages  217
news. Just how might we incorporate such thinking into our business communication 
classes?
As business communication professionals, we believe we should be teaching our 
students more about POB and the processes involved in creating a positive organiza-
tional …
				    	
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