Financial - Accounting
Financial Assignment https://www.youtube.com/watch?v=RHSEEJDKJho Discussion Question: After having viewed the video clips and worked through the extended reading, please respond to the below discussion prompt.  You should post your initial response by the date indicated in the module calendar.  Please be sure to reference your sources in appropriate APA formatting and to provide substantive evidence of any claims that you make.  Where appropriate, include personal anecdotes, statistics, and references to additional reading or materials.  After you have posted your initial response, visit the forum again over the coming days to read the responses of your peers.  You should respond to at least two other students by asking them to elaborate on a point, providing a counter-argument, suggesting a topic for debate, or referring back to the extended reading or video clips.    As a Financial Analyst of Morgan Investments Co., you are going to make a business investment decision on which of the two possible investments the company should undertake. Both projects cost £200,000 with a rate of return of 12\%. Below are the cash profits of the two projects:    Year  Project A  Project B  Profits (£)  1  36,000  37,300  2  42,000  40,000  3  56,000  56,000  4  44,000  51,000  5  35,000  39,650  6  32,500  42,500  7  66,000  80,000    Question one:  Using NPV and IRR methods, appraise the two projects and advise the Financial Directors which of the projects is viable and why.     Question two:  Which of the methods is superior? Justify your answer Week 2 Assignment https://www.youtube.com/watch?v=XF_3Dt-8OPE https://www.youtube.com/watch?v=ji88LbVHbNA https://www.youtube.com/watch?v=P4h4QenI-uU I am including your week two assignment, here. This material comes from Chapter 5 & 6 of your textbook. You can turn this one completed word file into your week two assignment dropbox. Show your work right below each problem. Problem 1. The company treasurer has placed $1 Million excess company funds into a bank account. This account earns 2\% interest compounded yearly. The treasurer asks you to compute how much this account will grow to at the end of the fifth year (thus, the funds have five years to grow at a 2\% annual rate). Problem 2. The company treasurer has to make a $5 Million payment on lawsuit in seven years. The company lost the lawsuit and the lawsuit has various repercussions for the company. The in house attorney has stated that the company needs to place the funds in a separate account. The treasurer has struck a deal with the company’s brokerage group. If the company places funds in the account, the brokerage will invest the funds in an instrument that guarantees the company a 3\% annual compounded rate. The treasurer asks you to tell him how much money he needs to invest with the brokerage today so that after seven years the account will have the $5 Million in it. Problem 3. You are a stockbroker. You client wired $500,000 into her account five years ago. Today, five years later, your client asks you what annual return has she been earning on this brokerage account. The client has taken out no money and added no money to the account. The account has a $750,000 value today. The account has been invested in stocks and bonds and the broker has made all the investments and has made a few trades per year. Question one: what compounded annual return has the client earned? Does this seem like a reasonable return? (second part no exact answer). Problem 4. You (stockbroker) bought Google stock for a client on the IPO date nine years ago today at the $85 IPO price. (Thus, the client has had the stock in her account for nine years). Today, the stock trades for $910 per share. What annual return has the investor earned from holding Google stock in his account. Here, we assume the stock has not paid any dividends. Part 2: would your client be satisfied with this investment (again no exact answer here for part 2 only). Problem 5. Your friend realizes you have been taking a finance course. He inherited $100,000 from his great aunt. He has uses for $75,000 of the funds. However, he plans on placing $25,000 in a savings account. One bank quoted him a 2.00\% rate compounded quarterly and another bank quoted him a 1.975\% rate compounded daily. He has heard the term: effective annual interest rate (page 146 textbook). He asks you to compute the effective interest rate for these two choices and then tell him which one to choose? Problem 6. A particular investments generates the following cash flows: $5 Million end of year one; $5 Million end of year two; $5 Million end of year three; $7 Million end of year four; and $10 Million end of year five. (see figure 6.4 on page 131 for an example). What is the future value of this investment if the investor earns 9\% per year on all funds invested. Problem 7. A company plans on taking out real estate loan of $10 Million on its distribution center. The company will make even payments at the end of each year over ten years. At the end of ten years, the company will have paid back the loan and they will have made ten payments. The interest rate equals 4.5\%. What is the annual payment amount (see page 151). https://www.youtube.com/watch?v=9sZdXJbK554 https://www.youtube.com/watch?v=tJLR3se4Pa4 https://www.youtube.com/watch?v=Q5DbfceUhOg Week 3 Assignment Hi Class, I am including five problems you can complete and turn into the week three dropbox - due this coming Sunday evening - 26 January. Turnin one file only. Problem One. A $1,000 unit bond has a coupon rate of 4\% (interest paid yearly at $40 per year). The bond has five years left until it matures. The current market interest rate equals 5\%. Compute the bond’s market value today. [Bond Value CH 7] Problem Two. You can use the same fact situation as problem one. The only item that has change is current market interest rate equals 3\%. Compute the bond’s market value today. [Bond Value CH7] Problem Three. A stock pays a $2 dividend in year zero. Investors think the dividends will grow at 3\% rate per year. This investor wishes to earn 15\% on any stock investments (required return). Compute the common stock’s current market value. [constant growth model CH 8] Problem Four. A ten unit apartment building has an annual $60,000 cash flow (similar to dividend when looking at stocks). The investor thinks the end of year one cash flow will equal $60,000 times 1.025. The investor thinks these cash flows may grow at 2.5\% per year. The investor wants to earn a 9\% interest rate on this investment. Compute the possible apartment building value today. [constant growth model CH8] Problem Five. A stock currently has $10 EPS. Analysts estimate EPS may grow at 20\% per year over the next five years. What is the estimated stock price in five years if an investor thinks the stock will then sell for a 10 P/E ratio? Second Question. The stock currently trades at $200 per share. If the investor buys the stock today and sells the stock in five years (based on the price you computed above), what compounded return does the investor earn. [from the last lecture slides]. https://www.youtube.com/watch?v=JrGp4ofULzQ https://www.youtube.com/watch?v=61Z-17enkN8 Week 4 Assignment Below, I am including the projected cash flows for a long-term capital project. The project has the following cash flows (negative numbers represent cash outflows and positive numbers represent cash inflows): •YR 0 = -$50 Million! •YR 1 = $7 Million! •YR 2 = $7 Million! •YR 3 = $7 Million! •YR 4 = $7 Million! •YR 5 = $10 Million! •YR 6 = $10 Million! •YR 7 = $10 Million! •YR 8 = $12 Million! •YR 9 = $12 Million! •YR 10 = $12 Million plus the company stops the projects and sells off the project for an additional $16 Million inflow. Thus, total inflows at year ten equals $28 Million. The company wishes to earn 12\% on this project. Compute the NPV and IRR for the above project. You can turn in an excel sheet for this assignment. As an alternative, you can turn in a word file (if you turn in a word file show your work). Regardless, this assignment only requires you to turn in one file. Discussion Question: After having viewed the video clips and worked through the extended reading, please respond to the below discussion prompt.  You should post your initial response by the date indicated in the module calendar.  Please be sure to reference your sources in appropriate APA formatting and to provide substantive evidence of any claims that you make.  Where appropriate, include personal anecdotes, statistics, and references to additional reading or materials.  After you have posted your initial response, visit the forum again over the coming days to read the responses of your peers.  You should respond to at least two other students by asking them to elaborate on a point, providing a counter-argument, suggesting a topic for debate, or referring back to the extended reading or video clips.  Question one:  Company XYZ Ltd has debt with a market value of $4.4 billion and equity market value of $71.4 billion. The company pays 6\% interest on their bonds and its company shares’ beta is 1.81. Because of the range of countries and tax code regimes in which XYZ Ltd operates, the effective tax rate for the company is 13.1\%. Assuming the SML holds, the market risk premium is given as 9.5\%, and the current Treasury bill rate is 4.5\%.   What is the firm’s after-tax weighted average cost of capital (WACC)?    Question two:  Consider a project to produce solar water heaters. It requires a £10 million investment and offers a level after-tax free cash flow of £1.75 million per year for 10 years. The opportunity cost of capital is 12\%, which reflects the project’s business risk.   Suppose the project is financed with £5 million of debt and £5 million of equity. The interest rate is 8\% and the marginal tax rate is 35\%. Assume that the level of debt will be held for all of the 10 years, i.e. do not take repayment into account. Calculate the project’s APV and comment on your findings.  Week 5 Assignment Complete all parts of problem 30 and problem 31 from Chapter 11 (page 315). Turn in one file using excel or word. Note: the CCA concept from Section 2.5 and Table 2.9 and Table 2.10; Chapter Two page 42. Stephen A. Ross Massachusetts Institute of Technology Randolph W. Westerfield University of Southern California Bradford D. Jordan University of Kentucky Gordon S. Roberts Schulich School of Business, York University J. Ari Pandes Haskayne School of Business, University of Calgary Thomas A. Holloway Haskayne School of Business, University of Calgary Tenth Canadian Edition OF CORPORATE FINANCE FUNDAMENTALS ross54753_fm_i-xxvi.indd 1 1/17/19 10:50 AM Fundamentals of Corporate Finance Tenth Canadian Edition Copyright © 2019, 2016, 2013, 2010, 2007, 2005, 2002, 1999 by McGraw-Hill Ryerson Limited. Copyright © 1996, 1993 by Richard D. Irwin, a Times Mirror Higher Education Group, Inc. company. All rights reserved. No part of this publication may be reproduced or transmitted in any form or by any means, or stored in a data base or retrieval system, without the prior written permission of McGraw-Hill Ryerson Limited, or in the case of photocopying or other reprographic copying, a licence from The Canadian Copyright Licensing Agency (Access Copyright). For an Access Copyright licence, visit www.accesscopyright.ca or call toll free to 1-800-893-5777. The Internet addresses listed in the text were accurate at the time of publication. The inclusion of a website does not indicate an endorsement by the authors or McGraw-Hill Ryerson, and McGraw-Hill Ryerson does not guarantee the accuracy of information presented at these sites. ISBN-13: 978-1-25-965475-6 ISBN-10: 1-25-965475-3 1 2 3 4 5 6 7 8 9 0 TCP 1 2!3 4 5 6 7 8 9! Printed and bound in Canada. Care has been taken to trace ownership of copyright material contained in this text; however, the publisher will welcome any information that enables it to rectify any reference or credit for subsequent editions. Director of Product, Canada: Rhondda McNabb Portfolio Managers:!Alwynn Pinard, Sara Braithwaite Senior Marketing Manager: Loula March Content Development Manager: Denise Foote Content Developer: Tammy Mavroudi Photo/Permissions Research: Mac/Cap Permissions Portfolio Team Associates: Stephanie Giles,!Tatiana Sevciuc Supervising Editor: Janie Deneau Copy Editor: Karen Rolfe Plant Production Coordinator: Sarah Strynatka Manufacturing Production Coordinator: Jason Stubner Cover Design: Katherine!Strain Cover Image: pawel.gaul/Getty!Images Interior Design: Jodie Bernard,!Lightbox!Communications,!Inc. Page Layout: MPS!Limited Printer: Transcontinental Printing Group ross54753_fm_i-xxvi.indd 2 1/17/19 10:50 AM ABOUT THE AUTHORS Stephen A. Ross Sloan School of Management, Massachusetts Institute of Technology Stephen A. Ross was the Franco Modigliani Professor of Finance and Economics at the Sloan School of Management, Massachusetts Institute of Technology. One of the most widely published authors in finance and economics, Professor Ross was widely recognized for his work in developing the Arbitrage Pricing Theory and his substantial contributions to the discipline through his research in signalling, agency theory, option pricing, and the theory of the term structure of interest rates, among other topics. A past president of the American Finance Association, he also served as an associate editor of several academic and practitioner journals. He was a trustee of CalTech. Stephen passed away in March 2017. Randolph W. Westerfield Marshall School of Business, University of Southern California Randolph W. Westerfield is Dean Emeritus and the Charles B. Thornton Professor!Emeritus in Finance of the University of Southern California’s Marshall School of Business. Professor Westerfield came to USC from the Wharton School, University of Pennsylvania, where he was the chairman of the finance department and a member of the finance faculty for 20 years. He is a member of the board of trustees of Oaktree Capital mutual funds. His areas of expertise include corporate financial policy, investment management, and stock market price behaviour. Bradford D. Jordan Gatton College of Business and Economics, University of Kentucky Bradford D. Jordan is professor of finance and holder of the Richard W. and Janis H. Furst Endowed Chair in Finance at the University of Kentucky. He has a long- standing interest in both applied and theoretical issues in corporate finance and has extensive experience teaching all levels of corporate finance and financial management policy. Professor Jordan has published numerous articles on issues such as cost of capital, capital structure, and the behaviour of security prices. He is a past president of the Southern Finance Association, and he is co-author of Fundamentals of Investments: Valuation and Management,!8th edition, a leading investments text, also published by McGraw-Hill Education. Gordon S. Roberts Schulich School of Business, York University Gordon S. Roberts was a Canadian Imperial Bank of Commerce Professor of Financial Services at the Schulich School of Business, York University. His extensive teaching experience included finance classes for undergraduate and MBA students, executives, and bankers in Canada and internationally. Professor Roberts conducted research on the pricing of bank loans and the regulation of financial institutions. He served on the editorial boards of several Canadian and international academic journals. Professor Roberts was a consultant to a number of regulatory bodies responsible for the oversight of financial institutions and utilities.! Gordon retired in 2016 and passed away in March 2017. J. Ari Pandes Haskayne School of Business, University of Calgary J. Ari Pandes is an Associate Professor of Finance at the University of Calgary’s!Haskayne School of Business. At Haskayne, he teaches courses at the PhD, Executive MBA, MBA, and senior undergraduate levels. He also teaches courses to corporate executives. Professor Pandes conducts research on the capital markets, which he has presented at conferences and universities internationally, as well as to policymakers, including the U.S. Securities and Exchange Commission and the Bank of Canada. In addition, Professor Pandes’ research has been cited in the press, and he frequently provides financial and economic insights to various media outlets. Thomas A. Holloway Haskayne School of Business, University of Calgary Thomas Holloway is a full-time faculty member at Haskayne and co-founder of hybrid wealth management startup Responsive AI. At Haskayne, he is the faculty supervisor of the student-managed investment fund Calgary Portfolio Management Trust and teaches courses in corporate finance and corporate governance. Mr. Holloway was formerly a fixed income analyst for one of Canada’s leading independent institutional investment managers and is a member of Calgary CFA Society. ross54753_fm_i-xxvi.indd 3 1/17/19 10:50 AM IN MEMORIAM We at McGraw-Hill Education Canada lost one of our most esteemed authors with the passing of Gordon S. Roberts in March 2017. Gordon was a Professor Emeritus of Finance at the Schulich School of Business at York University and a McGraw-Hill author for many years. Gordon S. Roberts will be remembered as an extremely creative and thoughtful scholar with a rigorous approach to questions of great importance. His contributions to the field of finance are unquestioned and are reflected in his outst anding inter national reput ation, research contributions, and many awards and honours. In particular, Gordon will be remembered for making significant contributions to the current textbook. His expertise and rigorous approach were key to making this textbook exciting, accurate, fair, well paced, and immediately useful. Prior to development work on this 10th Canadian edition text, our own Portfolio Manager, Alwynn Pinard, had the pleasure of working closely with Gordon. Of him she says, “Gordon’s professionalism, adherence to deadlines, and commitment to quality were all attributes that endeared him to us here at McGraw-Hill Education and created the Canadian resource you are reading today. Thank you, Gordon. We will miss your dedication to your work and your students and, perhaps most of all, your warmth and wit.” On behalf of the entire staff here at McGraw-Hill Education who had the pleasure of working with Gordon personally, or the pleasure of working on all the legacy projects he helped to build, we offer our deepest sympathies to Gordon’s wife, Sonita, and his family. Gordon’s contributions to learning will be treasured and never forgotten. ross54753_fm_i-xxvi.indd 4 2/15/19 7:08 PM BRIEF CONTENTS Preface xvii PART 1 Overview of Corporate Finance 1 1 Introduction to Corporate Finance 1 2 Financial Statements, Cash Flow, and Taxes 30 PART 2 Financial Statements and Long-Term Financial Planning 69 3 Working with Financial Statements 69 4 Long-Term Financial Planning and Corporate Growth 110 PART 3 Valuation of Future Cash Flows 146 5 Introduction to Valuation: The Time Value of Money 146 6 Discounted Cash Flow Valuation 170 7 Interest Rates and Bond Valuation 221 8 Stock Valuation 263 PART 4 Capital Budgeting 296 9 Net Present Value and Other Investment Criteria 296 10 Making Capital Investment Decisions 339 11 Project Analysis and Evaluation 393 PART 5 Risk and Return 431 12 Lessons from Capital Market History 431 13 Return, Risk, and the Security Market Line 467 PART 6 Cost of Capital and Long-Term Financial Policy 521 14 Cost of Capital 521 15 Raising Capital 575 16 Financial Leverage and Capital Structure Policy 617 17 Dividends and Dividend Policy 667 PART 7 Short-Term Financial Planning and Management 705 18 Short-Term Finance and Planning 19 Cash and Liquidity Management 753 20 Credit and Inventory Management 779 PART 8 Topics in Corporate Finance 822 21 International Corporate Finance 822 22 Leasing 859 23 Mergers and Acquisitions 887 PART 9 Derivative Securities and Corporate Finance 928 24 Enterprise Risk Management 928 25 Options and Corporate Securities 962 26 Behavioural Finance: Implications for Financial Management 1012 Glossary GL-1 Appendix A: Mathematical Tables (Available on Connect) Appendix B: Answers to Selected End-of-Chapter Problems (Available on Connect) Subject Index IN-1 Equation Index IN-22 ross54753_fm_i-xxvi.indd 5 1/17/19 10:50 AM CONTENTS Preface xvii PART 1 Overview of Corporate Finance 1 CHAPTER 1 Introduction to Corporate Finance 1 1.1 Corporate Finance and the Financial Manager 2 What Is Corporate Finance? 2 The Financial Manager 2 Financial Management Decisions 3 1.2 Forms of Business Organization 5 Sole Proprietorship 5 Partnership 6 Corporation 6 Income Trust 8 Co-operative (Co-op) 8 1.3 The Goal of Financial Management 9 Possible Goals 9 The Goal of Financial Management 10 A More General Goal 11 1.4 The Agency Problem and Control of the Corporation 12 Agency Relationships 12 Management Goals 12 Do Managers Act in the Shareholders’ Interests? 13 Corporate Social Responsibility and Ethical Investing 14 1.5 Financial Markets and the Corporation 17 Cash Flows to and from the Firm 17 Money versus Capital Markets 18 Primary versus Secondary Markets 18 1.6 Financial Institutions 20 1.7 Trends in Financial Markets and Financial Management 23 1.8 Outline of the Text 25 Summary and Conclusions 26 CHAPTER 2 Financial Statements, Cash Flow, and Taxes 30 2.1 Statement of Financial Position 31 Assets 31 Liabilities and Owners’ Equity 32 Net Working Capital 32 Liquidity 34 Debt versus Equity 34 Value versus Cost 34 2.2 Statement of Comprehensive Income 36 International Financial Reporting Standards (IFRS) 37 Non-Cash Items 38 Time and Costs 38 2.3 Cash Flow 39 Cash Flow from Assets 39 Cash Flow to Creditors and Shareholders 41 2.4 Taxes 45 Individual Tax Rates 46 Average versus Marginal Tax Rates 46 Taxes on Investment Income 46 Corporate Taxes 49 Taxable Income 51 Global Tax Rates 52 Capital Gains and Carry-Forward and Carry-Back 52 2.5 Capital Cost Allowance 53 Asset Purchases and Sales 54 Summary and Conclusions 58 PART 2 Financial Statements and Long-Term Financial Planning 69 CHAPTER 3 Working with Financial Statements 69 3.1 Cash Flow and Financial Statements: A Closer Look 70 Sources and Uses of Cash 70 Statement of Cash Flows 72 3.2 Standardized Financial Statements 74 Common-Size Statements 74 Common–Base Year Financial Statements: Trend Analysis 76 3.3 Ratio Analysis 78 Short-Term Solvency or Liquidity Measures 79 Other Liquidity Ratios 81 ross54753_fm_i-xxvi.indd 6 1/17/19 10:50 AM Contents vii Long-Term Solvency Measures 82 Asset Management, or Turnover, Measures 84 Profitability Measures 86 Market Value Measures 87 3.4 The DuPont Identity 90 3.5 Using Financial Statement Information 93 Why Evaluate Financial Statements? 93 Choosing a Benchmark 94 Problems with Financial Statement Analysis 95 Summary and Conclusions 96 CHAPTER 4 Long-Term Financial Planning and Corporate Growth 110 4.1 What Is Financial Planning? 111 Growth as a Financial Management Goal 112 Dimensions of Financial Planning 112 What Can Planning Accomplish? 113 4.2 Financial Planning Models: A First Look 114 A Financial Planning Model: The Ingredients 115 A Simple Financial Planning Model 116 4.3 The Percentage of Sales Approach 118 An Illustration of the Percentage of Sales Approach 118 4.4 External Financing and Growth 124 External Financing Needed and Growth 124 Internal Growth Rate 127 Financial Policy and Growth 128 Determinants of Growth 130 A Note on Sustainable Growth Rate Calculations 131 4.5 Some Caveats on Financial Planning Models 133 Summary and Conclusions 133 Appendix 4A: A Financial Planning Model For the Hoffman Company (Available on Connect) Appendix 4B: Derivation of the Sustainable Growth Formula (Available on Connect) PART 3 Valuation of Future Cash Flows 146 CHAPTER 5 Introduction to Valuation: The Time Value of Money 146 5.1 Future Value and Compounding 147 Investing for a Single Period 147 Investing for More than One Period 147 A Note on Compound Growth 153 5.2 Present Value and Discounting 154 The Single-Period Case 154 Present Values for Multiple Periods 155 5.3 More on Present and Future Values 157 Present versus Future Value 157 Determining the Discount Rate 158 Finding the Number of Periods 161 Summary and Conclusions 163 CHAPTER 6 Discounted Cash Flow Valuation 170 6.1 Future and Present Values of Multiple Cash Flows 171 Future Value with Multiple Cash Flows 171 Present Value with Multiple Cash Flows 173 A Note on Cash Flow Timing 176 6.2 Valuing Annuities and Perpetuities 178 Present Value for Annuity Cash Flows 178 Future Value for Annuities 183 A Note on Annuities Due 185 Perpetuities 185 Growing Perpetuities 187 Formula for Present Value of Growing Perpetuity 188 Growing Annuity 189 Formula for Present Value of Growing Annuity 189 6.3 Comparing Rates: The Effect of Compounding 190 Effective Annual Rates and Compounding 190 Calculating and Comparing Effective Annual Rates 191 Mortgages 193 EARs and APRs 194 Taking It to the Limit: A Note on Continuous Compounding 195 6.4 Loan Types and Loan Amortization 196 Pure Discount Loans 196 Interest-Only Loans 196 Amortized Loans 197 Summary and Conclusions 201 Appendix 6A: Proof of Annuity Present Value Formula 219 ross54753_fm_i-xxvi.indd 7 1/17/19 10:50 AM Contents viii CHAPTER 7 Interest Rates and Bond Valuation 221 7.1 Bonds and Bond Valuation 222 Bond Features and Prices 222 Bond Values and Yields 223 Interest Rate Risk 226 Finding the Yield to Maturity 228 7.2 More on Bond Features 231 Is It Debt or Equity? 231 Long-Term Debt: The Basics 231 The Indenture 232 7.3 Bond Ratings 235 7.4 Some Different Types of Bonds 237 Financial Engineering 237 Stripped Bonds 239 Floating-Rate Bonds 240 Other Types of Bonds 240 7.5 Bond Markets 242 How Bonds Are Bought and Sold 242 Bond Price Reporting 242 A Note on Bond Price Quotes 244 Bond Funds 244 Bonds and Restructuring 244 7.6 Inflation and Interest Rates 245 Real versus Nominal Rates 245 The Fisher Effect 246 Inflation and Present Values 247 7.7 Determinants of Bond Yields 248 The Term Structure of Interest Rates 248 Bond Yields and the Yield Curve: Putting It All Together 249 Conclusion 251 Summary and Conclusions 252 Appendix 7A: Managing Interest Rate Risk 260 Appendix 7B: Callable Bonds and Bond Refunding (available on Connect) CHAPTER 8 Stock Valuation 263 8.1 Common Stock Valuation 264 Common Stock Cash Flows 264 Common Stock Valuation: Some Special Cases 265 Changing the Growth Rate 271 Components of the Required Return 272 8.2 Common Stock Features 274 Shareholders’ Rights 274 Dividends 275 Classes of Stock 276 8.3 Preferred Stock Features 277 Stated Value 277 Cumulative and Non-Cumulative Dividends 278 Is Preferred Stock Really Debt? 278 Preferred Stock and Taxes 279 Beyond Taxes 280 8.4 Stock Market Reporting 281 Growth Opportunities 282 Application: The Price–Earnings Ratio 282 Summary and Conclusions 284 Appendix 8A: Corporate Voting 293 PART 4 Capital Budgeting 296 CHAPTER 9 Net Present Value and Other Investment Criteria 296 9.1 Net Present Value 297 The Basic Idea 297 Estimating Net Present Value 298 9.2 The Payback Rule 302 Defining the Rule 302 Analyzing the Payback Period Rule 303 Redeeming Qualities 304 Summary of the Rule 304 The Discounted Payback Rule 305 9.3 The Average Accounting Return 306 Analyzing the Average Accounting Return Method 308 9.4 The Internal Rate of Return 308 Problems with the IRR 313 Redeeming Qualities of the IRR 318 9.5 The Profitability Index 319 9.6 The Practice of Capital Budgeting 320 9.7 Capital Rationing 323 Summary and Conclusions 324 Appendix 9A: The Modified Internal Rate of Return 336 CHAPTER 10 Making Capital Investment Decisions 339 10.1 Project Cash Flows: A!First!Look 340 Relevant Cash Flows 340 The Stand-Alone Principle 340 ross54753_fm_i-xxvi.indd 8 1/17/19 10:50 AM Contents ix 10.2 Incremental Cash Flows 341 Sunk Costs 341 Opportunity Costs 341 Side Effects 342 Net Working Capital 343 Financing Costs 343 Inflation 343 Capital Budgeting and Business Taxes in Canada 344 Other Issues 344 10.3 Pro Forma Financial Statements and Project Cash Flows 344 Getting Started: Pro Forma Financial Statements 344 Project Cash Flows 346 Project Total Cash Flow and Value 347 10.4 More on Project Cash Flow 348 A Closer Look at Net Working Capital 348 Depreciation and Capital Cost Allowance 350 An Example: The Majestic Mulch and Compost Company (MMCC) 350 10.5 Alternative Definitions of!Operating Cash Flow 354 The Bottom-up Approach 355 The Top-down Approach 356 The Tax Shield Approach 356 Conclusion 357 10.6 Applying the Tax Shield Approach to the Majestic Mulch and Compost Company Project 357 Present Value of the Tax Shield on CCA 359 Salvage Value versus UCC 359 10.7 Some Special Cases of Discounted Cash Flow Analysis 361 Evaluating Cost-Cutting Proposals 361 Replacing an Asset 363 Evaluating Equipment with Different Lives 366 Setting the Bid Price 368 Summary and Conclusions 370 Appendix 10A: More on Inflation and Capital Budgeting 388 Appendix 10B: Capital Budgeting with Spreadsheets 389 Appendix 10C: Deriving the Tax Shield on CCA! Formula 391 CHAPTER 11 Project Analysis and Evaluation 393 11.1 Evaluating NPV Estimates 394 The Basic Problem 394 Projected versus Actual Cash Flows 394 Forecasting Risk 395 Sources of Value 395 11.2 Scenario and Other What-If Analyses 396 Getting Started 396 Scenario Analysis 397 Sensitivity Analysis 400 Simulation Analysis 401 11.3 Break-Even Analysis 403 Fixed and Variable Costs 403 Accounting Break-Even 405 Accounting Break-Even: A Closer Look 407 Uses for the Accounting Break-Even 407 11.4 Operating Cash Flow, Sales Volume, and Break-Even 408 Accounting Break-Even and Cash Flow 408 Cash Flow and Financial Break-Even Points 410 11.5 Operating Leverage 413 The Basic Idea 414 Implications of Operating Leverage 414 Measuring Operating Leverage 414 Operating Leverage and Break-Even 416 11.6 Managerial Options 417 Summary and Conclusions 420 PART 5 Risk and Return 431 CHAPTER 12 Lessons from Capital Market History 431 12.1 Returns 432 Dollar Returns 432 Percentage Returns 434 12.2 The Historical Record 436 A First Look 439 A Closer Look 440 12.3 Average Returns: The First Lesson 440 Calculating Average Returns 441 Average Returns: The Historical Record 441 Risk Premiums 442 The First Lesson 442 ross54753_fm_i-xxvi.indd 9 1/17/19 10:50 AM Contents x 12.4 The Variability of Returns: The Second Lesson 443 Frequency Distributions and Variability 443 The Historical Variance and Standard Deviation 444 The Historical Record 446 Normal Distribution 446 Value at Risk 447 The Second Lesson 449 2008: The Bear Growled and Investors Howled 449 Using Capital Market History 449 12.5 More on Average Returns 451 Arithmetic versus Geometric Averages 451 Calculating Geometric Average Returns 451 Arithmetic Average Return or Geometric Average Return? 453 12.6 Capital Market Efficiency 454 Price Behaviour in an Efficient Market 454 The Efficient Markets Hypothesis 455 Market Efficiency—Forms and Evidence 457 Summary and Conclusions 459 CHAPTER 13 Return, Risk, and the Security Market Line 467 13.1 Expected Returns and Variances 468 Expected Return 468 Calculating the Variance 470 13.2 Portfolios 472 Portfolio Weights 472 Portfolio Expected Returns 473 Portfolio Variance 474 Portfolio Standard Deviation and Diversification 475 The Efficient Set 478 Correlations in the Financial Crisis of 2007–2009 481 13.3 Announcements, Surprises, and Expected Returns 481 Expected and Unexpected Returns 482 Announcements and News 482 13.4 Risk: Systematic and Unsystematic 483 Systematic and Unsystematic Risk 484 Systematic and Unsystematic Components of Return 484 13.5 Diversification and Portfolio Risk 485 The Effect of Diversification: Another Lesson from Market History 485 The Principle of Diversification 486 Diversification and Unsystematic Risk 487 Diversification and Systematic Risk 488 Risk and the Sensible Investor 488 13.6 Systematic Risk and Beta 490 The Systematic Risk Principle 490 Measuring Systematic Risk 490 Portfolio Betas 491 13.7 The Security Market Line 493 Beta and the Risk Premium 493 Calculating Beta 498 The Security Market Line 501 13.8 Arbitrage Pricing Theory and Empirical Models 505 Summary and Conclusions 507 Appendix 13A: Derivation of the Capital Asset Pricing Model 518 PART 6 Cost of Capital and Long-Term Financial Policy 521 CHAPTER!14 Cost of Capital 521 14.1 The Cost of Capital: Some Preliminaries 522 Required Return versus Cost of Capital 522 Financial Policy and Cost of Capital 523 14.2 The Cost of Equity 523 The Dividend Growth Model Approach 523 The SML Approach 526 The Cost of Equity in Rate Hearings 527 14.3 The Costs of Debt and Preferred Stock 529 The Cost of Debt 529 The Cost of Preferred Stock 529 14.4 The Weighted Average Cost of Capital 530 The Capital Structure Weights 531 Taxes and the Weighted Average Cost of Capital 531 Solving the Warehouse Problem and Similar Capital Budgeting Problems 533 Performance Evaluation: Another Use of the WACC 535 14.5 Divisional and Project Costs of Capital 535 The SML and the WACC 536 Divisional Cost of Capital 538 The Pure Play Approach 538 The Subjective Approach 539 ross54753_fm_i-xxvi.indd 10 1/17/19 10:50 AM Contents xi 14.6 Company Valuation with the WACC 540 14.7 Flotation Costs and the Weighted Average Cost of Capital 543 The Basic Approach 543 Flotation Costs and NPV 544 Internal Equity and Flotation Costs 545 14.8 Calculating WACC for Loblaw 547 Estimating Financing Proportions 547 Market Value Weights for Loblaw 547 Cost of Debt 548 Cost of Preferred Shares 549 Cost of Common Stock 550 CAPM 550 Dividend Valuation Model Growth Rate 551 Loblaw’s WACC 551 Summary and Conclusions 552 Appendix 14A: Adjusted Present Value 564 Appendix 14B: Economic Value Added and the Measurement of Financial Performance 570 CHAPTER 15 Raising Capital 575 15.1 The Financing Life Cycle of a Firm: Early-Stage Financing and Venture Capital 576 Venture Capital 576 Some Venture Capital Realities 577 Choosing a Venture Capitalist 577 Conclusion 578 15.2 The Public Issue 578 15.3 The Basic Procedure for a New Issue 579 Securities Registration 580 Exempt Securities and Crowdfunding 580 Alternative Issue Methods 581 15.4 The Cash Offer 582 Types of Underwriting 583 Bought Deal 583 Dutch Auction Underwriting 583 The Selling Period 584 The Overallotment Option 585 Lockup Agreements 585 The Quiet Periods 585 The Investment Dealers 586 15.5 IPOs and Underpricing 587 IPO Underpricing: The 1999–2000 Experience 587 Evidence on Underpricing 587 Why Does Underpricing Exist? 589 15.6 New Equity Sales and the Value of the Firm 592 15.7 The Cost of Issuing Securities 594 IPOs in Practice: The Case of Seven Generations Energy 596 15.8 Rights 597 The Mechanics of a Rights Offering 597 Number of Rights Needed to Purchase a Share 598 The Value of a Right 599 Theoretical Value of a Right 601 Ex Rights 601 Value of Rights after Ex-Rights Date 602 The Underwriting Arrangements 602 Effects on Shareholders 603 Cost of Rights Offerings 604 15.9 Dilution 605 Dilution of Proportionate Ownership 605 Dilution of Value: Book versus Market Values 605 15.10 Issuing Long-Term Debt 607 Summary and Conclusions 609 CHAPTER 16 Financial Leverage and Capital Structure Policy 617 16.1 The Capital Structure Question 618 Firm Value and Stock Value: An Example 618 Capital Structure and the Cost of Capital 620 16.2 The Effect of Financial Leverage 620 The Basics of Financial Leverage 620 Corporate Borrowing and Homemade Leverage 625 16.3 Capital Structure and the Cost of Equity Capital 627 M&M Proposition I: The Pie Model 627 The Cost of Equity and Financial Leverage: M&M Proposition II 628 Business and Financial Risk 629 16.4 M&M Propositions I and II with Corporate Taxes 632 The Interest Tax Shield 633 Taxes and M&M Proposition I 633 Taxes, the WACC, and Proposition II 635 16.5 Bankruptcy Costs 637 Direct Bankruptcy Costs 638 Indirect Bankruptcy Costs 638 Agency Costs of Equity 639 ross54753_fm_i-xxvi.indd 11 1/17/19 10:50 AM Contents xii 16.6 Optimal Capital Structure 640 The Static Theory of Capital Structure 640 Optimal Capital Structure and the Cost of Capital 641 Optimal Capital Structure: A Recap 642 Capital Structure: Some Managerial Recommendations 644 16.7 The Pie Again 645 The Extended Pie Model 645 Marketed Claims versus Non-Marketed Claims 646 16.8 The Pecking-Order Theory 647 Internal Financing and the Pecking Order 647 Implications of the Pecking Order 647 16.9 Observed Capital Structures 648 16.10 Long-Term Financing under Financial Distress and Bankruptcy 650 Liquidation and Reorganization 650 Agreements to Avoid Bankruptcy 652 Summary and Conclusions 653 Appendix 16A: Capital Structure and Personal Taxes 663 Appendix 16B: Derivation of Proposition II (Equation 16.4) 666 CHAPTER 17 Dividends and Dividend Policy 667 17.1 Cash Dividends and Dividend Payment 668 Cash Dividends 669 Standard Method of Cash Dividend Payment 669 Dividend Payment: A Chronology 669 More on the Ex-Dividend Date 670 17.2 Does Dividend Policy Matter? 672 An Illustration of the Irrelevance of Dividend Policy 672 17.3 Real-World Factors Favouring a Low Payout 674 Taxes 675 Some Evidence on Dividends and Taxes in Canada 677 Flotation Costs 677 Dividend Restrictions 678 17.4 Real-World Factors Favouring a High Payout 678 Desire for Current Income 678 Uncertainty Resolution 679 Tax and Legal Benefits from High Dividends 679 Conclusion 680 17.5 A Resolution of Real-World Factors? 680 Information Content of Dividends 680 Dividend Signalling in Practice 681 The Clientele Effect 682 17.6 Establishing a Dividend Policy 683 Residual Dividend Approach 684 Dividend Stability 687 A Compromise Dividend Policy 688 Some Survey Evidence on Dividends 688 17.7 Stock Repurchase: An Alternative to Cash Dividends 690 Cash Dividends versus Repurchase 691 Real-World Considerations in a Repurchase 692 Share Repurchase and EPS 692 17.8 Stock Dividends and Stock Splits 693 Some Details on Stock Splits and Stock Dividends 693 Value of Stock Splits and Stock Dividends 694 Reverse Splits 695 Summary and Conclusions 696 PART 7 Short-Term Financial Planning and Management 705 CHAPTER 18 Short-Term Finance and Planning 705 18.1 Tracing Cash and Net Working Capital 706 18.2 The Operating Cycle and the Cash Cycle 708 Defining the Operating and Cash Cycles 709 Calculating the Operating and Cash Cycles 711 Interpreting the Cash Cycle 714 18.3 Some Aspects of Short-Term Financial Policy 715 The Size of the Firm’s Investment in Current Assets 716 Alternative Financing Policies for Current Assets 717 Which Financing Policy Is Best? 721 Current Assets and Liabilities in Practice 722 18.4 The Cash Budget 724 Sales and Cash Collections 724 Cash Outflows 725 The Cash Balance 726 18.5 A Short-Term Financial Plan 727 Short-Term Planning and Risk 728 ross54753_fm_i-xxvi.indd 12 1/17/19 10:50 AM Contents xiii 18.6 Short-Term Borrowing 729 Operating Loans 729 Letters of Credit 731 Secured Loans 731 Factoring 733 Securitized Receivables—A Financial … Interest Rates and Bond Valuation Class 3 Michele Vincenti, Phd, MBA, CIM, FCSI, STI, CFP, CMC © 2003 The McGraw-Hill Companies, Inc. All rights reserved. 7.‹#› Chapter Outline Bonds and Bond Valuation More on Bond Features Bond Ratings Some Different Types of Bonds Bond Markets Inflation and Interest Rates Determinants of Bond Yields 7.‹#› Bond Definitions 7.1 Bond Par value (face value) Coupon rate Coupon payment Maturity date Yield or Yield to maturity 7.‹#› Introduction When a corporation or government wishes to borrow money from the public on a long term basis, it usually does so by issuing or selling debt securities called bonds. In this section we discuss the cash flows associated with a bond and how bonds can be valued using the discounted cash flow method. 7.‹#› Bond Definitions 7.1 Bond: is normally an interest only loan, meaning the borrower pays the interest every period, but none of the principal is repaid until the end of the loan. Par value (face value): Is the principal amount of a bond that is repaid at the end of the term. Coupon rate: the annual coupon divided by the face value of a bond. Or the return on an investment in bond for the lender or bond buyer. Maturity date: is the specified date at which the principal amount is paid. 7.‹#› Yield to Maturity Yield or Yield to maturity: is the total return anticipated on a bond if the bond is held until it matures. It is the total rate of return that will have been earned by a bond when it makes all interest payments and repays the original principal. As time passes, interest rates change in the market place, the coupon rate and maturity date are specified when it was issued and so are fixed. For an already issued bond instrument, to determine its value we need to know the number of periods remaining until maturity, the face value, the coupon and the market interest rate for bonds with similar features. By trying to value an already issue bond, we are calculating the bond yield. 7.‹#› Present Value of Cash Flows as Rates Change Bond Value = PV of coupons + PV of par Bond Value = PV annuity + PV of lump sum Remember, as interest rates increase the PV’s decrease So, as interest rates increase, bond prices decrease and vice versa. Remember PV of annuity is; PV of lumpsum is; 7.‹#› Bond Pricing Equation 7.‹#› Valuing a Discount Bond with Annual Coupons Consider a bond with a coupon rate of 10\% and coupons paid annually. The par value is $1000 and the bond has 5 years to maturity. The yield to maturity is 11\%. What is the value of the bond? Using the formula: B = PV of annuity + PV of lump sum B = 100[1 – 1/(1.11)5] / .11 + 1000 / (1.11)5 B = 369.59 + 593.45 = 963.04 Using the calculator: N = 5; I/Y = 11; PMT = 100; FV = 1000 CPT PV = -963.04 7.‹#› 6.8 Remember the sign convention on the calculator. The easy way to remember it with bonds is we pay the PV (-) so that we can receive the PMT (+) and the FV(+). Slide 6.8 discusses why this bond sells at less than par Valuing a Premium Bond with Annual Coupons Suppose you are looking at a bond that has a 10\% annual coupon and a face value of $1000. There are 20 years to maturity and the yield to maturity is 8\%. What is the price of this bond? Using the formula: B = PV of annuity + PV of lump sum B = 100[1 – 1/(1.08)20] / .08 + 1000 / (1.08)20 B = 981.81 + 214.55 = 1196.36 Using the calculator: N = 20; I/Y = 8; PMT = 100; FV = 1000 CPT PV = -1196.36 7.‹#› Class Practice Malahat Inc. has 7.5\% coupon bonds on the market that have ten years to maturity with a face value of $1000. The bonds make annual payments. If the Yield to maturity on these bonds is 8.75\%, what is the current bond price? 7.‹#› Solution The price of any bond is the PV of the interest payment, plus the PV of the par value. Notice this problem assumes an annual coupon. The price of the bond will be:   P = $75({1 – [1/(1 + .0875)10 ] } / .0875) + $1,000[1 / (1 + .0875)10] = $918.89 Using the calculator: N = 10; I/Y = 8.75; PMT = 75; FV = 1000 CPT PV = -918.89 7.‹#› Example – Semiannual Coupons Most bonds in Canada make coupon payments semiannually. Suppose you have a 8\% semiannual-pay bond with a face value of $1,000 that matures in 7 years. If the yield is 10\%, what is the price of this bond? The bondholder receives a payment of $40 every six months (a total of $80 per year) The market automatically assumes that the yield is compounded semiannually The number of semiannual periods is 14 Or PMT = 40; N = 14; I/Y = 5; FV = 1000; CPT PV = -901.01 7.‹#› Calculating Coupon Rate Provided we have the face value, the present value, YTM, we can calculate the coupon rate using the bond pricing formula. Remember 7.‹#› Calculating Coupon Rate Goldstream enterprises has bonds on the market making annual payments, with nine years to maturity and selling for $948 with face value of $1000. At this price, the bonds yield is 5.9\%. What must be the coupon rate on the bond? 7.‹#› Calculating Coupon Rate 7.‹#› Find the Yield to Maturity Yield-to-maturity is the rate implied by the current bond price Finding the YTM requires trial and error if you do not have a financial calculator and is similar to the process for finding r with an annuity If you have a financial calculator, enter N, PV, PMT and FV, remembering the sign convention (PMT and FV need to have the same sign, PV the opposite sign) 7.‹#› Find the Yield to Maturity Consider a bond with a 10\% annual coupon rate, 15 years to maturity and a par value of $1000. The current price is $928.09. Will the yield be more or less than 10\%? N = 15; PV = -928.09; FV = 1000; PMT = 100 CPT I/Y = 11\% 7.‹#› Finding Yield to Maturity Suppose a bond with a 10\% coupon rate and semiannual coupons has a face value of $1000, 20 years to maturity and is selling for $1197.93. Is the YTM more or less than 10\%? What is the semiannual coupon payment? How many periods are there? N = 40; PV = -1197.93; PMT = 50; FV = 1000; CPT I/Y = 4\% (Is this the YTM?) YTM = 4\%*2 = 8\% 7.‹#› Class Practice Leechtown Co. has 4.3\% coupon bonds on the market with face value $1000 and 18 years to maturity. The bonds make annual payments. If the bond currently sells for $870, what is the yield to maturity? 7.‹#› Solution PMT=43 FV = 1000 PV = -870 N = 18 P/YR = 1 I/Y = 5.452 7.‹#› Bond Prices: Relationship Between Coupon and Yield If YTM = coupon rate, then par value = bond price in the secondary market If YTM > coupon rate, then par value > bond price in the secondary market. Selling at a discount, called a discount bond If YTM < coupon rate, then par value < bond price in the secondary market. Selling at a premium, called a premium bond 7.‹#› Interest Rate Risk Price Risk Change in price due to changes in interest rates Long-term bonds have more price risk than short-term bonds Reinvestment Rate Risk Uncertainty concerning the interest rates at which cash flows can be reinvested Short-term bonds have more reinvestment rate risk than long-term bonds 7.‹#› Differences Between Debt and Equity 7.2 Debt Not an ownership interest Bondholders do not have voting rights Interest is considered a cost of doing business and is tax deductible Bondholders have legal recourse if interest or principal payments are missed Excess debt can lead to financial distress and bankruptcy Equity Ownership interest Common shareholders vote for the board of directors and other issues Dividends are not considered a cost of doing business and are not tax deductible Dividends are not a liability of the firm and shareholders have no legal recourse if dividends are not paid An all equity firm can not go bankrupt 7.‹#› Bonds Classification Security: debt securities are classified according to the collateral and mortgages used to protect the bondholder. Collateral – secured by financial securities Mortgage – secured by real property, normally land or buildings Debentures – unsecured debt with original maturity of 10 years or more Notes – unsecured debt with original maturity less than 10 years Seniority: indicates preference in position over other lenders when making claims against the assets of the borrower. 7.‹#› Bond Classification Call premium: amount by which the call price exceeds the par value of the bond Deferred call: Call provision prohibiting the company from redeeming the bond before certain date. Call protected: Bond during period in which it cannot be redeemed by the issuer Canada plus call: Call provision that compensates bond investors for interest differential, making it unattractive for an issuer to call a bond. Negative covenants: it is a “thou shall not” covenant. It limits or prohibits actions that the company or borrower may take. Positive covenants: “is a thou shall”. It specifies an action that the firm agrees to take or conditions the firm must abide by. 7.‹#› Bond Characteristics and Required Returns The coupon rate depends on the risk characteristics of the bond when issued Which bonds will have the higher coupon, all else equal? Secured debt versus a debenture (secured debt is less risky because the income from the security is used to pay it off first) Subordinated debenture (will be paid after the senior debt) versus senior debt (subordinate will have higher coupon rate) A bond with a sinking fund versus one without (bonds without a sinking fund will have a higher coupon rate) A callable bond versus a non-callable bond (callable bonds will have a higher coupon rate) 7.‹#› 6.26 Debenture: secured debt is less risky because the income from the security is used to pay it off first Subordinated debenture: will be paid after the senior debt Bond without sinking fund: company has to come up with substantial cash at maturity to retire debt and this is riskier than systematic retirement of debt through time Callable – bondholders bear the risk of the bond being called early, usually when rates are lower. They don’t receive all of the expected coupons and they have to reinvest at lower rates. Bond Ratings – Investment Quality 7.3 High Grade DBRS’s AAA – capacity to pay is exceptionally strong DBRS’s AA – capacity to pay is very strong Medium Grade DBRS’s A – capacity to pay is strong, but more susceptible to changes in circumstances DBRS’s BBB – capacity to pay is adequate, adverse conditions will have more impact on the firm’s ability to pay 7.‹#› Bond Ratings - Speculative Low Grade DBRS’s BB, B, CCC, CC Considered speculative with respect to capacity to pay. Very Low Grade DBRS’s C – bonds are in immediate danger of default DBRS’s D – in default, with principal and/or interest in arrears 7.‹#› 6.28 It is a good exercise to ask students which bonds will have the highest yield-to-maturity (lowest price) all else equal. Stripped or Zero-Coupon Bonds 7.4 Make no periodic interest payments (coupon rate = 0\%) The entire yield-to-maturity comes from the difference between the purchase price and the par value Cannot sell for more than par value Sometimes called zeroes, or deep discount bonds Bondholder must pay taxes on accrued interest every year, even though no interest is received 7.‹#› ( ) ú ú ú ú û ù ê ê ê ê ë é + - = r r C PV t 1 1 1 [ ] ÷ ÷ ø ö ç ç è æ + = t r FV PV 1 t t r) (1 F r r) (1 1 - 1 C Value Bond + + ú ú ú ú û ù ê ê ê ê ë é + = 01 . 901 05 . 1 000 , 1 05 . 0 1.05 1 - 1 40 Price Bond 14 14 = + ú û ù ê ë é ´ = ( ) ( ) ( ) ( ) [ ] [ ] [ ] \% 14 . 5 0514 . 0 1000 40 . 51 40 . 51 3985 . 51 83 . 6 052 . 351 052 . 351 83 . 6 948 . 596 948 83 . 6 948 . 596 83 . 6 948 948 . 596 059 . 0 596948 . 0 1 059 . 1 1000 059 . 0 059 . 1 1 1 1 1 1 1 9 9 = = = = = = - = + = + ú û ù ê ë é - = + ú ú ú ú û ù ê ê ê ê ë é - = ÷ ÷ ø ö ç ç è æ + + ú ú ú ú û ù ê ê ê ê ë é + - = COUPONRATE C C C C C C PV C PV r FV r r C PV t t        \%14.5 0514.0 1000 40.51 40.51 3985.51 83.6 052.351 052.35183.6 948.59694883.6 948.59683.6948 948.596 059.0 596948.01 059.1 1000 059.0 059.1 1 1 1 1 1 1 9 9                                                        COUPONRATE C C C C C CPV CPV r FV r r CPV t t Stock Valuation Class 4 Oludamola Durodola, PhD, Mcom, Bcom, Bsc, CSC, © 2003 The McGraw-Hill Companies, Inc. All rights reserved. 8.‹#› . Chapter 8 Outline Common Stock Valuation Common Stock Features Preferred Stock Features Stock Market Reporting 8.‹#› . Introduction In the previous chapter we examined bonds and bond valuation, in this chapter we turn to the other major source of financing for corporations: common and preferred shares or stocks. We will examine cash flows associated with a share of stock and then examine the dividend discount model (DDM). We will also examine the various important features of common and preferred stock with emphasis on shareholder’s right. We close out by discussing how shares of stock are traded and how stock prices and other important information are reported in the financial press. 8.‹#› . Introduction Shares are units of ownership interest in a corporation or financial asset that provide for an equal distribution in any profits, if any are declared, in the form of dividends. Freshly issued shares are traded in the primary market and the transaction is between the issuing firm and investors. Already issued shares are traded in the secondary market and the transaction is from one investor to another. 8.‹#› . Cash Flows for Shareholders 8.1 If you buy a share of stock, you can receive cash in two ways The company pays dividends (Check RBC, TD AND CIBC on investor edge) You sell your shares, either to another investor in the market or back to the company (Check yahoofinance.com) As with bonds, the price of the stock is the present value of these expected cash flows 8.‹#› . One Period Illustration Suppose you are thinking of purchasing the stock of Moore Oil, Inc. and you expect it to pay a $2 dividend in one year and you believe that you can sell the stock for $14 at that time. If you require a return of 20\% on investments of this risk, what is the maximum you would be willing to pay? Compute the PV of the expected cash flows PV = FV / (1 + r)t Price = (14 + 2) / (1.2) = $13.33 Or FV = 16; I/Y = 20; N = 1; CPT PV = -13.33 8.‹#› . Two Periods Illustration Now what if you decide to hold the stock for two years? In addition to the $2 dividend in one year, you expect a dividend of $2.10 in second year and a stock price of $14.70 at the end of year 2. Now how much would you be willing to pay now? PV = FV / (1 + r)t PV = 2 / (1.2) + (2.10 + 14.70) / (1.2)2 = 13.33 8.‹#› . Three Periods Illustration Finally, what if you decide to hold the stock for three periods? In addition to the dividends at the end of years 1 and 2, you expect to receive a dividend of $2.205 at the end of year 3 and a stock price of $15.435. Now how much would you be willing to pay? PV = FV / (1 + r)t PV = 2 / 1.2 + 2.10 / (1.2)2 + (2.205 + 15.435) / (1.2)3 = 13.33 8.‹#› . Developing the Model You could continue to push back the date when you would sell the stock You would find that the price of the stock is really just the present value of all expected future dividends So, how can we estimate all future dividend payments? 8.‹#› . Estimating Dividends: Three Special Cases Constant dividend or Zero Growth The firm will pay a constant dividend forever. D1=D2=D3=D4=constant. This is like preferred stock The price is computed using the perpetuity formula Constant dividend growth The firm will increase the dividend by a constant percent every period Supernormal growth Dividend growth is not consistent initially, but settles down to constant growth eventually 8.‹#› . Zero Growth Model If dividends are expected at regular intervals forever, then this is like preferred stock and is valued as a perpetuity P0 = D / R Suppose stock is expected to pay a $0.50 dividend every quarter and the required return is 10\% with quarterly compounding. What is the price? P0 = .50 / (.1 / 4) = $20 8.‹#› . Constant Dividend Growth Model Dividends are expected to grow at a constant percent per period. 8.‹#› . DGM – Example 1 Suppose Big D, Inc. just paid a dividend of $.50. It is expected to increase its dividend by 2\% per year. If the market requires a return of 15\% on assets of this risk, how much should the stock be selling for? P0 = .50(1+.02) / (.15 - .02) = $3.92 8.‹#› . DGM – Example 2 Suppose TB Pirates, Inc. is expected to pay a $2 dividend in year one. If the dividend is expected to grow at 5\% per year and the required return is 20\%, what is the price? P0 = 2 / (.2 - .05) = $13.33 Why isn’t the $2 in the numerator multiplied by (1.05) in this example? The numerator is not multiplied by 1.05 because the dividend is being paid one year from now. 8.‹#› . Stock Price Sensitivity to Dividend Growth, g D1 = $2; R = 20\% 8.‹#› . 7.14 As the growth rate approaches the required return, the stock price increases dramatically. Stock Price Sensitivity to Required Return, R D1 = $2; g = 5\% 8.‹#› . 7.15 As the required return approaches the growth rate, the price increases dramatically. This graph is a mirror image of the previous one. Gordon Growth Illustration 1 Gordon Growth Company is expected to pay a dividend of $4 next period and dividends are expected to grow at 6\% per year. The required return is 16\%. What is the current price? P0 = 4 / (.16 - .06) = $40 Remember that we already have the dividend expected next year, so we don’t multiply the dividend by 1+g 8.‹#› . Gordon Growth Illustration 2 What is the price expected to be in year 4? P4 = D5 / (R – g) D5 = D4 x (1+g) D4 = D1 (1+g)3 = 4(1+0.06)3 = 4.764 D5 = 4.764(1+0.06) = 5.05 P4 = 5.05 / (.16 - .06) = 50.50 The dividend in the numerator is always for one period later than the price we are computing. This is because we are computing a Present Value, so we have to start with a future cash flow. 8.‹#› . Class Practice 1 BCG Inc has just paid a cash dividend of $2 per share. Investors require a 16\% return from investments such as this. If the dividend is expected to grow at a steady 8\% per year, what is the current value of the stock? what will the stock be worth in five years? 8.‹#› . Solution 1 The last dividend was D0 = 2 P0 = D1/ (r-g) = D0 x (1+g)/ (r-g) P0 = 2 x (1.08) / 0.16-0.08) P0 = 2.16/0.08 = $27 What is the stock worth in 5 years? D5 = D0 x (1+g)5 D5 = $2 x 1.4693 = 2.9387 P5 = D5(1+g)/(r-g) = 2.9387 x 1.08/ 0.08 = 3.1738/0.08 = $39.67 8.‹#› . Non Constant Growth Suppose a firm is expected to increase dividends by 20\% in one year and by 15\% in two years. After that dividends will increase at a rate of 5\% per year indefinitely. If the last dividend was $1 and the required return is 20\%, what is the price of the stock? Remember that we have to find the PV of all expected future dividends. 8.‹#› . Non constant Growth illustration Compute the dividends until growth levels off D0= $1 D1 = D0 (1+g) = 1(1.2) = $1.20 D2 = D1(1+g) = 1.20(1.15) = $1.38 D3 = D2(1+g) = 1.38(1.05) = $1.449 P2 is the value, at year 2, of all expected dividends year 3 on and forever. Find the expected future price P2 = D3 / (R – g) = 1.449 / (.2 - .05) = 9.66 Find the present value of the expected future cash flows P0 = 1.20 / (1.2) + (1.38 + 9.66) / (1.2)2 = 8.67 8.‹#› . Class Practice 2 Chamberlain Corp is expected to pay the following dividends over the next four years: $12, $8, $7 and $2.5. Afterwards, the company pledges to maintain a constant 5\% growth rate in dividends forever. If the required return on the stock is 12\%, what is the current price? 8.‹#› . Solution 2 The stock begins constant growth in Year 4, so we can find the price of the stock in Year 4, at the beginning of the constant dividend growth, as: P4 = D4 (1 + g) / (R – g) = $2.50(1.05) / (.12 – .05) = $37.50   The price of the stock today is the PV of the first four dividends, plus the PV of the Year 4 stock price. So, the price of the stock today will be:   P0 = $12.00 / 1.12 + $8.00 / 1.122 + $7.00 / 1.123 + $2.50 / 1.124 + $37.50 / 1.124 = $47.50 8.‹#› . Components of Required Return Thus far we have taken the required return or discount rate r as given. We can derive the required return by making r in the dividend discount model equation a subject of formula. R = D1/P0 + g R= Dividend yield+ Capital gains yield Dividend yield is a stock’s cash dividend divided by it’s current price. Capital gains yield is the dividend growth rate or the rate at which the value of an investment grows In other words, the required return of a stock is made up of two parts: The dividend yield and the capital gains yield 8.‹#› . Using the Constant DGM to Find R Start with the constant DGM: 8.‹#› . Example – Finding the Required Return Suppose a firm’s stock is selling for $10.50. They just paid a $1 dividend and dividends are expected to grow at 5\% per year. What is the required return? R = [1(1.05)/10.50] + .05 = 15\% What is the dividend yield? 1(1.05) / 10.50 = 10\% What is the capital gains yield? g =5\% 8.‹#› . Class Practice 3 GlenHill Corp is expected to maintain a constant 5.2\% growth rate in its dividends indefinitely. If the company has a dividend yield of 6.3\%, what is the required return on the company stock? 8.‹#› . Solution 3 (LO1) The required return of a stock is made up of two parts: The dividend yield and the capital gains yield. So, the required return of this stock is:   R = Dividend yield + Capital gains yield = 0.063 + 0.052 = 0.115 or 11.50\% 8.‹#› . Dividend Characteristics Dividends are not a liability of the firm until a dividend has been declared by the Board Consequently, a firm cannot go bankrupt for not declaring dividends Dividends and Taxes Dividend payments are not considered a business expense and are not tax deductible Dividends received by individual shareholders are partially sheltered by the dividend tax credit Dividends received by corporate shareholders are not taxed This prevents double taxation of dividends 8.‹#› . 7.29 Dividend exclusion: If corporation A owns less than 20\% of corporation B stock, then 30\% of the dividends received from corporation B are taxable. If A owns between 20\% and 80\% of B, then 20\% of the dividends received are taxable. If A owns more than 80\%, a consolidated statement can be filed and dividends received from B are essentially untaxed. Preferred Stock Features 8.3 Dividends Most preferreds have a stated dividend that must be paid before common dividends can be paid Dividends are not a liability of the firm and preferred dividends can be deferred indefinitely Most preferred dividends are cumulative – any missed preferred dividends have to be paid before common dividends can be paid Preferred stock generally does not carry voting rights 8.‹#› . 7.30 Point out that there are a lot of features of preferred stock that are similar to debt. In fact, many new issues have sinking funds that effectively convert what was a perpetual security into an equity security with a definite maturity. However, for tax purposes, preferred stock is equity and dividends are not a tax deductible expense. g - R D g - R g) 1 ( D P 1 0 0 = + = 0 50 100 150 200 250 00.050.10.150.2 Growth Rate Stock Price 0 50 100 150 200 250 00.050.10.150.20.250.3 Required Return Stock Price ( ) ( ) 2 2 2 1 1 0 1 1 r P D r D P + + + + = g P D g P g) 1 ( D R R for solve and rearrange g - R D g - R g) 1 ( D P 0 1 0 0 1 0 0 + = + + = = + = Introduction to Valuation: The Time Value of Money Class 2 Michele Vincenti, MBA, CIM, FCSI, STI, CFP, CMC © 2003 The McGraw-Hill Companies, Inc. All rights reserved. 5.‹#› 4.0 These slides primarily use the formulas to work the problems with a brief introduction to financial calculators. Chapter 5 Outline Future Value and Compounding Present Value and Discounting More on Present and Future Values Summary and Conclusion 5.‹#› Introduction One of the basic problems that financial managers face is how to determine the value today of cash flows that are expected in the future. In the most general sense, the phrase “time value of money” refers to the fact that a dollar in hand today is worth more than a dollar promised at some time in the future. The tradeoff between money now and money later thus depends on, among other things, the rate you can earn by investing. Our goal in this chapter is to explicitly evaluate this trade-off between dollars today and dollars at some future time. 5.‹#› Basic Definitions Present Value – earlier money on a time line Future Value – later money on a time line or the cash value of todays investment sometime in the future. Interest rate – “exchange rate” between earlier money and later money Discount rate Cost of capital Opportunity cost of capital Required return 5.‹#› 4.3 It’s important to point out that there are many different ways to refer to the interest rate that we use in time value of money calculations. Students often get confused with the terminology, especially since they tend to think of an “interest rate” only in terms of loans and savings accounts. Basic Definitions Simple Interest is the interest earned only on the original principal amount invested. Compounding: Is the process of accumulating interest in an investment over time to earn more interest. Compound Interest: is interest earned on both the initial principal and the interest reinvested from prior periods. 5.‹#› 4.4 It’s important to point out that there are many different ways to refer to the interest rate that we use in time value of money calculations. Students often get confused with the terminology, especially since they tend to think of an “interest rate” only in terms of loans and savings accounts. Future Value- General Formula FV = PV(1 + r)t FV = future value PV = present value r = period interest rate, expressed as a decimal T = number of periods Future value interest factor = (1 + r)t 5.‹#› 4.5 It’s important to point out that there are many different ways to refer to the interest rate that we use in time value of money calculations. Students often get confused with the terminology, especially since they tend to think of an “interest rate” only in terms of loans and savings accounts. Future Value – Example 1 – 5.1 Suppose you invest $1000 for one year at 5\% per year. What is the future value in one year? Interest = 1000(.05) = 50 Value in one year = principal + interest = 1000 + 50 = 1050 Future Value (FV) = 1000(1 + .05) = 1050 Suppose you leave the money in for another year. How much will you have two years from now? FV = 1000(1.05)(1.05) = 1000(1.05)2 = 1102.50 5.‹#› 4.6 Point out that we are just using algebra when deriving the FV formula. We have 1000(1) + 1000(.05) = 1000(1+.05) Calculator Keys Texas Instruments BA-II Plus FV = future value PV = present value I/Y = period interest rate P/Y must equal 1 for the I/Y to be the period rate Interest is entered as a percent, not a decimal N = number of periods Remember to clear the registers (CLR TVM) after each problem Other calculators are similar in format 5.‹#› 4.7 I am providing information on the Texas Instruments BA-II Plus – other calculators are similar. If you recommend or require a specific calculator other than this one, you may want to make the appropriate changes. Note: the more information students have to remember to enter the more likely they are to make a mistake. For this reason, I normally tell my students to set P/Y = 1 and leave it that way. Then I teach them to work on a period basis, which is consistent with using the formulas. If you want them to use the P/Y function, remind them that they will need to set it every time they work a new problem and that CLR TVM does not affect P/Y. If students are having difficulty getting the correct answer, make sure they have done the following: Set decimal places to floating point (2nd Format, Dec = 9 enter) Double check and make sure P/Y = 1 Make sure to clear the TVM registers after finishing a problem (or before starting a problem) It is important to point out that CLR TVM clears the FV, PV, N, I/Y and PMT registers. C/CE and CLR Work DO NOT affect the TVM keys The remaining slides will work the problems using the notation provided above for calculator keys. The formulas are presented in the notes section. Future Value – Example 2 Suppose you had a relative deposit $10 at 5.5\% interest 200 years ago. How much would the investment be worth today? Formula Approach FV = 10(1.055)200 = 447,189.84 Calculator Approach 200 N 5.5 I/Y 10 PV CPT FV = -447,189.84 5.‹#› 4.8 Calculator: N = 200; I/Y = 5.5; PV = 10; CPT FV = -447,198.84 Class Practice 1 Bank of Vancouver pays 7\% simple interest on its savings account balances whereas Bank of Calgary pays 7\% interest compounded annually. If you made a $6000 deposit in each bank, how much more money would you earn from your Bank of Calgary account at the end of 9 years? 5.‹#› Solution 1 The simple interest per year is: $6,000 × 0.07= $420 So after 9 years of simple interest you will have: $420 × 9 = $3,780 in interest. The total balance will be $6,000 + $3,780 = $9,780 With compound interest we use the future value formula: FV = PV(1 +r)t FV = $6,000(1.07)9 = $11,030.76 The difference is: $11,030.76– $9,780 = $1,250.76 5.‹#› Class Practice 2 What is the difference between simple interest and compound interest? Suppose you have $500 to invest and you believe that you can earn 8\% per year over the next 15 years. How much would you have at the end of 15 years using compound interest? How much would you have using simple interest? 5.‹#› 4.11 N = 15; I/Y = 8; PV = 500; CPT FV = -1586.08 Formula: 500(1.08)15 = 500(3.172169) = 1586.08 500 + 15(500)(.08) = 1100 Solution 2 N = 15; I/Y = 8; PV = 500; CPT FV = -1586.08 Formula: 500(1.08)15 = 500(3.172169) = 1586.08 500 + 15(500)(.08) = 1100 5.‹#› 4.12 N = 15; I/Y = 8; PV = 500; CPT FV = -1586.08 Formula: 500(1.08)15 = 500(3.172169) = 1586.08 500 + 15(500)(.08) = 1100 Present Value Present value describes the current value of a future cash flows discounted at the appropriate discount rate. It attempt to answer the question, how much do you have to invest today to get a certain value amount in the future? Present value is thus just the reverse of future value, therefore instead of compounding the money forward into the future, we discount it back to the present. 5.‹#› 4.13 N = 15; I/Y = 8; PV = 500; CPT FV = -1586.08 Formula: 500(1.08)15 = 500(3.172169) = 1586.08 500 + 15(500)(.08) = 1100 Present Value How much do I have to invest today to have some specified amount in the future? FV = PV(1 + r)t Rearrange to solve for PV = FV / (1 + r)t When we talk about discounting, we mean finding the present value of some future amount. When we talk about the “value” of something, we are talking about the present value unless we specifically indicate that we want the future value. 5.‹#› 4.14 N = 15; I/Y = 8; PV = 500; CPT FV = -1586.08 Formula: 500(1.08)15 = 500(3.172169) = 1586.08 500 + 15(500)(.08) = 1100 Present Value – One Period Example Suppose you need $10,000 in one year for the down payment on a new car. If you can earn 7\% annually, how much do you need to invest today? Formula Approach PV = 10,000 / (1.07)1 = 9345.79 Calculator Approach 1 N 7 I/Y 10,000 FV CPT PV = -9345.79 5.‹#› 4.15 N = 15; I/Y = 8; PV = 500; CPT FV = -1586.08 Formula: 500(1.08)15 = 500(3.172169) = 1586.08 500 + 15(500)(.08) = 1100 Present Value You want to begin saving for your daughter’s college education and you estimate that she will need $150,000 in 17 years. If you feel confident that you can earn 8\% per year, how much do you need to invest today? Formula Approach PV = 150,000 / (1.08)17 = 40,540.34 Calculator Approach N = 17 I/Y = 8 FV = 150,000 CPT PV = -40,540.34 5.‹#› 4.16 N = 15; I/Y = 8; PV = 500; CPT FV = -1586.08 Formula: 500(1.08)15 = 500(3.172169) = 1586.08 500 + 15(500)(.08) = 1100 Class Practice 3 Suppose you need $15,000 in 3 years. If you can earn 6\% annually, how much do you need to invest today? If you could invest the money at 8\%, would you have to invest more or less than your answer above? How much? 5.‹#› 4.17 Relationship: The mathematical relationship is PV = FV / (1 + r)t. One of the important things for them to take away from this discussion is that the present value is always less than the future value when we have positive rates of interest. N = 3; I/Y = 6; FV = 15,000; CPT PV = -12,594.29 PV = 15,000 / (1.06)3 = 15,000(.839619283) = 12,594.29 N = 3; I/Y = 8; FV = 15,000; CPT PV = -11,907.48 (Difference = 686.81) PV = 15,000 / (1.08)3 = 15,000(.793832241) = 11,907.48 Solution 3 N = 3; I/Y = 6; FV = 15,000; CPT PV = -12,594.29 PV = 15,000 / (1.06)3 = 15,000(.839619283) = 12,594.29 N = 3; I/Y = 8; FV = 15,000; CPT PV = -11,907.48 (Difference = 686.81) PV = 15,000 / (1.08)3 = 15,000(.793832241) = 11,907.48 5.‹#› 4.18 Relationship: The mathematical relationship is PV = FV / (1 + r)t. One of the important things for them to take away from this discussion is that the present value is always less than the future value when we have positive rates of interest. N = 3; I/Y = 6; FV = 15,000; CPT PV = -12,594.29 PV = 15,000 / (1.06)3 = 15,000(.839619283) = 12,594.29 N = 3; I/Y = 8; FV = 15,000; CPT PV = -11,907.48 (Difference = 686.81) PV = 15,000 / (1.08)3 = 15,000(.793832241) = 11,907.48 Chapter 6 Outline Future and Present Values of Multiple Cash Flows Valuing Level Cash Flows: Annuities and Perpetuities Comparing Rates: The Effect of Compounding Loan Types and Loan Amortization 5.‹#› Introduction Last chapter we covered the basics of discounted cash flow valuation. So far we have only dealt with single cash flows, meanwhile in reality most investments have multiple cash flows. In this section, we examine ways to value multiple cash flows. We start with future value….. 5.‹#› Note on Cash Flow Timing In working present and future value problems, cash flow timing is critically important. In almost all such calculations, it is implicitly assumed that the cash flow occur at the end of each period. 5.‹#› Multiple Cash Flows 6.1 – FV Example 1 You currently have $7,000 in a bank account earning 8\% interest. You think you will be able to deposit an additional $4,000 at the end of each of the next three years. How much will you have in three years? 5.‹#› Multiple Cash Flows FV Example 1 continued Find the value at year 3 of each cash flow and add them together. Formula Approach Today (year 0): FV = 7000(1.08)3 = 8,817.98 Year 1: FV = 4,000(1.08)2 = 4,665.60 Year 2: FV = 4,000(1.08) = 4,320 Year 3: value = 4,000 Total value in 3 years = 8817.98 + 4665.60 + 4320 + 4000 = 21,803.58 5.‹#› 4.23 The book discusses that there are two ways to work this problem. The first method, computing the FV one year at a time and adding the cash flows as you go along, is illustrated in Example 6.1 in the book. The slides illustrate the other method, finding the future value at the end for each cash flow and then adding. Point out that you can find the value of a set of cash flows at any point in time, all you have to do is get the value of each cash flow at that point in time and then add them together. The students can read the example in the book. It is also provided here. You think you will be able to deposit $4,000 at the end of each of the next three years in a bank account paying 8 percent interest. You currently have $7,000 in the account. How much will you have in three years? In four years? Point out that there are several ways that this can be worked. The book works this example by rolling the value forward each year. The presentation will show the second way to work the problem. Calculator: Today (year 0 CF): 3 N; 8 I/Y; -7000 PV; CPT FV = 8817.98 Year 1 CF: 2 N; 8 I/Y; -4000 PV; CPT FV = 4665.60 Year 2 CF: 1 N; 8 I/Y; -4000 PV; CPT FV = 4320 Year 3 CF: value = 4,000 Total value in 3 years = 8817.98 + 4665.60 + 4320 + 4000 = 21,803.58 Value at year 4: 1 N; 8 I/Y; -21803.58 PV; CPT FV = 23,547.87 I entered the PV as negative for two reasons. (1) It is a cash outflow since it is an investment. (2) The FV is computed as positive and the students can then just store each calculation and then add from the memory registers, instead of writing down all of the numbers and taking the risk of keying something back into the calculator incorrectly. Multiple Cash Flows FV Example 1 continued Calculator Approach Today (year 0 CF): 3 N; 8 I/Y; -7000 PV; CPT FV = 8817.98 Year 1 CF: 2 N; 8 I/Y; -4000 PV; CPT FV = 4665.60 Year 2 CF: 1 N; 8 I/Y; -4000 PV; CPT FV = 4320 Year 3 CF: value = 4,000 Total value in 3 years = 8817.98 + 4665.60 + 4320 + 4000 = 21,803.58 5.‹#› Quick Quiz – Part I You are offered an investment that will pay you $200 in one year, $400 the next year, $600 the year after, and $800 at the end of the following year. You can earn 12\% on similar investments. How much is this investment worth today? Remember : PV = FV / (1 + r)t 5.‹#› 4.25 The easiest way to work this problem is to use the uneven cash flow keys and find the present value first and then compute the others based on that. CF0 = 0; C01 = 100; F01 = 1; C02 = 200; F02 = 2; C03 = 300; F03 = 2; I = 7; CPT NPV = 874.17 Value in year 5: PV = 874.17; N = 5; I/Y = 7; CPT FV = 1226.07 Value in year 3: PV = 874.17; N = 3; I/Y = 7; CPT FV = 1070.90 Using formulas and one CF at a time: Year 1 CF: FV5 = 100(1.07)4 = 131.08; PV0 = 100 / 1.07 = 93.46; FV3 = 100(1.07)2 = 114.49 Year 2 CF: FV5 = 200(1.07)3 = 245.01; PV0 = 200 / (1.07)2 = 174.69; FV3 = 200(1.07) = 214 Year 3 CF: FV5 = 200(1.07)2 = 228.98; PV0 = 200 / (1.07)3 = 163.26; FV3 = 200 Year 4 CF: FV5 = 300(1.07) = 321; PV0 = 300 / (1.07)4 = 228.87; PV3 = 300 / 1.07 = 280.37 Year 5 CF: FV5 = 300; PV0 = 300 / (1.07)5 = 213.90; PV3 = 300 / (1.07)2 = 262.03 Value at year 5 = 131.08 + 245.01 + 228.98 + 321 + 300 = 1226.07 Present value today = 93.46 + 174.69 + 163.26 + 228.87 + 213.90 = 874.18 (difference due to rounding) Value at year 3 = 114.49 + 214 + 200 + 280.37 + 262.03 = 1070.89 Solution Find the PV of each cash flow and add them Formula Approach Year 1 CF: 200 / (1.12)1 = 178.57 Year 2 CF: 400 / (1.12)2 = 318.88 Year 3 CF: 600 / (1.12)3 = 427.07 Year 4 CF: 800 / (1.12)4 = 508.41 Total PV = 178.57 + 318.88 + 427.07 + 508.41 = 1432.93 5.‹#› 4.26 The easiest way to work this problem is to use the uneven cash flow keys and find the present value first and then compute the others based on that. CF0 = 0; C01 = 100; F01 = 1; C02 = 200; F02 = 2; C03 = 300; F03 = 2; I = 7; CPT NPV = 874.17 Value in year 5: PV = 874.17; N = 5; I/Y = 7; CPT FV = 1226.07 Value in year 3: PV = 874.17; N = 3; I/Y = 7; CPT FV = 1070.90 Using formulas and one CF at a time: Year 1 CF: FV5 = 100(1.07)4 = 131.08; PV0 = 100 / 1.07 = 93.46; FV3 = 100(1.07)2 = 114.49 Year 2 CF: FV5 = 200(1.07)3 = 245.01; PV0 = 200 / (1.07)2 = 174.69; FV3 = 200(1.07) = 214 Year 3 CF: FV5 = 200(1.07)2 = 228.98; PV0 = 200 / (1.07)3 = 163.26; FV3 = 200 Year 4 CF: FV5 = 300(1.07) = 321; PV0 = 300 / (1.07)4 = 228.87; PV3 = 300 / 1.07 = 280.37 Year 5 CF: FV5 = 300; PV0 = 300 / (1.07)5 = 213.90; PV3 = 300 / (1.07)2 = 262.03 Value at year 5 = 131.08 + 245.01 + 228.98 + 321 + 300 = 1226.07 Present value today = 93.46 + 174.69 + 163.26 + 228.87 + 213.90 = 874.18 (difference due to rounding) Value at year 3 = 114.49 + 214 + 200 + 280.37 + 262.03 = 1070.89 Solution 0 1 2 3 4 200 400 600 800 178.57 318.88 427.07 508.41 1432.93 5.‹#› 4.27 The easiest way to work this problem is to use the uneven cash flow keys and find the present value first and then compute the others based on that. CF0 = 0; C01 = 100; F01 = 1; C02 = 200; F02 = 2; C03 = 300; F03 = 2; I = 7; CPT NPV = 874.17 Value in year 5: PV = 874.17; N = 5; I/Y = 7; CPT FV = 1226.07 Value in year 3: PV = 874.17; N = 3; I/Y = 7; CPT FV = 1070.90 Using formulas and one CF at a time: Year 1 CF: FV5 = 100(1.07)4 = 131.08; PV0 = 100 / 1.07 = 93.46; FV3 = 100(1.07)2 = 114.49 Year 2 CF: FV5 = 200(1.07)3 = 245.01; PV0 = 200 / (1.07)2 = 174.69; FV3 = 200(1.07) = 214 Year 3 CF: FV5 = 200(1.07)2 = 228.98; PV0 = 200 / (1.07)3 = 163.26; FV3 = 200 Year 4 CF: FV5 = 300(1.07) = 321; PV0 = 300 / (1.07)4 = 228.87; PV3 = 300 / 1.07 = 280.37 Year 5 CF: FV5 = 300; PV0 = 300 / (1.07)5 = 213.90; PV3 = 300 / (1.07)2 = 262.03 Value at year 5 = 131.08 + 245.01 + 228.98 + 321 + 300 = 1226.07 Present value today = 93.46 + 174.69 + 163.26 + 228.87 + 213.90 = 874.18 (difference due to rounding) Value at year 3 = 114.49 + 214 + 200 + 280.37 + 262.03 = 1070.89 Solution Calculator Approach Year 1 CF: N = 1; I/Y = 12; FV = 200; CPT PV = -178.57 Year 2 CF: N = 2; I/Y = 12; FV = 400; CPT PV = -318.88 Year 3 CF: N = 3; I/Y = 12; FV = 600; CPT PV = -427.07 Year 4 CF: N = 4; I/Y = 12; FV = 800; CPT PV = - 508.41 Total PV = 178.57 + 318.88 + 427.07 + 508.41 = 1432.93 5.‹#› 4.28 The easiest way to work this problem is to use the uneven cash flow keys and find the present value first and then compute the others based on that. CF0 = 0; C01 = 100; F01 = 1; C02 = 200; F02 = 2; C03 = 300; F03 = 2; I = 7; CPT NPV = 874.17 Value in year 5: PV = 874.17; N = 5; I/Y = 7; CPT FV = 1226.07 Value in year 3: PV = 874.17; N = 3; I/Y = 7; CPT FV = 1070.90 Using formulas and one CF at a time: Year 1 CF: FV5 = 100(1.07)4 = 131.08; PV0 = 100 / 1.07 = 93.46; FV3 = 100(1.07)2 = 114.49 Year 2 CF: FV5 = 200(1.07)3 = 245.01; PV0 = 200 / (1.07)2 = 174.69; FV3 = 200(1.07) = 214 Year 3 CF: FV5 = 200(1.07)2 = 228.98; PV0 = 200 / (1.07)3 = 163.26; FV3 = 200 Year 4 CF: FV5 = 300(1.07) = 321; PV0 = 300 / (1.07)4 = 228.87; PV3 = 300 / 1.07 = 280.37 Year 5 CF: FV5 = 300; PV0 = 300 / (1.07)5 = 213.90; PV3 = 300 / (1.07)2 = 262.03 Value at year 5 = 131.08 + 245.01 + 228.98 + 321 + 300 = 1226.07 Present value today = 93.46 + 174.69 + 163.26 + 228.87 + 213.90 = 874.18 (difference due to rounding) Value at year 3 = 114.49 + 214 + 200 + 280.37 + 262.03 = 1070.89 Class Practice 5 You are considering an investment that will pay you $1000 in one year, $2000 in two years and $3000 in three years. If you want to earn 10\% on your money, how much would you be willing to pay? 5.‹#› 4.29 The easiest way to work this problem is to use the uneven cash flow keys and find the present value first and then compute the others based on that. CF0 = 0; C01 = 100; F01 = 1; C02 = 200; F02 = 2; C03 = 300; F03 = 2; I = 7; CPT NPV = 874.17 Value in year 5: PV = 874.17; N = 5; I/Y = 7; CPT FV = 1226.07 Value in year 3: PV = 874.17; N = 3; I/Y = 7; CPT FV = 1070.90 Using formulas and one CF at a time: Year 1 CF: FV5 = 100(1.07)4 = 131.08; PV0 = 100 / 1.07 = 93.46; FV3 = 100(1.07)2 = 114.49 Year 2 CF: FV5 = 200(1.07)3 = 245.01; PV0 = 200 / (1.07)2 = 174.69; FV3 = 200(1.07) = 214 Year 3 CF: FV5 = 200(1.07)2 = 228.98; PV0 = 200 / (1.07)3 = 163.26; FV3 = 200 Year 4 CF: FV5 = 300(1.07) = 321; PV0 = 300 / (1.07)4 = 228.87; PV3 = 300 / 1.07 = 280.37 Year 5 CF: FV5 = 300; PV0 = 300 / (1.07)5 = 213.90; PV3 = 300 / (1.07)2 = 262.03 Value at year 5 = 131.08 + 245.01 + 228.98 + 321 + 300 = 1226.07 Present value today = 93.46 + 174.69 + 163.26 + 228.87 + 213.90 = 874.18 (difference due to rounding) Value at year 3 = 114.49 + 214 + 200 + 280.37 + 262.03 = 1070.89 Solution 5 Formula Approach PV = 1000 / (1.1)1 = 909.09 PV = 2000 / (1.1)2 = 1652.89 PV = 3000 / (1.1)3 = 2253.94 PV = 909.09 + 1652.89 + 2253.94 = 4815.93 Calculator Approach N = 1; I/Y = 10; FV = 1000; CPT PV = -909.09 N = 2; I/Y = 10; FV = 2000; CPT PV = -1652.89 N = 3; I/Y = 10; FV = 3000; CPT PV = -2253.94 PV = 909.09 + 1652.89 + 2253.94 = 4815.93 5.‹#› 4.30 The easiest way to work this problem is to use the uneven cash flow keys and find the present value first and then compute the others based on that. CF0 = 0; C01 = 100; F01 = 1; C02 = 200; F02 = 2; C03 = 300; F03 = 2; I = 7; CPT NPV = 874.17 Value in year 5: PV = 874.17; N = 5; I/Y = 7; CPT FV = 1226.07 Value in year 3: PV = 874.17; N = 3; I/Y = 7; CPT FV = 1070.90 Using formulas and one CF at a time: Year 1 CF: FV5 = 100(1.07)4 = 131.08; PV0 = 100 / 1.07 = 93.46; FV3 = 100(1.07)2 = 114.49 Year 2 CF: FV5 = 200(1.07)3 = 245.01; PV0 = 200 / (1.07)2 = 174.69; FV3 = 200(1.07) = 214 Year 3 CF: FV5 = 200(1.07)2 = 228.98; PV0 = 200 / (1.07)3 = 163.26; FV3 = 200 Year 4 CF: FV5 = 300(1.07) = 321; PV0 = 300 / (1.07)4 = 228.87; PV3 = 300 / 1.07 = 280.37 Year 5 CF: FV5 = 300; PV0 = 300 / (1.07)5 = 213.90; PV3 = 300 / (1.07)2 = 262.03 Value at year 5 = 131.08 + 245.01 + 228.98 + 321 + 300 = 1226.07 Present value today = 93.46 + 174.69 + 163.26 + 228.87 + 213.90 = 874.18 (difference due to rounding) Value at year 3 = 114.49 + 214 + 200 + 280.37 + 262.03 = 1070.89 Finding the Number of Payments In this section you were given PV, C, r but asked to find “t” or N using the calculator approach 5.‹#› 4.31 The easiest way to work this problem is to use the uneven cash flow keys and find the present value first and then compute the others based on that. CF0 = 0; C01 = 100; F01 = 1; C02 = 200; F02 = 2; C03 = 300; F03 = 2; I = 7; CPT NPV = 874.17 Value in year 5: PV = 874.17; N = 5; I/Y = 7; CPT FV = 1226.07 Value in year 3: PV = 874.17; N = 3; I/Y = 7; CPT FV = 1070.90 Using formulas and one CF at a time: Year 1 CF: FV5 = 100(1.07)4 = 131.08; PV0 = 100 / 1.07 = 93.46; FV3 = 100(1.07)2 = 114.49 Year 2 CF: FV5 = 200(1.07)3 = 245.01; PV0 = 200 / (1.07)2 = 174.69; FV3 = 200(1.07) = 214 Year 3 CF: FV5 = 200(1.07)2 = 228.98; PV0 = 200 / (1.07)3 = 163.26; FV3 = 200 Year 4 CF: FV5 = 300(1.07) = 321; PV0 = 300 / (1.07)4 = 228.87; PV3 = 300 / 1.07 = 280.37 Year 5 CF: FV5 = 300; PV0 = 300 / (1.07)5 = 213.90; PV3 = 300 / (1.07)2 = 262.03 Value at year 5 = 131.08 + 245.01 + 228.98 + 321 + 300 = 1226.07 Present value today = 93.46 + 174.69 + 163.26 + 228.87 + 213.90 = 874.18 (difference due to rounding) Value at year 3 = 114.49 + 214 + 200 + 280.37 + 262.03 = 1070.89 Finding the Number of Payments – Example 2 Suppose you borrow $2000 at 5\% and you are going to make annual payments of $734.42. How long before you pay off the loan? 5.‹#› 4.32 Sign convention matters!!! 5 I/Y 2000 PV -734.42 PMT CPT N = 3 years Finding the Number of Payments – Example 2 continued Formula Approach 2000 = 734.42(1 – 1/1.05t) / .05 .136161869 = 1 – 1/1.05t 1/1.05t = .863838131 1.157624287 = 1.05t t = ln(1.157624287) / ln(1.05) = 3 years Calculator Approach Sign convention matters!!! 5 I/Y 2000 PV -734.42 PMT CPT N = 3 years 5.‹#› Annuity Due – Example 1 You are saving for a new house and you put $10,000 per year in an account paying 8\% compounded annually. The first payment is made today. How much will you have at the end of 3 years? Formula for future value annuity due is provided; 5.‹#› 4.34 Note that the procedure for changing the calculator to an annuity due is similar on other calculators. Calculator 2nd BGN 2nd Set (you should see BGN in the display) 3 N -10,000 PMT 8 I/Y CPT FV = 35,061.12 2nd BGN 2nd Set (be sure to change it back to an ordinary annuity) What if it were an ordinary annuity? FV = 32,464 (so receive an additional 2597.12 by starting to save today.) Annuity Due – Example 1 Timeline 0 1 2 3 10000 10000 10000 32,464 35,061.12 5.‹#› 4.35 If you use the regular annuity formula, the FV will occur at the same time as the last payment. To get the value at the end of the third period, you have to take it forward one more period. Annuity Due – Example 1 continued Formula Approach FV = 10,000[(1.083 – 1) / .08](1.08) = 35,061.12 Calculator Approach 2nd BGN 2nd Set (you should see BGN in the display) 3 N -10,000 PMT 8 I/Y CPT FV = 35,061.12 2nd BGN 2nd Set (be sure to change it back to an ordinary annuity) 5.‹#› Effective Annual Rate (EAR) This is the actual rate paid (or received) after accounting for compounding that occurs during the year If you want to compare two alternative investments with different compounding periods, you need to compute the EAR for both investments and then compare the EAR’s. The EAR (Effective annual interest rate) is the interest rate expressed as if it were compounded once per year. 5.‹#› Effective Annual Rate (EAR) Remember that the APR is the quoted rate m is the number of times the interest is compounded in a year 5.‹#› Annual Percentage Rate (APR) This is the annual rate that is quoted by law By definition APR is the interest rate charged per period multiplied by the number of periods per year. Consequently, to get the period rate we rearrange the APR equation: Period rate = APR / number of periods per year You should NEVER divide the effective rate by the number of periods per year – it will NOT give you the period rate 5.‹#› Annual Percentage Rate APR What is the APR if the monthly rate is .5\%? .5(12) = 6\% What is the APR if the semiannual rate is .5\%? .5(2) = 1\% What is the monthly rate if the APR is 12\% with monthly compounding? 12 / 12 = 1\% 5.‹#› Converting APR to EAR Suppose you can earn 1\% per month on $1 invested today. What is the APR? 1(12) = 12\% How much are you effectively earning? Calculator approach press 12 2nd function NOM, 2nd function EFF 5.‹#› Converting APR to EAR Suppose if you put it in another account, you earn 3\% per quarter. What is the APR? 3(4) = 12\% How much are you effectively earning? Calculator approach 4 P/Yr, 12 2nd function NOM, 2nd function EFF 5.‹#› Converting EAR to APR If you have an effective rate, how can you compute the APR? Rearrange the EAR equation and you get: 5.‹#› Converting EAR to APR Suppose you want to earn an effective rate of 12\% and you are looking at an account that compounds on a monthly basis. What APR must they pay? Calculator approach: 12 P/Yr, 12 2nd function EFF 2nd function NOM. 5.‹#› ú ú ú ú û ù ê ê ê ê ë é + - = r r C PV t ) 1 ( 1 1 ( ) ( ) r r r C FV t + ´ ú û ù ê ë é - + = 1 1 1 1 m APR 1 EAR m - ú û ù ê ë é + = \% 68 . 12 126825 . 0 1 126825 . 1 1 12 12 . 0 1 12 = = - = - ú û ù ê ë é ÷ ø ö ç è æ + = EAR EAR EAR EAR \% 55 . 12 125509 . 0 1 125509 . 1 1 4 12 . 0 1 4 = = - = - ú û ù ê ë é ÷ ø ö ç è æ + = EAR EAR EAR EAR ú û ù ê ë é + = 1 - EAR) (1 m APR m 1 11.39\% or 8655152 113 . 1 ) 12 . 1 ( 12 12 1 = ú û ù ê ë é - + = APR Financial Statements, Taxes and Cash Flow Michele Vincenti, Ph.D., MBA, CIM, FCSI, STI, CFP, CMC, CITP Class 5 2.* Chapter Outline The Balance Sheet The Income Statement Cash Flow Taxes Capital Cost Allowance Summary and Conclusions 2.* Balance Sheet - 2.1 The balance sheet is a snapshot of the firm’s assets and liabilities at a given point in time Assets are listed in order of liquidity Ease of conversion to cash Without significant loss of value Balance Sheet Identity Assets = Liabilities + Stockholders’ Equity 2.* Liquidity is a very important concept. Students tend to remember the “convert to cash quickly” component of liquidity, but often forget the part about “without loss of value.” Remind them that we can convert anything to cash quickly if we are willing to lower the price enough, but that doesn’t mean it is liquid. Also, point out that a firm can be TOO liquid. Excess cash holdings lead to overall lower returns. See the IM for a more complete discussion of this issue. 2.* The Balance Sheet - Figure 2.1 2.* The left-hand side lists the assets of the firm. Current assets are listed first because they are the most liquid. Fixed assets can include both tangible and intangible assets, and they are listed at the bottom because they generally are not very liquid. These are direct result of management’s investment decisions. (Please emphasize that “investment decisions” are not limited to investments in financial assets.) Note that the balance sheet does not list some very valuable assets, such as the people who work for the firm. The liabilities and equity (or ownership) components of the firm are listed on the right-hand side. This indicates how the assets are paid for. Since the balance sheet has to balance, total equity = total assets – total liabilities. The portion of equity that can most easily fluctuate to create this balance is retained earnings. The right-hand side of the balance sheet is a direct result of management’s financing decisions. Remember that shareholders’ equity consists of several components and that total equity includes all of these components not just the “common stock” item. In particular, remind students that retained earnings belong to the shareholders. 2.* Net Working Capital and Liquidity Net Working Capital Current Assets – Current Liabilities Positive when the cash that will be received over the next 12 months exceeds the cash that will be paid out Usually positive in a healthy firm Liquidity Ability to convert to cash quickly without a significant loss in value Liquid firms are less likely to experience financial distress However, liquid assets earn a lower return Tradeoff between liquid and illiquid assets 2.* Canadian Enterprises Balance Sheet – Table 2.1 See 2.14: Canadian Enterprises Example 2.* The first example computing cash flows has a link to the information in this table. The arrow in the corner is used to return you to the example. Here is an example of a simplified balance sheet. Many students make it through business school without ever seeing an actual balance sheet, particularly those who are not majoring in finance or accounting. Later in the chapter, a hot link is provided to the 1999 annual report for McGraw-Hill. If you don’t have access to the internet for your presentation, I encourage you to bring in some annual reports and let the students see the differences between the simplified statements they see in textbooks and the real thing. This is a good place to talk about some of the specific types of items that show up on a balance sheet and remind the students what accounts receivable, accounts payable, notes payable, etc. are. 2.* Market Vs. Book Value The balance sheet provides the book value of the assets, liabilities and equity. Market value is the price at which the assets, liabilities or equity can actually be bought or sold. Market value and book value are often very different. Why? Which is more important to the decision-making process? 2.* Current assets and liabilities generally have book values and market values that are very close. This is not necessarily the case with the other assets, liabilities and equity of the firm. Assets are listed at historical costs less accumulated depreciation – this may bear little resemblance to what they could actually be sold for today. The balance sheet also does not include the value of many important assets, such as human capital. Consequently, the “Total Assets” line on the balance sheet is generally not a very good estimate of what the assets of the firm are actually worth. Liabilities are listed at face value. When interest rates change or the risk of the firm changes, the value of those liabilities change in the market as well. This is especially true for longer-term liabilities. Equity is the ownership interest in the firm. The market value of equity (stock price times number of shares) depends on the future growth prospects of the firm and on the market’s estimation of the current value of ALL of the assets of the firm. The best estimate of the market value of the firm’s assets is market value of liabilities + market value of equity. Market values are generally more important for the decision making process because they are more reflective of the cash flows that would occur today. 2.* Income Statement - 2.2 The income statement is more like a video of the firm’s operations for a specified period of time. You generally report revenues first and then deduct any expenses for the period Matching principle – GAAP say to show revenue when it accrues and match the expenses required to generate the revenue 2.* Matching principle – this principle leads to non-cash deductions like depreciation. This is why net income is NOT a measure of the cash flow during the period. 2.* Canadian Enterprises Income Statement – Table 2.2 See 2.14: Canadian Enterprises Example 2.* The first example computing cash flows has a link to the information in this table. The arrow in the corner is used to return you to the example. Remember that these are simplified income statements for illustrative purposes. Earnings before interest and taxes is often called operating income. COGS would include both the fixed costs and the variable costs needed to generate the revenues. Analysts often look at EBITDA (earnings before interest, taxes, depreciation and amortization) as a measure of the operating cash flow of the firm. It is not true in the strictest sense because taxes are an operating cash flow as well, but it does provide a reasonable estimate for analysis purposes. The IM provides a discussion of Cendant and the problems that the company ran into when fraudulent accounting practices were discovered. It is important to point out that depreciation expense is often figured two different ways, depending on the purpose of the financial statement. If we are computing the taxes that we will owe, we use the depreciation schedule provided by the IRS. In this instance, the “life” of the asset for depreciation purposes may be very different from the useful life of the asset. Statements that are prepared for investors often use straight-line depreciation because it will tend to have a lower depreciation charge than MACRs early in the asset’s life. This reduces the “expense” and thus increases the firm’s reported EPS. This is a good illustration of why it is important to look at a firm’s cash flow and not just its EPS. 2.* The Concept of Cash Flow - 2.3 Cash flow is one of the most important pieces of information that a financial manager can derive from financial statements We will look at how cash is generated from utilizing assets and how it is paid to those that finance the purchase of the assets 2.* Cash Flow From Assets Cash Flow From Assets (CFFA) = Cash Flow to Bondholders + Cash Flow to Shareholders Cash Flow From Assets = Operating Cash Flow – Net Capital Spending – Changes in NWC 2.* The first equation is how the cash flow from the firm is divided among the investors that financed the assets. The second equation is the cash flow that the firm receives from its assets. This is an important equation to remember. We will come back to it and use it again when we do our capital budgeting analysis. We want to base our decisions on the timing and risk of the cash flows we expect to receive from a project. 2.* Taxes - 2.4 The one thing we can rely on with taxes is that they are always changing Marginal vs. average tax rates Marginal – the percentage paid on the next dollar earned Average – the tax bill / taxable income Other taxes 2.* Capital Cost Allowance (CCA) - 2.5 CCA is depreciation for tax purposes CCA is deducted before taxes and acts as a tax shield Every capital assets is assigned to a specific asset class by the government Every asset class is given a depreciation method and rate Half-year Rule – In the first year, only half of the asset’s cost can be used for CCA purposes 2.* Some CCA Classes – Table 2.8 2.* Example: CCA Calculation ABC Corporation purchased $100,000 worth of photocopiers in 2004. Photocopiers fall under asset class 8 with a CCA rate of 20\%. How much CCA will be claimed in 2004 and 2005? 2.* CCA Example – Solution Year Beginning Fixed Assets CCA Ending Fixed Assets 2004 50000 (100,000 x 50\%) 10,000 (50,000 x 20\%) 40000 (50,000 - 10,000) 2005 90,000 (40,000 + 50,000) 18,000 (90,000 x 20\%) 72,000 (90,000 - 18,000) 2.* Quick Quiz What is the difference between book value and market value? Which should we use for decision making purposes? What is the difference between accounting income and cash flow? Which do we need to use when making decisions? What is the difference between average and marginal tax rates? Which should we use when making financial decisions? How do we determine a firm’s cash flows? What are the equations and where do we find the information? What is CCA? How is it calculated? Introduction To Corporate Finance Michele Vincenti, Ph.D, MBA, M.A. (HOS), CIM, FCSI, STI, CFP, CMC, C.I.M., F.CIM Chapter One © 2003 The McGraw-Hill Companies, Inc. All rights reserved. Chapter Outline Corporate Finance and the Financial Manager Forms of Business Organization The Goal of Financial Management The Agency Problem and Control of the Corporation Financial Markets and the Corporation Financial Institutions Trends in Financial Markets and Financial Management 1.2 1.1 www: This is a good place to show the students the web site that accompanies the book, including the various features that they can access for study purposes (study guide, quizzes, web links, etc.). Click on the “web surfer” icon to go directly to the site. Khoa Nguyen (K) - Should I take out the link? Corporate Finance Some important questions that are answered using finance What long-term investments should the firm take on? Where will we get the long-term financing to pay for the investment? How will we manage the everyday financial activities of the firm? 1.3 1.2 Emphasize that “business finance” is just another name for the “corporate finance” mentioned under the four basic types. Students often get confused by the terminology, especially when different terms are used to refer to the same thing. Financial Manager Financial managers try to answer some or all of these questions The top financial manager within a firm is usually the Chief Financial Officer (CFO) Treasurer – oversees cash management, capital expenditures and financial planning Controller – oversees taxes, cost accounting, financial accounting and data processing 1.4 1.3 Video Note: This video looks at the changing role of the Chief Financial Officer (CFO) at the Fortune 500 company, Abbot Laboratories. Financial Management Decisions Capital budgeting What long-term investments or projects should the business take on? Capital structure How should we pay for our assets? Should we use debt or equity? Working capital management How do we manage the day-to-day finances of the firm? 1.5 1.4 Provide some examples of capital budgeting decisions, such as what product or service will the firm sell, should we replace old equipment with newer, more advanced equipment, etc. Be sure and define debt and equity. Provide some examples of working capital management, such as who should we sell to on credit, how much inventory should we carry, when should we pay our suppliers, etc. Forms of Business Organization Three major forms in Canada Sole proprietorship Partnership General Limited Corporation In other countries, corporations are also called joint stock companies, public limited companies and limited liability companies 1.6 1.5 www: Clicking on the “web surfer” will take you to a web site that will provide a discussion about which form of business may be appropriate for an entrepreneur. The following pages will provide links to specific pages on the web site that provide additional information about the legal aspects of each form of business, as well as a discussion of the advantages and disadvantages. The address is: http://www.nolo.com/encyclopedia/sb_ency.html#Subtopic16 Sole Proprietorship Advantages Easiest to start Least regulated Single owner keeps all the profits Taxed once as personal income Disadvantages Unlimited liability Limited to life of owner Equity capital limited to owner’s personal wealth Difficult to sell ownership interest 1.7 1.6 www: Click on the “web surfer” for more information about sole proprietorships. If you click on the “--Sole Proprietorship” link, you will be taken to an index that will provide a link to information about husband and wife sole proprietorships. Partnership Advantages Two or more owners More capital available Relatively easy to start Income taxed once as personal income Disadvantages Unlimited liability General partnership Limited partnership Partnership dissolves when one partner dies or wishes to sell Difficult to transfer ownership 1.8 1.7 www: Click on the “web surfer” for more information about partnerships. If you click on the “—Partnerships” link, you will go to an index that provides links to additional information about limited partnerships, partnership agreements and buy-sell agreements. Note that unlimited liability applies to all partners in a general partnership and only the general partners in a limited partnership Written agreements are essential due to the unlimited liability. Limited partners cannot be involved in the business or else they may be deemed as general partners. Corporation Advantages Limited liability Unlimited life Separation of ownership and management Transfer of ownership is easy Easier to raise capital Disadvantages Separation of ownership and management Double taxation (income is taxed at the corporate rate and then dividends are taxed at the personal rate) 1.9 1.8 www: Click on the “web surfer” to go to a page that discusses corporations. If you click on the “—Corporations” link it will take you back to an index that provides links to additional information on corporations as well as limited liability corporations. Discuss how separation of ownership and management can be both an advantage and a disadvantage: Advantages You can benefit from ownership in several different businesses (diversification) You can take advantage of the expertise of others (comparative advantage) Easier to transfer ownership Disadvantage Agency problems if management goals and owner goals are not aligned The instructors manual provides additional discussion of limited liability companies and S-corporations Goal Of Financial Management What should be the goal of a corporation? Maximize profit? Minimize costs? Maximize market share? Maximize the current value of the company’s stock? Does this mean we should do anything and everything to maximize owner wealth? 1.11 1.9 Try and have the students discuss each of the goals above and the inherent problems of the first three goals: Maximize profit – Are we talking about long-run or short-run profits? Do we mean accounting profits or some measure of cash flow? Minimize costs – We can minimize costs today by not purchasing new equipment or delaying maintenance, but this may not be in the best interest of the firm or its owners. Maximize market share – This has been a strategy of many of the dot.com companies. They issued stock and then used it primarily for advertising to increase the number of “hits” to their web sites. Even though many of the companies have a huge market share (I.e. Amazon) they still do not have positive earnings and their owners are not happy. Maximize the current value of the company’s stock There is no short run vs. long run here. The stock price should incorporate expectations about the future of the company and consider the trade-off between short-run profits and long-run profits. The purpose of a for-profit business should be to make money for its owners. Maximizing the current stock price increases the wealth of the owners of the firm. This is analogous to maximizing owners’ equity for firms that do not have publicly traded stock. Non-profits can also follow the same principle, but their “owners” are the constituencies that they were created to help. The instructors manual provides a letter to stockholders that was written by former Coca-Cola CEO Roberto Goizueta. There is also a brief discussion of an article that appeared in Fortune magazine that discusses Coke vs. Pepsi and their different philosophies on business in the early 1990’s. Ethics Note: See the instructor’s manual for a discussion of Dow-Corning, silicone breast implants and the ethics involved with pursuing owners’ wealth at all costs. Primary Goal of Financial Management Three equivalent goals of financial management: Maximize shareholder wealth Maximize share price Maximize firm value 1.12 The Agency Problem Agency relationship Principal hires an agent to represent their interests Stockholders (principals) hire managers (agents) to run the company Agency problem Conflicts of interest can exist between the principal and the agent Agency costs Direct agency costs Indirect agency costs 1.13 1.11 Video Note: This video focuses on how one company handled the tough decision to cut jobs and managed to successfully increase shareholder value. It features ABT Co. in Canada. A common example of an agency relationship is a real estate broker – in particular if you break it down between a buyers agent and a sellers agent. A classic conflict of interest is when the agent is paid on commission, so they may be less willing to let the buyer know that a lower price might be accepted or they may elect to only show the buyer homes that are listed at the high end of the buyers price range. Ethics Note: The instructor’s manual provides a discussion of Gillette and the apparent agency problems that existed prior to the introduction of the sensor razor. Direct agency costs – the purchase of something for management that can’t be justified from a risk-return standpoint, monitoring costs. Indirect agency costs – management’s tendency to forgo risky or expensive projects that could be justified from a risk-return standpoint. The Agency Problem Direct Costs: These costs come in two forms; The first is corporate expenditure that benefits management but costs the shareholders such as the purchase of expensive and luxurious unneeded corporate jet. The second is an expense that arises from the need to monitor management actions such as paying outside auditors to assess the accuracy of financial statement information. Indirect Costs: management’s tendency to forgo risky or expensive projects that could be justified from a risk-return standpoint. These are opportunity costs emerging from lost opportunity to increase shareholder’s wealth by not investing in a potentially profitable project. 1.13 1.12 Video Note: This video focuses on how one company handled the tough decision to cut jobs and managed to successfully increase shareholder value. It features ABT Co. in Canada. A common example of an agency relationship is a real estate broker – in particular if you break it down between a buyers agent and a sellers agent. A classic conflict of interest is when the agent is paid on commission, so they may be less willing to let the buyer know that a lower price might be accepted or they may elect to only show the buyer homes that are listed at the high end of the buyers price range. Ethics Note: The instructor’s manual provides a discussion of Gillette and the apparent agency problems that existed prior to the introduction of the sensor razor. Direct agency costs – the purchase of something for management that can’t be justified from a risk-return standpoint, monitoring costs. Indirect agency costs – management’s tendency to forgo risky or expensive projects that could be justified from a risk-return standpoint. Managing Managers Managerial compensation Incentives can be used to align management and stockholder interests The incentives need to be structured carefully to make sure that they achieve their goal Corporate control The threat of a takeover may result in better management Conflicts with other stakeholders Stakeholders relates to anyone who potentially has a claim on a firm such as creditors, shareholders, suppliers, customers, employees etc. Such groups also attempt to exert control over the firm by introducing alternate, socially oriented goals. 1.14 1.13 Incentives – discuss how incentives must be carefully structured. For example, tying bonuses to profits might encourage management to pursue short-run profits and forego projects that require a large initial outlay. Stock options may work, but there may be an optimal level of insider ownership. Beyond that level, management may be in too much control and may not act in the best interest of all stockholders. The type of stock can also affect the effectiveness of the incentive. Corporate control – ask the students why the threat of a takeover might make managers work towards the goals of stockholders. Other groups also have a financial stake in the firm. They can provide a valuable monitoring tool, but they can also try to force the firm to do things that are not in the owners’ best interest. What is the role of financial markets in corporate finance? Cash flows to and from the firm Money vs. capital markets Primary vs. secondary markets How do financial markets benefit society? By linking the deficit sector of the economy to the surplus sector for enhanced economic growth 1.16 1.14 Video Note: This video discusses how capital is raised in financial markets and shows an open-outcry market at the Chicago Board of Trade. Discuss the cash flows to the firm. You might have students turn to Figure 1.2 in their book to see an illustration of the cash flows. The main point is that cash comes into the firm from the sale of debt and equity. The money is used to purchase assets. Those assets generate cash that is used to pay stakeholders, reinvest in additional assets, repay debtholders and pay dividends to stockholders. Students are often confused by the fact that the NASDAQ is an OTC market. Explain that the NASDAQ market site is just a convenient place for reporters to show how stocks are moving, but that trading does not actually take place there. See the instructor’s manual for a discussion of an October 1999 BusinessWeek article concerning the move by the NYSE and the NASDAQ towards becoming for-profit companies and the possible impact on investors. www: Click on the NYSE and NASDAQ hyperlinks to go to their web sites What is the role of financial markets in corporate finance? Financial markets can be classified as either money market or capital market. Short-term debt securities are bought and sold in the money market. Examples are bankers acceptance, treasury bills etc. Money market is a dealer market typically dealers buy and sell among themselves at their own risks. 1.16 1.15 Video Note: This video discusses how capital is raised in financial markets and shows an open-outcry market at the Chicago Board of Trade. Discuss the cash flows to the firm. You might have students turn to Figure 1.2 in their book to see an illustration of the cash flows. The main point is that cash comes into the firm from the sale of debt and equity. The money is used to purchase assets. Those assets generate cash that is used to pay stakeholders, reinvest in additional assets, repay debtholders and pay dividends to stockholders. Students are often confused by the fact that the NASDAQ is an OTC market. Explain that the NASDAQ market site is just a convenient place for reporters to show how stocks are moving, but that trading does not actually take place there. See the instructor’s manual for a discussion of an October 1999 BusinessWeek article concerning the move by the NYSE and the NASDAQ towards becoming for-profit companies and the possible impact on investors. www: Click on the NYSE and NASDAQ hyperlinks to go to their web sites What is the role of financial markets in corporate finance? Capital markets are markets for long term debt and shares of stock. The Toronto Stock exchange is a capital market. www.tsx.ca The bond market as well is a capital market. 1.16 1.16 Video Note: This video discusses how capital is raised in financial markets and shows an open-outcry market at the Chicago Board of Trade. Discuss the cash flows to the firm. You might have students turn to Figure 1.2 in their book to see an illustration of the cash flows. The main point is that cash comes into the firm from the sale of debt and equity. The money is used to purchase assets. Those assets generate cash that is used to pay stakeholders, reinvest in additional assets, repay debtholders and pay dividends to stockholders. Students are often confused by the fact that the NASDAQ is an OTC market. Explain that the NASDAQ market site is just a convenient place for reporters to show how stocks are moving, but that trading does not actually take place there. See the instructor’s manual for a discussion of an October 1999 BusinessWeek article concerning the move by the NYSE and the NASDAQ towards becoming for-profit companies and the possible impact on investors. www: Click on the NYSE and NASDAQ hyperlinks to go to their web sites What is the role of financial markets in corporate finance? In a primary market transaction, the corporation is the seller, and the transaction raises money for the corporation. Corporations engage in two types of primary market transactions, public offering and private placement. Public offering involves selling securities to the general public. Private placement is a negotiated sale involving a specific buyer 1.16 1.17 Video Note: This video discusses how capital is raised in financial markets and shows an open-outcry market at the Chicago Board of Trade. Discuss the cash flows to the firm. You might have students turn to Figure 1.2 in their book to see an illustration of the cash flows. The main point is that cash comes into the firm from the sale of debt and equity. The money is used to purchase assets. Those assets generate cash that is used to pay stakeholders, reinvest in additional assets, repay debtholders and pay dividends to stockholders. Students are often confused by the fact that the NASDAQ is an OTC market. Explain that the NASDAQ market site is just a convenient place for reporters to show how stocks are moving, but that trading does not actually take place there. See the instructor’s manual for a discussion of an October 1999 BusinessWeek article concerning the move by the NYSE and the NASDAQ towards becoming for-profit companies and the possible impact on investors. www: Click on the NYSE and NASDAQ hyperlinks to go to their web sites Primary versus Secondary Market A secondary market involves one shareholder or owner or creditor selling to another. Therefore the secondary markets provide the means for transferring ownership of corporate securities . There are two kinds of secondary markets; auction markets and dealer markets. The first dealer markets in stocks and long terms debts are called over the counter (OTC) markets. 1.16 1.18 Video Note: This video discusses how capital is raised in financial markets and shows an open-outcry market at the Chicago Board of Trade. Discuss the cash flows to the firm. You might have students turn to Figure 1.2 in their book to see an illustration of the cash flows. The main point is that cash comes into the firm from the sale of debt and equity. The money is used to purchase assets. Those assets generate cash that is used to pay stakeholders, reinvest in additional assets, repay debtholders and pay dividends to stockholders. Students are often confused by the fact that the NASDAQ is an OTC market. Explain that the NASDAQ market site is just a convenient place for reporters to show how stocks are moving, but that trading does not actually take place there. See the instructor’s manual for a discussion of an October 1999 BusinessWeek article concerning the move by the NYSE and the NASDAQ towards becoming for-profit companies and the possible impact on investors. www: Click on the NYSE and NASDAQ hyperlinks to go to their web sites Financial Institutions Financial institutions act as intermediaries between funds suppliers (savers both individuals corporations ) and users of funds Institutions earn income on services provided: Indirect finance – Earn interest on the spread between interest earned on loans and interest paid on deposits Direct finance – Service fees (i.e. bankers acceptance and stamping fees) 1.16 1.19 Video Note: This video discusses how capital is raised in financial markets and shows an open-outcry market at the Chicago Board of Trade. Discuss the cash flows to the firm. You might have students turn to Figure 1.2 in their book to see an illustration of the cash flows. The main point is that cash comes into the firm from the sale of debt and equity. The money is used to purchase assets. Those assets generate cash that is used to pay stakeholders, reinvest in additional assets, repay debtholders and pay dividends to stockholders. Students are often confused by the fact that the NASDAQ is an OTC market. Explain that the NASDAQ market site is just a convenient place for reporters to show how stocks are moving, but that trading does not actually take place there. See the instructor’s manual for a discussion of an October 1999 BusinessWeek article concerning the move by the NYSE and the NASDAQ towards becoming for-profit companies and the possible impact on investors. www: Click on the NYSE and NASDAQ hyperlinks to go to their web sites Cash Flows to and from the Firm 1.17 Trends in Financial Markets and Management Financial Engineering Derivative Securities Advances in Technology – i.e. E-business Deregulation Corporate Governance Reform Next week activity For the week following, cover Interactive Pro Material for week 1& week 2. Class participation attracts marks and I will be logging in to check your activity rate 1.19 Trends in Financial Markets and Management Asynchronous Activity https://www.lovemoney.com/gallerylist/77190/amazons-future-plans-from-cashless-stores-to-home-robots Based on the link above, as a group evaluate AMAZONs capital budgeting goals according to the goals of financial management as highlighted on slide 9 of this lecture note power point. 1.19 Quick Quiz What are the three types of financial management decisions and what questions are they designed to answer? What are the three major forms of business organization? What is the goal of financial management? What are agency problems and why do they exist within a corporation? What is the difference between a primary market and a secondary market? 1.20 Summary 1.9 You should know: The advantages and disadvantages between a sole proprietorship, partnership and corporation The primary goal of the firm What an agency relationship and cost are The role of financial markets 1.21
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Your assignment may be more than 5 paragraphs but not less. INSTRUCTIONS:  To access the FNU Online Library for journals and articles you can go the FNU library link here:  https://www.fnu.edu/library/ In order to n that draws upon the theoretical reading to explain and contextualize the design choices. Be sure to directly quote or paraphrase the reading ce to the vaccine. Your campaign must educate and inform the audience on the benefits but also create for safe and open dialogue. A key metric of your campaign will be the direct increase in numbers.  Key outcomes: The approach that you take must be clear Mechanical Engineering Organic chemistry Geometry nment Topic You will need to pick one topic for your project (5 pts) Literature search You will need to perform a literature search for your topic Geophysics you been involved with a company doing a redesign of business processes Communication on Customer Relations. Discuss how two-way communication on social media channels impacts businesses both positively and negatively. Provide any personal examples from your experience od pressure and hypertension via a community-wide intervention that targets the problem across the lifespan (i.e. includes all ages). Develop a community-wide intervention to reduce elevated blood pressure and hypertension in the State of Alabama that in in body of the report Conclusions References (8 References Minimum) *** Words count = 2000 words. *** In-Text Citations and References using Harvard style. *** In Task section I’ve chose (Economic issues in overseas contracting)" Electromagnetism w or quality improvement; it was just all part of good nursing care.  The goal for quality improvement is to monitor patient outcomes using statistics for comparison to standards of care for different diseases e a 1 to 2 slide Microsoft PowerPoint presentation on the different models of case management.  Include speaker notes... .....Describe three different models of case management. visual representations of information. They can include numbers SSAY ame workbook for all 3 milestones. You do not need to download a new copy for Milestones 2 or 3. When you submit Milestone 3 pages): Provide a description of an existing intervention in Canada making the appropriate buying decisions in an ethical and professional manner. Topic: Purchasing and Technology You read about blockchain ledger technology. Now do some additional research out on the Internet and share your URL with the rest of the class be aware of which features their competitors are opting to include so the product development teams can design similar or enhanced features to attract more of the market. The more unique low (The Top Health Industry Trends to Watch in 2015) to assist you with this discussion.         https://youtu.be/fRym_jyuBc0 Next year the $2.8 trillion U.S. healthcare industry will   finally begin to look and feel more like the rest of the business wo evidence-based primary care curriculum. Throughout your nurse practitioner program Vignette Understanding Gender Fluidity Providing Inclusive Quality Care Affirming Clinical Encounters Conclusion References Nurse Practitioner Knowledge Mechanics and word limit is unit as a guide only. The assessment may be re-attempted on two further occasions (maximum three attempts in total). All assessments must be resubmitted 3 days within receiving your unsatisfactory grade. You must clearly indicate “Re-su Trigonometry Article writing Other 5. June 29 After the components sending to the manufacturing house 1. In 1972 the Furman v. Georgia case resulted in a decision that would put action into motion. Furman was originally sentenced to death because of a murder he committed in Georgia but the court debated whether or not this was a violation of his 8th amend One of the first conflicts that would need to be investigated would be whether the human service professional followed the responsibility to client ethical standard.  While developing a relationship with client it is important to clarify that if danger or Ethical behavior is a critical topic in the workplace because the impact of it can make or break a business No matter which type of health care organization With a direct sale During the pandemic Computers are being used to monitor the spread of outbreaks in different areas of the world and with this record 3. Furman v. Georgia is a U.S Supreme Court case that resolves around the Eighth Amendments ban on cruel and unsual punishment in death penalty cases. The Furman v. Georgia case was based on Furman being convicted of murder in Georgia. Furman was caught i One major ethical conflict that may arise in my investigation is the Responsibility to Client in both Standard 3 and Standard 4 of the Ethical Standards for Human Service Professionals (2015).  Making sure we do not disclose information without consent ev 4. Identify two examples of real world problems that you have observed in your personal Summary & Evaluation: Reference & 188. Academic Search Ultimate Ethics We can mention at least one example of how the violation of ethical standards can be prevented. Many organizations promote ethical self-regulation by creating moral codes to help direct their business activities *DDB is used for the first three years For example The inbound logistics for William Instrument refer to purchase components from various electronic firms. During the purchase process William need to consider the quality and price of the components. In this case 4. A U.S. Supreme Court case known as Furman v. Georgia (1972) is a landmark case that involved Eighth Amendment’s ban of unusual and cruel punishment in death penalty cases (Furman v. Georgia (1972) With covid coming into place In my opinion with Not necessarily all home buyers are the same! When you choose to work with we buy ugly houses Baltimore & nationwide USA The ability to view ourselves from an unbiased perspective allows us to critically assess our personal strengths and weaknesses. This is an important step in the process of finding the right resources for our personal learning style. Ego and pride can be · By Day 1 of this week While you must form your answers to the questions below from our assigned reading material CliftonLarsonAllen LLP (2013) 5 The family dynamic is awkward at first since the most outgoing and straight forward person in the family in Linda Urien The most important benefit of my statistical analysis would be the accuracy with which I interpret the data. The greatest obstacle From a similar but larger point of view 4 In order to get the entire family to come back for another session I would suggest coming in on a day the restaurant is not open When seeking to identify a patient’s health condition After viewing the you tube videos on prayer Your paper must be at least two pages in length (not counting the title and reference pages) The word assimilate is negative to me. I believe everyone should learn about a country that they are going to live in. It doesnt mean that they have to believe that everything in America is better than where they came from. It means that they care enough Data collection Single Subject Chris is a social worker in a geriatric case management program located in a midsize Northeastern town. She has an MSW and is part of a team of case managers that likes to continuously improve on its practice. The team is currently using an I would start off with Linda on repeating her options for the child and going over what she is feeling with each option.  I would want to find out what she is afraid of.  I would avoid asking her any “why” questions because I want her to be in the here an Summarize the advantages and disadvantages of using an Internet site as means of collecting data for psychological research (Comp 2.1) 25.0\% Summarization of the advantages and disadvantages of using an Internet site as means of collecting data for psych Identify the type of research used in a chosen study Compose a 1 Optics effect relationship becomes more difficult—as the researcher cannot enact total control of another person even in an experimental environment. Social workers serve clients in highly complex real-world environments. Clients often implement recommended inte I think knowing more about you will allow you to be able to choose the right resources Be 4 pages in length soft MB-920 dumps review and documentation and high-quality listing pdf MB-920 braindumps also recommended and approved by Microsoft experts. The practical test g One thing you will need to do in college is learn how to find and use references. References support your ideas. College-level work must be supported by research. You are expected to do that for this paper. You will research Elaborate on any potential confounds or ethical concerns while participating in the psychological study 20.0\% Elaboration on any potential confounds or ethical concerns while participating in the psychological study is missing. Elaboration on any potenti 3 The first thing I would do in the family’s first session is develop a genogram of the family to get an idea of all the individuals who play a major role in Linda’s life. After establishing where each member is in relation to the family A Health in All Policies approach Note: The requirements outlined below correspond to the grading criteria in the scoring guide. At a minimum Chen Read Connecting Communities and Complexity: A Case Study in Creating the Conditions for Transformational Change Read Reflections on Cultural Humility Read A Basic Guide to ABCD Community Organizing Use the bolded black section and sub-section titles below to organize your paper. For each section Losinski forwarded the article on a priority basis to Mary Scott Losinksi wanted details on use of the ED at CGH. He asked the administrative resident